Tag: Black Swan event

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Compliance Tip of the Day

Compliance Tip of the Day: Investment Models for Compliance

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements.

Whether you’re a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game.

Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

In this episode, we explore what investment models compliance professional or CCO, should consider for a corporate compliance program.

For more information on Ethico and a free White Paper on top compliance issues in 2024, click here.

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Innovation in Compliance

Gold in the Compliance Hills: Part 4, Finance and Investing Models for Compliance


Welcome to a special five-part podcast series on how to unlock the gold in your program, hosted by Tom Fox with guests Gio and Nick Gallo from ComplianceLine. One of the ongoing issues in compliance is to demonstrate the Return on Investment (ROI) in your compliance program. One way to do so is by demonstrating the extended value of compliance literally across your entire company. When overlaid with an ESG component, you can begin to see the gold in your compliance hills. In addition to showing how you can unlock the gold in your own compliance hills, Gio and Nick walk you through how demonstrate ROI for your internal budgeting process which can provide to you the financial resource to strengthen and improve your compliance program.
Join us for the full 5 episodes and learn to see your compliance program in an entirely new light. In this Part 4, we consider finance and investment models for the corporate compliance function.
Some of the highlights of this episode include:

  • How does the Black Swan model of risk relate to the corporate compliance function?
  • When is a possible event simply a risk and when is it a Black Swan event?
  • Why is business continuity so critical?
  • What are Private Equity and Venture Capital models of funding and how to they relate to the corporate compliance function?
  • How to think about the payout of an investment in compliance.

Resources
Gio Gallo on LinkedIn
Nick Gallo on LinkedIn
ComplianceLine