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Daily Compliance News

April 20, 2023 – The Staying Quiet Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Venezuelan corruption probe snares another PDVSA official. (Reuters)
  • Lawmakers want UFLPA enforced. (WSJ)
  • Staying quiet about export control violations will cost you. (WSJ)
  • FSIA does not apply to instrumentalities. (Reuters)
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Daily Compliance News

April 19, 2023 – The Clarence Thomas Corruption Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories Include:

  • Clarence Thomas and corruption at Supreme Court. (Politico)
  • Customers want less products made in China. (FT)
  • Cognizant Tech former execs challenge investigation. (Reuters)
  • SFO pushes on charging Glencore traders. (Bloomberg)
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Daily Compliance News

April 11, 2023 – The 10,000 Companies Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • EU sustainability rules to hit 10K companies. (WSJ)
  • The Travel Act and state corruption. (Valley Central)
  • What’s next for banks? (NYT)
  • Do you use all of your vacation days? (Bloomberg)
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Daily Compliance News

April 10, 2023 – The Normalizing Corruption Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

·       OCC drops case against Rabobank ex-CCO. (WSJ)

·       Trump now, Clarence Thomas normalizes corruption. (MSNCBC)

·       It’s a new world in corporate layoffs. (NYT)

·       Barclays fallout out from Jes Staley continues. (Reuters)

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Daily Compliance News

April 8, 2023 – The UAE Refuses Extradition Request Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Microsoft was fined for trade sanction violations with Russia. (WSJ)
  • Does UAE refuse to extradite the Gupta brothers to South Africa? (WSJ)
  • Michigan GOP House Speaker to be charged with corruption. (WILX10)
  • Goldman Sachs fined by FINRA. (Reuters)
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Daily Compliance News

April 6, 2023 – The Façade of Compliance Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

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Daily Compliance News

April 3, 2023 – The $495 Million Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • UK to increase funding in ABC and AML fight. (WSJ)
  • PdVSA appeals, losing CITGO. (Reuters)
  • Gertler takes corruption case to Biden Administration. (NYT)
  • US recovers $53MM from corrupt Nigerian oil deal. (OCCRP)
Categories
Sunday Book Review

April 2, 2023 – The Books on Corruption, Part 2 Edition

In the Sunday Book Review, I consider books that interest the compliance professional, the business executive, or anyone curious. It could be books about business, compliance, history, leadership, current events, or anything else that might interest me. In today’s edition of the Sunday Book Review, we conclude a multipart blog post series considering some of the tops on corruption:

Resource

Top 10 books about corruption by David Beckler in The Guardian

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Daily Compliance News

March 31, 2023 – The Binance CCO Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

· Binance CCO at the center of SEC charges. (WSJ)

· Ecuador President to face corruption charges. (FT)

· Tokyo Olympic corruption scandal is still causing Japan headaches. (NYT)

· West can help Ukraine rein in corruption. (Reuters)

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Daily Compliance News

March 28, 2023 – The Textbook Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

·       Venezuela cracks down on corruption. (Reuters)

·       CFTC sues Binance.  (Reuters)

·       Fed says SVB case of ‘textbook mismanagement.’ (NYT)

·       Pissed off from pay transparency. (FT)