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Compliance Tip of the Day

Compliance Tip of the Day: Data – Driven Solutions for Compliance and Risk Management

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements.

Whether you’re a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game.

Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law.

Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

In today’s episode, we show how shy companies are turning to AI and data-driven solutions to enhance their compliance programs and mitigate risks.

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Innovation in Compliance

Innovation in Compliance: Steve Brown on AI Integration for Evolving Compliance Challenges

Innovation comes in many forms, and compliance professionals need to not only be ready for it but also embrace it.

Today, Tom Fox visited Steve Brown, Managing Director and Head of Business Development at StarCompliance, the sponsor of this podcast. We take a deep dive into utilizing AI, machine learning, and generative AI for compliance prevention, detection and much more.

Steve Brown has maintained a lengthy career in the compliance industry, currently holding the position of Head of Business Compliance and Business Development at StarCompliance.

Throughout his career of over two decades, he has served in important roles in investment banking compliance and advised global firms on risk and regulatory issues.

StarCompliance, a company that specializes in employee compliance software across 117 countries, delves into the importance of compliance culture within corporations, the role of technology in enhancing compliance efforts, and the unique perspective Brown brings to technology solutions from his extensive compliance background.

They also touch upon the significance of a comprehensive compliance solution and the future of compliance technology, including the potential applications of AI, machine learning, and data analytics to anticipate and navigate regulatory challenges.

Key Highlights:

  • Global Ethics Compliance Solutions by StarCompliance
  • AI Integration for Evolving Compliance Challenges
  • Data-Driven Compliance Culture Enhancement Solutions
  • Ethical Culture through Integrated Compliance Analytics

Resources:

Steve Brown on LinkedIn 

StarCompliance

Tom Fox

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Daily Compliance News

Daily Compliance News: May 14, 2024 – The Roaring Kitty Returns Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • GameStop roars back. (BBC)
  • Senator Menendez trial begins. (WaPo)
  • Investment advisors must vet customers. (WSJ)
  • Bill Hwang lied. (This is my shocked face.) (Reuters)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.