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Daily Compliance News

Daily Compliance News: May 14, 2024 – The Roaring Kitty Returns Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • GameStop roars back. (BBC)
  • Senator Menendez trial begins. (WaPo)
  • Investment advisors must vet customers. (WSJ)
  • Bill Hwang lied. (This is my shocked face.) (Reuters)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: May 3, 2024 – The TikTok and Bribery Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • TikTok discloses internal investigations of bribery and corruption.  (South China Morning Post)
  • CFTC names its first AI chief. (WSJ)
  • Bill Hwang (of Archegos; remember him) goes to trial on May 8. (Bloomberg)
  • The Exxon Pioneer merger was approved (with a caveat).  (NYT)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

December 5, 2022 the Crazy Like a Fox Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings you four compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All, from the Compliance Podcast Network.

Stories we are following in today’s edition of Daily Compliance News:

  • SBF media strategy: Crazy or crazy like a Fox. (WSJ)
  • Bribery as contract defense: Nigeria tried to ditch $11bn award. (Reuters)
  • Hwang says prosecutorial misconduct requires dismissal. (Reuters)
  • Who cheated in chess? (NYT)
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Daily Compliance News

April 29, 2022 the Billions to Hwang Edition


In today’s edition of Daily Compliance News:

  • Why did Wall Street lend billions to Bill Hwang? (FT)
  • Is crypto fueling corruption. (CoinDesk)
  • Under Russian sanctions can you pay a ransomware hacker? (WSJ)
  • Vale sued by SEC. (WSJ)