Tag: twitter

Gallocast – Episode 6

Welcome to the GalloCast. You have heard of the Manningcast in football. Now we have the GalloCast in compliance. The two top brothers in compliance, Nick and Gio Gallo, come together for a free-form exploration of compliance topics. It is a great insight into compliance brought to you by the co-CEOs of ComplianceLine. Fun, witty, and insightful with a dash of the two brothers throughout. It’s like listening to the Brothers Gallo talk compliance at the dinner table. Hosted by Tom Fox, the Voice of Compliance.

Topics in this episode include:

ABB-how, the company’s leadership, made cooperation with the DOJ such a priority that even though it was a threepeat offender, it got a discount from the fine and no monitor.
Danske Bank-how the simple decision not to integrate the Estonia branch into the home company’s ERP and DD systems led to a catastrophic failure of over $260bn in money laundering.
Wells Fargo was fined $3.7bn this week. Since 2000, the bank has paid over $22bn in fines and penalties. Why can’t the bank fix its broken culture?
Elon Musk and Leadership. Why is stability or something like it so critical in the corporate arena?
The patriots lose on the final play in what has been called the ‘stupidest play of all time.’ Belichick said it was a lack of ‘situational awareness. Why does a leader need to be aware of the facts and circumstances for each decision?

Resources

Nick Gallo on LinkedIn

Gio Gallo on LinkedIn

Ethico

Tags ABB, Danske Bank, Elon Musk, New England Patriots, twitter

Daily Compliance News

December 20, 2022 – The Charges Referred Edition

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Post date December 20, 2022
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you four compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Stories we are following in today’s edition of Daily Compliance News:

Epic games to pay $520MM to FTC. (WSJ)
Honeywell settles FCPA enforcement action. (FCPA Blog)
Users vote to kick off Musk. (Reuters)
Charges on Trump referred. (NYT)

Tags Elon Musk, EPIC, FTC, Honeywell, Jan6 Committee, twitter

Daily Compliance News

December 15, 2022 – The Neymar Acquitted Edition

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Post date December 15, 2022
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Stories we are following in today’s edition of Daily Compliance News:

Ex-Twitter employee gets three years for spying for Saudi. (Reuters)
Pods are part of the pump and dump scheme. (NYT)
Ericsson gets an additional year of the monitorship. (WSJ)
Neymar was acquitted of corruption charges. (ESPN)

Tags corruption, DPA, Ericsson, FCPA, Neymar, twitter

Great Women in Compliance

Kortney Nordrum – Social Media and Compliance

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Post date December 7, 2022
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Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.

One of the things about social media is that it is always changing and always a challenge for us to address in ethics and compliance. Today, Lisa is speaking with Kortney Nordrum, VP, Regulatory Counsel and Chief Compliance Officer at Deluxe. Kortney has been a thought leader in this area through many changes, or as Lisa thinks of it, “from Facebook to TikTok.”

In this wide-ranging discussion, Kortney provides insight on how to develop effective policies to address the use of social media, particularly if there are inappropriate statements. She talks about the importance of constantly adapting to changes, and how we can use social media in our field. She also shares her views about ephemeral communications like WhatsApp and WeChat, and how to address the concerns that they raise.

These days, no conversation about social media and compliance would not be complete without a discussion of Twitter. Kortney gives her perspective what has happened since Elon Musk took over as well as Twitter’s historic issues with hate speech and incendiary accounts and what we can learn from this as E&C professionals.

The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance related offerings to listen in to. If you are enjoying this episode, please rate it on your preferred podcast player to help other likeminded Ethics and Compliance professionals find it. If you have a moment to leave a review at the same time, Mary and Lisa would be so grateful. You can also find the GWIC podcast on Corporate Compliance Insights where Lisa and Mary have a landing page with additional information about them and the story of the podcast. Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We’ve Learned from Great Women in Compliance” (CCI Press, 2020).

If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review. Don’t forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you’re done, or if you can’t bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat.

You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast.

Join the Great Women in Compliance community on LinkedIn here.

Tags compliance, Kortney Nordrum, LInkedIn, Social Media, TikTok, twitter

Daily Compliance News

November 21, 2022 the Schooled in Corruption Edition

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Post date November 21, 2022
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you four compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network.

Stories we are following in today’s edition of Daily Compliance News:

FIFA President defends Qatar. (WSJ)
Special prosecutor ‘schooled in corruption”. (NYT)
Former Pakistani PM denies receiving $2MM in bribes. (The Guardian)
Twitter employee exodus increases. (FT)

Tags corruption, FIFA, Special prosecutor, twitter

Everything Compliance

Episode 107 – the Happy Thanksgiving Edition

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Post date November 17, 2022
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Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. Everything Compliance has been honored by W3 as a top talk show in podcasting. In this episode, we have the quartet of Jonathan Marks, Jonathan Armstrong, Karen Woody, Jay Rosen, and Matt Kelly on various regulatory and criminal law topics. We conclude with our fan-fav Shout Outs and Rants section.

1. Matt Kelly’s implosion of Twitter since its takeover by Elon Musk. He shouts out to everyone who votes.

2. Karen Woody looks at court cases attacking the expanded authority of the SEC to use in-house courts and judges rather than Article III courts and judges. She rants about the Russian government’s treatment of Brittney Griner and her shipment to a Russian penal colony.

3. Jonathan Marks at the question of whether the PCAOB should be folded into the SEC. He shouts out to the Houston Astros for winning the World Series and continues his ongoing rant about takeaway food from Chipotle.

4. Jonathan Armstrong looks at the conviction of former Uber CISO Joe Sullivan and explores what it means for CISOs and CCOs. He shouts out the Houston restaurant Mac N’ Wings for having Asian/Southern fusion food and the hottest curry he has ever tasted.

5. Jay Rosen reviews the case of former Santa Clara County Sheriff Laurie Smith, who was recently convicted of corruption. He shouts out to former Patriot Julian Edelman, who spoke forcefully against antisemitism.

6. Tom Fox joins in to shout out to Kerrville City Councilperson Brenda Hughes, who defended the City of Kerrville’s Butt-Holdsworth Memorial Library’s right to have books on LGBTQ+ issues.

The members of Everything Compliance are:

• Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com

• Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu

• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com

• Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at jonathan.armstrong@corderycompliance.com

• Jonathan Marks is Partner, Firm Practice Leader – Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at jonathan.marks@bakertilly.com

The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.