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Daily Compliance News

June 15, 2021 the Father and Son edition


In today’s edition of Daily Compliance News:

  • Did BNP Paribas churn a customer’s Forex account? (FT)
  • Lordstown Motors execs resign. (WSJ)
  • Credit Suisse ignored Gupta red flags. (FT)
  • Americans in Ghosn escape plead guilty. (NYT)