Tag: best practices

This Week in FCPA-Episode 24, the SCCE Edition

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Post date September 30, 2016
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Misonix discloses possible FCPA violations, as reported in the FCPA Blog:

The Anheuser-Busch InBev SEC FCPA enforcement action, click for the SEC Order;

Och-Ziff SEC FCPA enforcement action, click for the SEC Order,

HMT LLC and NCH Corp receive Declinations yet are required to disgorge profits, for the HMT Declination letter, click here and for the NCH Declination letter click here;

Final thoughts by Tom and Jay on the recently concluded SCCE 2016 Compliance and Ethics Institute; and

Jay previews his Weekend Report.

[tweet_box design=”default” url=”http://wp.me/p6DnMo-2MP” float=”none”]Och-Ziff, Anheuser-Busch in India and a new category of declinations, wrap up of the SCCE, all in This Week in FCPA.[/tweet_box]]]>

Tags best practices, compliance, compliance programs, Department of Justice, DOJ, ethics and compliance, FCPA, Foreign Corrupt Practices Act, SEC

Compliance Into the Weeds

Compliance into the Weeds-Episode 14, Wells Fargo and the Fraud Triangle

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Post date September 21, 2016
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Fitting the Fraud Triangle to Wells Fargo
For more on the Wells Fargo, compliance and ethics disaster, see the following:

[tweet_box design=”default” url=”http://wp.me/p6DnMo-2LH” float=”none”]Learn how the fraud triangle works for a the Wells Fargo and a variety of other corporate scandals.[/tweet_box]]]>

Tags best practices, compliance, compliance programs, ethical leadership, ethics and compliance, risk

This Week in FCPA

This Week in FCPA-Episode 21

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Post date September 9, 2016
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Star Trek and its influence on compliance, click here;

SEC Press Release on whistleblower bounty payments;

Cisco Systems received declinations from SEC & DOJ, as reported in the FCPA Blog;

WSJ article Out of the SEC, Into the Whistleblower Industrial Complex

NYT article Whistle-Blowing Insiders: ‘Game Changer’ for the S.E.C.

GHBER registration for Sept. 15 panel on new ways to integrate the compliance function with the business while continuing to provide robust protection to the organization, click here.

Red Flag Group registration for webinar on Gathering materials from your suppliers to better understand their business practices, click here.

[tweet_box design=”default” url=”http://wp.me/p6DnMo-2Kv” float=”none”]The top review of the week’s FCPA compliance and ethics. This Week in FCPA.[/tweet_box]]]>