Day: January 20, 2023

Categories
Greetings and Felicitations

Podfest Expo 2023 – Adam Flaherty on Using Video to Promote Your Podcast

In this episode of the PodfestExpo 2023 Preview Podcasts series, I visit with Adam Flaherty, founder of the AnchorLine, which provides video services to the podcast industry. Additionally, he podcasts at Modern Dadhood. We discuss his presentation at PodfestExpo on how to use video to increase your podcast reach. Some of the issues we tackle in this podcast are:

  • Why you should incorporate video into your podcast.
  • Strategies for using videos and the different types of videos.
  • Networking for opportunities and learning.

I hope you can join me at PodfestExpo 2023, hosted by Podfest Global. This year’s event will be January 26-29, 2023, at the Renaissance Orlando at Seaworld in Orlando, Florida. The line-up of this year’s event is first-rate, with some of the top names in podcasting.

Podfest Expo is a community of people interested in and passionate about sharing their voice and message with the world through the powerful mediums of audio and video. We’re proud to unite as many people as possible to learn, get inspired, and grow better together.

PodfestExpo is so much more than just a mere conference. While we pride ourselves on featuring the most engaging speakers, exciting topics, and in-depth content, the thing that sets PodfestExpo event apart from all others is the tight-knit community we’ve been building since 2013. You don’t just attend a Podfest event – you become part of the Podfest family.

Whether you’re new to podcasting or a veteran podcaster looking to innovate and improve your podcast, our easy-to-understand Conference Topics allow you to customize a daily agenda based on what you’re most interested in learning. No matter your skill level or experience, PodfestExpo 2023 has plenty to offer!

I hope you can join me at the event. For information on the event, click here. As an extra benefit to listeners of this podcast, Podfest Expo is offering a discount on the registration price. Enter discount code Fox10.

PodfestExpo 2023 is a production of Podfest Global, which is the sponsor of this podcast series.

Categories
31 Days to More Effective Compliance Programs

Day 20 – Responding to Investigative Findings

There is nothing like an internal whistleblower report about a compliance violation, the finding of such an issue, or (even worse) a subpoena from the DOJ or notice letter from the SEC to trigger the Board of Directors and senior management’s attention to the compliance function and the company’s compliance program. Such an event can trigger much gnashing of teeth and expressions of outrage followed immediately by proclamations, “We are an ethical company.” However, it may be time for a very serious reality check.

 

You may find yourself in a position where you will have some very frank discussions about what to expect in terms of costs and time outlays. While much of these discussions will focus on the investigative process and those costs, these discussions will allow you to initiate the talk about remediation going forward and explain why money must be budgeted for the remediation process.

One of the things rarely considered is how the investigation triggers the remediation process and what the relationship is between the two. When issues arise warranting an investigation that would rise to the Board of Directors level and potentially require disclosure to the government, there is usually a flurry of attention and activity. Everyone wants to know what is going on. In an interview with Russ Berland, he noted, “for that short moment in time, you have everyone’s full attention.” Yet it can still be “tricky because you get your fifteen minutes to get everyone’s full attention, and from then on, you’re fighting with everybody else for their attention, like the normal things in business life.”

Three key takeaways:

  1. A serious FCPA allegation gets the attention of the Board and senior management. Use this time to move the compliance program forward.
  2. Be aware of how your investigation can impact and even inform your remediation efforts.
  3. Be prepared to deal with the dreaded “where else” question.
Categories
A Yank at Oxford

David Simon on Systems Thinking for Lawyers

Tune in every quarter to learn how David Simon, a 53-year-old lawyer from the US, navigates the ancient world of Oxford University in pursuit of an MBA. David is a Partner at the white shoe law firm Foley and Lardner, who has dedicated his career to white-collar compliance with a heavy international focus. “My practice touches a lot on some of the sanctions and international trade issues that typically come up on international matters,” he says. In A Yank in Oxford, David and host Tom Fox will discuss what inspired his decision to pursue an Executive MBA and his hopes for where the journey may lead.

In this Episode 6, we deep dive into a paper Simon wrote entitled Personal Action Plan: How Can I Bring Systems Thinking Into My Legal Practice? We also reviewed his trip to Vietnam and what is left for Simon in the final 9 months in the Oxford program.

1.         Systems Thinking

·      What is Systems Thinking?

·      How is it different from the traditional delivery of legal services?

·      How could it be used in the practice of law?

·      What is Systems Leadership?

2.         Vietnam

·      Current business status in Vietnam.

·      Is corruption a manageable problem?

·       Geopolitical role of Vietnam in the 2020s.

Resources

David Simon on Foley and Lardner

Categories
Daily Compliance News

January 20, 2023 – The More SCt Corruption Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Supreme Court fails to ID leaker. (NYT)
  • Bitzlato was charged with money laundering. (WSJ)
  • Former Fox execs paid bribes, witness testifies at trial. (Reuters)
  • Elon Musk tweets take center stage in ‘funding secured’ trial. (TheVerge)