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Innovation in Compliance

Innovation in Compliance: Greg Shultz on Key Traits for Compliance Professionals: Connecting and Listening

Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast.

In this episode, Tom welcomes Greg Shultz, the founder of Conformitise, to take a deep dive into his journey in operationalizing compliance in some of the world’s largest companies. Shultz also advises into the essential skills required for a thriving career in compliance.

Emphasizing the importance of active listening, Shultz shares the significance of listening again before advising to foster a collaborative partnership with business teams. Forming personal connections is highlighted, particularly through face-to-face interactions with investment teams, which helps in understanding different personas and building strong relationships over time. Our discussion also touches on the evolving role of data analytics in the compliance field, stressing its criticality in managing global data and mitigating risk in today’s super funds landscape. This episode is a must-listen for anyone aiming to step into or advance within the compliance profession.

Key Highlights:

  • Introduction to Compliance Professional Skills
  • The Importance of Listening and Advising
  • Building Strong Relationships
  • The Role of Data Analytics in Compliance

Resources:

Greg Shultz on LinkedIn

Tom Fox

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Sustainability

Sustainability: The Business Opportunity of the 21st Century: Sustainability Leadership

Are you ready to take on the business opportunity of the 21st century? We are at a moment of enormous global change and even greater business opportunity. Climate change is the single, biggest commercial opportunity of our time. In this podcast Tom Fox and Sustainability guru Richard Blundell explore the opportunities open to businesses which embrace sustainability from the business perspective. Find out why sustainability is the greatest opportunity of the 21st century and you can prepare your business to take advantage of the unprecedented global opportunity.

This podcast episode dives deep into the concepts of sustainability leadership, transformation, communication, and materiality analysis – all of which are essential to creating a more sustainable future. We explore the importance of viewing sustainability as an opportunity and committing to action to leave the business in better shape than when it arrived. Additionally, we touch on the need for a shift in mindset and the importance of communicating a message about sustainability to an audience. Finally, it delves into materiality analysis, a process that helps companies to prioritize sustainability activities and understand the impact of their decisions. This episode provides valuable insight into the principles of sustainability and how to best approach it in practice.

 Key Highlights

·      Sustainability Leadership

·      Sustainable Transformation

·      Sustainability Communication

·      Materiality Analysis

Listen to the full episode to gain insights and practical tips for incorporating sustainability into business practices. Richard’s enthusiasm and practicality will leave you inspired to explore sustainability as a business opportunity.

Resources

Richard Blundell

Tom Fox

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Daily Compliance News

October 8, 2022 the More On Cheating in Chess Edition

In today’s edition of Daily Compliance News:

    • Cohen says only corrupt would take up Trump’s case. (BusinessInsider)
    • Blackrock to take on TX anti-woke investment law. (Reuters)
    • US Grandmaster cheated over 100 times. (WSJ)
    • DOT lays the groundwork for Registry ownership. (WSJ)