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Sunday Book Review

July 19, 2020, the Coronavirus edition


In today’s edition of Sunday Book Review:

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Everything Compliance

Episode 59-the Potpourri Edition


Welcome to the only roundtable podcast in compliance. Today, we have a serving of Jonathan Armstrong, Jay Rosen, Matt Kelly, special guest Jonathan Marks and Mike Volkov with a veritable potpourri of topics and issues. Rants and shouts outs follow the commentary for this episode.

  1. Mike Volkov looks at two recent enforcement actions involving food safety goes into his nuts and bolts toolbox to lay some actions a CCO or compliance professional can consider at this point in the Coronavirus health crisis.
  1. Jonathan Armstrong considers some of the international corruption risks around Covid-19 and the economies coming out of the health crisis.
  1. Jay Rosen explores what monitorships and compliance oversight may look like in the New Normal.
  1. Matt Kelly reports on the state of the compliance hiring market.
  1. Jonathan Marks looks at Board of Director overconfidence. 

Resources: 
Matt Kelly’s post, The Compliance Jobs Market on Radical Compliance.
Jonathan Marks post, Board Overconfidence on Board and Fraud.
Cordery Compliance client alert, Covid-19 and Corruption FAQs.
Mike Volkov’s posts on Blue Bell and Chipotle, both on Corruption Crime and Compliance.
The members of the Everything Compliance are:

  • Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com
  • Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com
  • Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
  • Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com
  • Today’s special guest Jonathan Marks is Partner, Firm Practice Leader – Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com
Categories
ComplianceLIVE

Episode 20: Compliance Investigations in the Time of Coronavirus

Amanda welcomes ComplianceLine’s Director of Compliance Jenelle Stone Case to the studio to discuss tips on how to conduct compliance investigations remotely.

Check out more episodes and full episode videos at ComplianceLine.com, and don’t forget to subscribe on your favorite podcast platform!

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Everything Compliance

Episode 58-the Coronavirus edition


Welcome to the only roundtable podcast in compliance. Today, we have a serving of Jonathan Armstrong, Jay Rosen, Matt Kelly, special guest Jonathan Marks and Tom Fox with an episode dedicated to the Coronavirus health crisis and its impact on the compliance profession. Rants and shouts outs follow the commentary for this episode.

  1. Tom Fox goes into his nuts and bolts toolbox to lay some actions a CCO or compliance professional can consider at this point in the Coronavirus health crisis.
  2. Jonathan Armstrong reviews data privacy and data protection issues in the time of Coronavirus.
  3. Jay Rosen explains why culture assessments are so critical at this point and how to perform them remotely.
  4. Matt Kelly looks at what businesses will need to consider going forward as self-isolation restrictions ease.
  5. Jonathan Marks considers crisis management in the time of Coronavirus and the role of the Board of Directors.

The members of the Everything Compliance are:

  • Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com
  • Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com
  • Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
  • Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com
  • Today’s special guest Jonathan Marks is Partner, Firm Practice Leader – Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com

The host and producer (and sometime panelist) of Everything Compliance is Tom Fox the Compliance Evangelist. Everything Compliance is a part of the Compliance Podcast Network. He can be reached at tfox@tfoxlaw.com
 

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ComplianceLIVE

Fun-Size Episode 8: Staying Positive in this New COVID World


 

Amanda talks to ComplianceLive Pre-Production Lead, Account Management Associate, and all-around fun machine Michelle Zychowski from the comfort of her home office!  We discuss how to stay positive about work in the face of COVID-19.

 

 

Check out more episodes and full episode videos at ComplianceLine.com, and don’t forget to subscribe on your favorite podcast platform!

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Great Women in Compliance

Episode 56 – Mary & Lisa on Compliance and Coronavirus


Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.
COVID-19 has had a monumental impact all over the world.  Every day, we see new public health issues, are living through economic challenges and everyone’s daily lives are very different than a year ago, or even 3 months ago.  In this special joint episode, Mary and Lisa share various perspectives of the new normal in their day-to-day lives regarding how the Coronavirus has affected both work and home during this era.
The discussion runs the gamut from serious to lighthearted topics including contrasting life in lockdown in New Zealand for Mary with Lisa’s observations from the United States.  You’ll hear a bit about their experiences at work, in the compliance communities and some tips for vendors to facilitate value add outreach to Compliance professions at this sensitive time.
Of course, they also share what is on their reading and viewing lists, the exchange of uplifting moments, silver linings and what they are doing to support their colleagues, families and communities.
Join the Great Women in Compliance community on LinkedIn here.

Categories
Compliance and Coronavirus

Peter Eyre on Navigating the Waters During COVID-19


Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. As the Voice of Compliance, I wanted to start a podcast which will help to bring both clarity and sanity to the compliance practitioner and compliance profession during this worldwide health and healthcare crisis. In this episode, I am joined by Peter Eyre, a partner at Crowell & Moring. We discuss how the Coronavirus health crisis will impact employee relations, the interplay of federal, state, county and city orders during this time and how you can navigate these often choppy waters.
The firm also has one of the best resources on navigating the coronavirus health crisis, the Coronavirus Resource Center. It is updated multiple times daily. You can check it out here.
This podcast is sponsored by SAI Global. To learn how you can protect your business operations and workforce during these uncertain times, visit saiglobal.com/risk for free resources, expert guidance, and industry-leading technology.

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This Week in FCPA

Episode 199, week ending April 3, 2020 – the (mostly) Non-Coronavirus edition


Searching for non-coronavirus related stories, self-distancing Tom and Jay are back to consider some of the top compliance articles and stories which caught their eye this week.

  1. What were the FCPA enforcement highlights from Q1? Harry Cassin reports in the FCPA Blog.
  2. Instilling trust in uncertain times. Bob Conlin in Navex Global’s Ethics and Compliance Matters
  3. Can 2008 be used as a guide for Boards in this economic downturn? Mark Gerstein and Christopher Drewery in the Harvard Law School Forum on Corporate Goverance.
  4. Why must you be ever vigilent about fraud during an economic downturn. Jonathan Marks on Board and Fraud.
  5. Managing digital disruption, part 2. Jim DeLoach in CCI.
  6. Morrisons skates massive data breach liability in UK. Cordery Compliance Client Alert.
  7. Trump evisceration of EPA puts companies in ethical dililemma. Jaclyn Jaeger in Compliance Week.
  8. Marriott has data breach of 5.2MM guests. Aaron Nicodemus in Compliance Week.
  9. A whistleblower award goes to a compliance professional. Matt Kelly in Radical Compliance.
  10. On the Compliance Podcast Network, Tom concludes a month of looking at the role of innovation in compliance And opens a month of exploring continuous improvement, all on 31 Days to a More Effective Compliance Program. This week saw the following offerings: Monday-Innovation in Compliance Leadership; Tuesday-What Does Innovation in Compliance Look Like?; Wednesday-Continuous Improvement in Compliance; Thursday-the Compliance Audit; Friday-Internal Audit and Continuous Improvement. Note 31 Days to a More Effective Compliance Program now has its own iTunes channel. If you want to binge out and listen to only these episodes, click here. This month’s sponsor is Affiliated Monitors, Inc.

Tom Fox is the Compliance Evangelist and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.

Categories
Life with GDPR

Coronavirus and GDPR


In this episode of Life with GDPR, Jonathan Armstrong and Tom Fox consider the multiple data privacy/data protection risks which have arisen under the coronavirus health crisis. Some of the highlights in this episode include:

  1. How does coronavirus impact GDPR compliance?
  2. What issues arise with working from home?
  3. What is consent and why is it so critical now?
  4. What is the role of a DPIA in this process and why is it so critical?
  5. Can you monitor employees working from home?
  6. What about customer communications?
  7. What are some basic best practices to minimize risk at this point?
  8. What does this mean for companies and clients going forward?

Resources
Cordery Breach Navigator
Cordery Client Alert “Coronavirus and Data Protection

Categories
Daily Compliance News

March 31, 2020-the Let Them Eat Cake edition


In today’s edition of Daily Compliance News:

  • GE employees demand to mfg ventilators? (com)
  • Compliance Officer whistleblower awarded $450K by SEC. (RadicalCompliance)
  • DOJ investigates lawmakers for insider trading. (WSJ)
  • CEOs need to take pay cuts. (Houston Chronicle)