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Compliance Into the Weeds

Compliance into the Weeds: The Slaughter Ruling, Regulatory Volatility and a Healthcare Compliance Fraud Case

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it in greater depth. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt Kelly discuss the June 29 Supreme Court decision in Trump v. Slaughter.

This decision upheld the president’s power to fire independent agency commissioners at will (with a carve-out for the Federal Reserve), overturning long-standing protections from Humphrey’s Executor. Kelly argues the ruling will politicize and degrade regulatory agencies, deter qualified minority-party commissioners, increase rulemaking volatility, and shift power away from Congress toward courts as rules are challenged. As an example, they cite the SEC’s proposal to allow semi-annual rather than quarterly reporting, which drew about 80,000 comments, with roughly 99% opposed, yet they predict it may proceed and later be reversed, creating compliance burdens. They then cover Georgia author Jean Wilson, sentenced to 10 years for a $66 million Medicare fraud scheme while writing healthcare compliance books.

Key highlights:

  • The Slaughter Ruling
  • Regulatory Volatility Ahead
  • Who Will Serve as Commissioners
  • Fed Carve-out and Court Power
  • Compliance Impact and No Easy Answers
  • Healthcare Compliance Fraud Story (Or is it from The Onion?)

 Resources:

Matt in Radical Compliance

 Tom

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A multi-award-winning podcast, Compliance into the Weeds was most recently honored as one of the Top 25 Regulatory Compliance Podcasts, a Top 10 Business Law Podcast, and a Top 12 Risk Management Podcast. Compliance into the Weeds has been conferred the Davey, Communicator, and W3 Awards, all for podcast excellence.

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Daily Compliance News

Daily Compliance News: June 5, 2026, The Profit Disgorgement Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Sanctions gaps and ABC governance risks.  (JustSecurity)
  • SCt upholds SEC right to profit disgorgement. (NYT)
  • Top AI leaders call for a fight against Biological Weapons. (WSJ)
  • Gen Z in the office. (FT)

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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Daily Compliance News

Daily Compliance News: April 21, 2026, The Scambodia Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Pope Leo calls on Angolans to fight corruption. (Africa News)
  • Should CEOs be the face of a company? (NYT)
  • Cambodia’s business model is scamming. (WSJ)
  • SCt to review SEC disgorgement powers. (Reuters)

Interested in attending Compliance Week 2026? Click here for information and Registration. Listeners to this podcast receive a 20% discount on the event. Use the Registration Code TOMFOX 20

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out my latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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Daily Compliance News

Daily Compliance News: January 23, 2026, The Lying Liars Who Lie Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • FirstEnergy’s reputation for telling the truth is still trashed. (Cleveland.com)
  • The black box of AI hiring decisions. (NYT)
  • Supreme Court balks at Trump’s attempt to control the Fed. (WSJ)
  • What happens when the dog bites (or even eats) its tail? (FT)
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Daily Compliance News

Daily Compliance News: October 2, 2025, The Cook Can Stay Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional.

Top stories include:

  • Meta to mine AI to create ads. (FT)
  • World ABC fight lessened by the US withdrawal. (The Conversation)
  • South Africa and Nigeria poised to exit dirty money list. (Bloomberg)
  • Supreme Court says FED Governor can stay until ruling. (Reuters)
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FCPA Compliance Report

FCPA Compliance Report – CTA at the Supreme Court – More Machinations, More Confusion

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom welcomes back Jonathan Wilson to discuss recent turbulent developments regarding the Corporate Transparency Act (CTA) at the Supreme Court.

The conversation includes key legal battles in Texas involving injunctions against the CTA. They explore the Supreme Court’s recent stay on a previous injunction, the new Smith v. Treasury case, and its implications. The hosts analyze the confusion and uncertainty surrounding compliance with the CTA and offer strategic advice to businesses during this chaotic period. They conclude with insights on the political and judicial landscape, potential future rulings, and the importance of the CTA in combating money laundering.

Key highlights:

  • Supreme Court’s Recent Actions
  • Smith v. Treasury Case Overview
  • Discussion on Universal Injunctions
  • Future Implications and Legal Advice
  • Political Landscape and CTA Support

Resources:

Jonathan Wilson on LinkedIn

FinCEN Report

Tom Fox

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For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending January 11, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Bayview Asset Management settles cyber weakness case. (WSJ)
  • Corruption at the Supreme Court. (Reuters)
  • Enron is back. What could go wrong? (NYT)
  • UBS to settle Credit Suisse tax fraud case. (Bloomberg)
  • Tribute to Jimmy Carter in the fight against corruption. (FT)
  • Former MoviePass CEO pleads guilty to fraud. (NYT)
  • OIG issues Nursing Home compliance guidance. (National Review)
  • China will deepen the corruption fight in areas such as finance and energy. (Bloomberg)
  • Boeing and DOJ get another month on a plea deal. (Law360) sub req’d
  • Corruption is the biggest threat to the Chinese Communist Party. (Reuters)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

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Daily Compliance News

Daily Compliance News: January 10, 2025 – The Enron is Back Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Today’s top stories:

  • Bayview Asset Management settles cyber weakness case. (WSJ)
  • Corruption at the Supreme Court. (Reuters)
  • Enron is back. What could go wrong? (NYT)
  • UBS will settle Credit Suisse’s tax fraud case. (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out The FCPA Survival Guide on Amazon.com.

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FCPA Compliance Report

FCPA Compliance Report – Episode 740 – Jonathan Wilson on the Current Status of CTA Litigation

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In the first episode of the 2025 FCPA Compliance Report, Tom welcomes back Jonathan Wilson, founder and CEO of the FinCEN Report, to discuss recent legal machinations surrounding the Corporate Transparency Act (CTA). They delve into a December court ruling by the Eastern District of Texas, which issued a universal injunction against the CTA, claiming it oversteps Congress’s authority under the Commerce Clause. The Fifth Circuit stay panel initially stayed this ruling but was later reinstated by the merits panel, leading the government to appeal to the Supreme Court. The episode also covers historical context, potential impacts on businesses, and predictions for future court actions regarding the CTA.

Key highlights:

  • Texas Top Cop Shop Case Overview
  • Court Rulings and Injunctions
  • Supreme Court Involvement
  • Government Response and Filing Process
  • Implications of Administration Change

Resources:

Jonathan Wilson on LinkedIn

FinCEN Report

Tom Fox

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For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

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Daily Compliance News

Daily Compliance News: December 18, 2024 – The Turn Your Knife on Yourself Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • Judicial misconduct for judges to criticize Supreme Court Justice over ethics. (WSJ)
  • Xi wants an even more robust crackdown on corruption. (Reuters)
  • Nick Leeson on compliance. (Bloomberg)
  • Executives not fully trusting AI and compliance. (WSJ)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the entire 3-book series, The Compliance Kids, on Amazon.com.