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Daily Compliance News

February 1, 2023 – The Most Corrupt in Europe Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Allianz employee claims prosecutors and his lawyers ‘set him up.’ (WSJ)
  • More fraud in the crypto world. (WSJ)
  • Tesla’s self-driving claims are under criminal investigation. (Reuters)
  • Hungary is the most corrupt country in the EU. (Politico)
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Daily Compliance News

January 31, 2023 – The Company That Bribed the World Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Stormy Daniels hush money case goes to NY grand jury. (NYT)
  • Too embarrassed to drive a Tesla. (BBC)
  • J&J’s attempt to escape talc powder liability fails. (Reuters)
  • Saman Ashani was sentenced in the US. (FT)
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Daily Compliance News

January 18, 2023 – The Culture Matters Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Vietnamese President resigns over corruption allegations. (Al Jazeera)
  • What to do if you can use non-competes. (WSJ)
  • Is Tesla self-driving a fraud? (Reuters)
  • Culture does matter. (The Guardian)
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Compliance Into the Weeds

Compliance Issues & Events We Are Looking at for 2023

The award-winning, Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject. In this episode, Matt and I consider a list of compliance issues and events worth watching in the next 12 months, likely to happen in the coming year, that will be most consequential for corporate compliance and audit professionals.

For 2023 (at least at this point), it is the following:

·      SEC rules on greenhouse gases.

·      PCAOB enforcement.

·      The FTC and privacy enforcement.

·      Fallout from the Oracle FCPA enforcement action.

·      New DOJ corporate crime enforcement policies.

·      An ESG controller.

·      Crash and burn of Elon Musk-style corporate governance.

 Resources

Matt Kelly in Radical Compliance

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Daily Compliance News

December 31, 2022 – The $296MM Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Today’s stories include:

  • Business risk to increase in 2023. (WSJ)
  • Bahamas regulator says it holds $296MM in FTX assets. (Reuters)
  • A Texas con artist. (Houston Chronicle)
  • What is good business leadership? (NYT)
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Daily Compliance News

December 16, 2022 – The Boyfriend Confesses Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you four compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Stories we are following in today’s edition of Daily Compliance News:

  • Eva Kaili’s boyfriend confesses. (Reuters)
  • A new round of Russian sanctions. (NYT)
  • Corporate ownership viewing rights. (WSJ)
  • Racism lawsuit against Tesla gaining ground. (Bloomberg)
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Daily Compliance News

June 20, 2022 the Juneteenth Edition


In today’s edition of Daily Compliance News:

  • Corruption in China still severe and complicated. (YaHooNews)
  • 3 ABC takeaways from Ukraine war. (WEF)
  • Banking while black. (Bloomberg)
  • Tesla investor sues over company’s toxic workplace culture. (Reuters)
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Daily Compliance News

May 23, 2022 the Elon Antics Edition


In today’s edition of Daily Compliance News:

  • BitMex CEO sentenced to house arrest for AML violations. (WSJ)
  • From Jack Welch to Elon Musk? (NYT)
  • Proving your supply chain is free from corruption. (UKGov)
  • Tesla brand threatened by Musk antics.  (Reuters)
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Daily Compliance News

May 14, 2022 the On Hold Edition


In today’s edition of Daily Compliance News:

  • Just as Matt Kelly predicted, Musk Twitter bid ‘on hold’. (NYT)
  • DOT announces more sanctions against Russian shell companies. (WSJ)
  • Moderna said it ‘didn’t know’. (WSJ)
  • SEC moving towards regulations on stablecoin. (Reuters)
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Daily Compliance News

May 7, 2022 the Useless Meetings Edition


In today’s edition of Daily Compliance News:

  • Avoiding useless meetings. (WSJ)
  • Baseball or imports in Oakland? (WSJ)
  • Do you want an engaged CEO? (NYT)
  • Will CFIUS weigh in on Twitter sale? (Reuters)