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Daily Compliance News

March 30, 2023 – The Retaliation Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

·       Exxon climate foes hacked.  (WSJ)

·       Only bad employees are fired.  (NPR)

·       TikTok tracks geo-locations. (TechTheLead)

·       Companies urged to take stock of their climate damage. (WSJ)

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Daily Compliance News

September 1, 2022 the Big Brother Edition

In today’s edition of Daily Compliance News:

  • What is Arthur Andersen’s legacy? (WSJ)
  • In the UK, police seek to discover contacts with journalists. (BBC)
  • Big Brother isn’t just watching. (Compliance Week)
  • Right-wingers sue Starbucks for too much diversity. (Reuters)
Categories
GalloCast

Welcome to the Gallocast-Episode 1


Welcome to the inaugural episode of the Gallocast. You have heard of the Manningcast in football. Now we have the Gallocast in compliance. The two top brothers in compliance, Nick and Gio Gallo come together for a free form exploration of compliance topics. It is great insights on compliance brought to you by the co-CEOs of ComplianceLine. Fun, witty, insightful with a dash of the two brothers throughout. It’s like listening to the Brothers Gallo talk compliance at the dinner table. Hosted by Tom Fox, the Voice of Compliance. Topics in this episode include:
·      Return to office, WFH or hybrid?
·      Moderna CFO lasts for 1 day.
·      Keeping culture positive during acquisition?
·      ESG and climate reporting.
·      Howard Schultz goes on a listening tour.
·      When should a startup put in a compliance program?
·      Did we learn anything during the pandemic to end or at least reduce useless meetings?
·      What does Ukraine War mean for compliance?
·      What can top management do to ‘talk the talk’.
Resources
Nick Gallo on LinkedIn
Gio Gallo on LinkedIn
ComplianceLine

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Daily Compliance News

May 2, 2022 the Howard Schultz Listens Edition


In today’s edition of Daily Compliance News:
·      Howard Schultz goes on a listening tour. (Inc.)
·      Will SEC (and DOJ) gags in agreed Orders end? (NYT)
·      Russian threat to the global energy industry.  (WaPo)
·      Waging war on Putin’s corruption.  (Seattle Times)

Categories
Daily Compliance News

April 25, 2022 the Culture is King Edition


In today’s edition of Daily Compliance News:

  • Testing your culture is critical. (WSJ)
  • Bain & Co in hot water over South African work. (NYT)
  • End of CNN. (NYT)
  • Howard Schultz and Starbucks. (WSJ)
Categories
Creativity and Compliance

Cory MacDonald on C&E Training at Starbucks


Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and connection – they all take creativity. Join Tom Fox and Ronnie Feldman on Creativity and Compliance, part of the Compliance Podcast Network. In this episode, Tom and Ronnie visit with special guest, Cory MacDonald, learning manager, ethics & compliance at Starbucks. Cory comes with a background in Broadcast Journalism and Learning. We visit about some of the most innovative strategies for compliance and ethics training around. Some of the highlight include:

  • How do you communicate with a workforce literally from 16-65?
  • How do you communicate with a workforce not dependent on email?
  • Why you should try new things.
  • What is effective compliance training?
  • What is the Starbuck approach to C&E training?

Resources:
Ronnie Feldman (LinkedIn)
Learnings & Entertainments (LinkedIn)
Ronnie Feldman (Twitter)
Learnings & Entertainments (Website)
60-Second Communication & Awareness Shorts – A variety of short, customizable, quick-hitter “commercials” including songs & jingles, video shorts, newsletter graphics & Gifs, and more. Promote integrity, compliance, the Code, the helpline and the E&C team as helpful advisors and coaches.
Workplace Tonight Show! Micro-learning – a library of 1-10-minute trainings and communications wrapped in the style of a late-night variety show, that explains corporate risk topics and why employees should care.
Custom Live & Digital Programing – We’ll develop programming that fits your culture and balances the seriousness of the subject matter with a more engaging delivery.
Tales from the Hotline – check out some samples.