Our hearts go out to the communities which have suffered gun-massacre tradgedies, the most recent being in El Paso TX and Dayton, OH. They consider this issue from the compliance perspective and turn their collective eyes to some of this week’s top compliance and ethics stories.
1. What is the corporate response to El Paso and Dayton? Tom and Matt Kelly explore in Compliance into the Weeds. Kristen Broughton considers corporate disclosures 2. Congress considers a anti-foreign extortion bill to supplement the FCPA. Dick Cassin reports. 3. Is a world free of corruption a dream of fools? The Basel Institute on Governance says no. 4. What is cognitive governance? James Bone begins a 5-part series. 5. AML and Sanctions Trends Under the Trump Administration. Lawyers from WilmerHale explain. 6. What it the federal extortion and blackmail statute? Sara Kropf begins a two-part series. 7. Does everyone want to do the right thing? Calvin London says maybe not in CCI. 8. How to make your Code of Conduct great. Ed Petry tells us. 9. Swiss bank ignores compliance officer; pays $10.7M for tax evasion. Jaclyn Jaeger reports.10. SFO issues guidance for corporate cooperation. 11. Join Jay Rosen and myself for a 5 part exploration of Everything You Always Wanted to Know about Monitors But Were Afraid to Ask. Sponsored by AMI, it is a special production of the Compliance Podcast Network. 12. Our colleague, Doug Cornelis successfully participated in the annual 2-day, 192 mile Pan-Mass Bike Challenge which raises money for the fight against cancer. I hope you will join me again in supporting Doug by donating to PMC. Information on Doug’s ride, why he rides and donation button are all found here.13. Looking for one of the top conferences around. Look no further than Converge19, which is being put on by Convercent on October 2-3. Listeners to this podcast can garner a complimentary pass by using the code “foxvip”. Registration and information can be found here. Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com. For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor Affiliated Monitors at www.affiliatedmonitors.com.
Tag: compliance
In today’s edition of Daily Compliance News:
- Four Petrofac managers named by SFO in bribery scheme. (The Guardian)
- Good work if you can get it; law firm’s bills NRA $97K per day. (AboveTheLaw)
- Is this why chicken costs so much? (WSJ)
- Businesses struggle to come to grips with massacares. (Dealbook)
In today’s edition of Daily Compliance News:
Wells Fargo does not only abuse customers but vendors as well. (WSJ)
PwC fined in Mexico. (MarketWatch)
Right wing groups want CITGO to go down. (Houston Chronicle)
FCR fines KPMG $6.1MM? (WSJ)
The Astros hit a home run on the last minute of the trading deadline by obtaining Zack Greinke and Jay asks just how insufferable Tom will be until the Astros win the World Series again (Hint: Very). While Tom gloats, he and Jay turn their collective eyes to some of this week’s top compliance and ethics stories.
- Third parties are still the highest FCPA risk. So why are you still using them? Alexandra Gillies explores.
- How to manage high-risk distributors? Mike Volkov with a 2 part series.
- What is conspicuous integrity in the corporate setting? Shirin Ahlhauser explains.
- What is cognitive governance? James Bone begins a 5-part series.
- What is present responsibility and how does it related to debarment? Jay explains.
- What are the disclosure and notification requirements when managing a crisis? Lawyers from Cleary Gottlieb explain.
- Wonder if ethics and compliance still matter? Four Wachtel Lippon lawyers explain.
- Why do you need social media compliance as part of your ethics and compliance program. John Horowitz tells us in Navex Global’s Ethics and Compliance Matter
- Why the identification of high risk employees is critical. Jeff Kaplan explains.
- Comings and goings in the DOJ Fraud Section. Dylan Tokar reports.
- Our colleague Doug Cornelis participates in the annual 2-day, 192 mile Pan-Mass Bike Challenge which raises money for the fight against cancer. I hope you will join my again in supporting Doug by donating to PMC. Information on Doug’s ride, why he rides and donation button are all found here.
Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.
For more information on how an independent monitor can help improve your company’s ethics and compliance program, visit our sponsor Affiliated Monitors at www.affiliatedmonitors.com.
In today’s edition of Daily Compliance News:
- Another way in which the 737 MAX is impacting the economy. (WSJ)
- Chinese billionaire indicted in tariff scam. (WSJ)
- Trump want the Pentagon to use Oracle, the Pentagon does not. (Washington Post)
- Did Google fire an engineer for being a Republican? (WSJ)
In today’s edition of Daily Compliance News:
- Martin Shkreli Loses His Appeal (NYT)
- Surprise Surprise, Huawei making money. (WSJ)
- Can Karinova pay her way out of prison? (Global Anticorruption Blog)
- Are higher audit costs worth paying? (FT)
In today’s edition of Daily Compliance News:
- Changes in the DOJ Fraud Section. (WSJ)
- Micronesian government official sentenced in FCPA case. (WSJ)
- Auditors in the spotlight in Oxy proxy fight. (MarketWatch)
- Rolls Royce booked with bribery in India. (TheHindu)
In today’s edition of Daily Compliance News:
