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Daily Compliance News

Daily Compliance News: April 24, 2026, The New Calculus on Self-Disclosure Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Ex-RBS banker sentenced for bribery. (FT)
  • Malaysian King to pick new ABC head. (SCMP)
  • What are the risks bubbling inside private credit? (WSJ)
  • Hui Chen says new calculus on self-disclosure. (Law360)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out my latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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TechLaw10

TechLaw10: Restricting Childrens’ Access to Social Media

In this film, Punter Southall Law’s Jonathan Armstrong discusses restricting children’s access to social media with Eric Sinrod, a professor and attorney at Duane Morris LLP. This is episode 299 in the popular TechLaw10 series. You can listen to earlier podcasts here. 

Jonathan & Eric discuss various aspects of this, including:

  • New laws to deal with access to social media for children in the US, UK, EU, Australia & Indonesia
  • Existing US laws, including COPPA
  • The issues with age verification apps
  • Attempts to protect children in GDPR
  • The dangers for businesses in hosting P2P discussions online

Jonathan discusses proposed UK legislation that could criminalize certain aspects of social media. You can track Bill here.

Jonathan talks about the EU AI Act. There are FAQs on that here: https://bit.ly/euaifaq. There is also a glossary of AI terms here.

If you have concerns about the safe use of social media for children, there are resources to help here:

https://www.nspcc.org.uk/keeping-children-…

Youngminds

UK Safer Internet Centre 

Eric Sinrod’s details can be found here, and Jonathan Armstrong’s details are available here.

The TechLaw10 LinkedIn group is here.

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Creativity and Compliance

Creativity and Compliance: Compliance 6-Pack: Part 1 – The Role of Improv in Compliance

Tom and Ronnie begin a six-part series highlighting the role of improv in compliance and the key tools and strategies Ronnie has brought from his former world of improv into the corporate compliance communications realm. In today’s Improv & Compliance Lesson 1: “Got Your Back” and Psychological Safety.

Ronnie defines psychological safety as the belief that employees won’t be punished for raising ideas, questions, mistakes, or concerns, and explains how improv teams deliberately practice support—often physically telling one another “I’ve got your back”—to enable creative freedom. They draw parallels to compliance programs by emphasizing proactive, frequent promotion of reporting channels, anti-retaliation messaging, and the use of short, interesting, creative formats (e.g., stories, songs, commercials) to avoid message fatigue. Tom adds that organizations must “walk the walk” by preventing retaliation and reinforcing the message throughout investigations. Ronnie also emphasizes humanizing the ethics and compliance team to create an “ensemble” feel.

 Resources:

 Ronnie

  • Learnings & Entertainments (Website)
  • Compliance Confessions – inspired by “Mean Tweets,” these 90-second commercials address misconceptions and excuses to promote a speak up culture and the E&C team as positive and helpful.
  • E&C Training Jams – a soulful singer banters with ethics & compliance explaining policies, sharing examples, and debunking excuses. 
  • Tales from the Hotline – Real, speak-up-themed stories about workplace behavior gone wrong.
  • Workplace Tonight Show! – E&C meets SNL Weekend Update, explaining corporate risk topics and why employees should care.
  • 60-Second Communication & Awareness Shorts – A variety of short, customizable, music and multimedia, quick-hitter “commercials” promoting integrity, compliance, speaking up, and the E&C team as helpful advisors and coaches.
  • Custom Live & Digital Programing – Custom creative programming that balances the seriousness of the subject matter with a more engaging delivery. After all, you can’t bore people into learning.

 Tom

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Creativity and Compliance is a multiple podcast award-winning show and was recently honored as one of the Top 35 Podcasts on Creativity by Feedspot.

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AI in Financial Services in 5 Stories

AI in Financial Services in 5 Stories – Week Ending April 24, 2026

Welcome to AI in Financial Services in 5 Stories. A practical weekly roundup of the five most important AI developments affecting banking, insurance, payments, asset management, and fintech. Each Friday, Tom Fox will break down the top stories that matter most through the lenses of compliance, risk management, governance, and business strategy. Designed for compliance professionals, executives, legal teams, and financial services leaders, it goes beyond headlines to explain why each development matters in a highly regulated industry. The result is a concise weekly briefing that helps listeners stay current on AI innovation while asking sharper questions about oversight, accountability, and trust.

This week’s stories include:

  1. Will Mythos threaten global banking?(FT)
  2. Agentic AI reshaping bank compliance.(FinTechGlobal)
  3. Taiwan develops AI to block Chinese banks. (TheBanker)
  4. Transactions forensics. (Experian)
  5. FCA picks banks for AI testing trials. (Bloomberg)

For more information on the use of AI in Compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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2 Gurus Talk Compliance

2 Gurus Talk Compliance – Episode 75 – The End of White Collar Edition

What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode!

 Stories this week include:

  • The Trump Administration retreats on white-collar crime. (The Dispatch)
  • Live Nation found guilty of monopolization. (WSJ)
  • White-collar defense lawyers are not busy under the Trump Administration. (FT)
  • Former LaFarge CEO guilty in corruption case. (Bloomberg)
  • How much does the Annoyance Economy cost you?  (NYT)
  • Justice Department Nears Filing Antitrust Case Against Egg Producers (WSJ)
  • $253M Settlement Raises the Bar on Re-Exports, ‘Dual‑Build’ Models & Entity List Risk (Corporate Compliance Insights)
  • The foundational importance of export jurisdiction – Corporate Compliance Insights
  • ‘Made in America’ Compliance! (Radical Compliance)
  • The Compliance Blind Spots Hiding Inside Financial Data (Corporate Compliance Insights)
  • Key West man accused of shining laser gloves into police cars faces 3 felonies

Resources:

Kristy Grant-Hart on LinkedIn

Order Kristy’s updated, 10-year new edition of How to Be a Wildly Effective Compliance Officer by clicking here.

Tom

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Betting the Game

Betting the Game: From Taboo to Business Model: How Gambling Entered the Sports Mainstream

Betting the Game is a 10-part podcast series exploring how sports gambling reshaped the business, culture, and integrity of athletics across professional and amateur sports. Hosted by Tom Fox and Mike DeBernardis, the series examines the real-world collisions between betting markets, athlete conduct, institutional oversight, and public trust. Each episode looks at a different pressure point, from player betting and college sports to prop bets, insider information, and the governance failures that can put the credibility of competition at risk. At its core, the series asks a simple but urgent question: as gambling became mainstream in sports, did ethics, compliance, and oversight keep pace? In this opening episode, 1, Mike and Tom set the stage by exploring how sports gambling moved from the margins to the center of the sports business over the past six years.

What was once treated as a reputational threat is now embedded in broadcasts, sponsorships, stadium signage, league partnerships, and fan engagement strategies. This episode examines how legal changes, technology, and market demand helped normalize betting across professional and amateur sports. But normalization has come with consequences. As gambling became a revenue stream, the risks to competitive integrity, athlete welfare, and public trust grew. This episode introduces the series’ central question: when sports fully embraced betting, did governance, oversight, and ethics keep pace? It is the foundation episode that provides listeners with the historical, commercial, and cultural context they need for the nine episodes that follow.

Key highlights:

  • From Taboo to Mainstream
  • PASPA Explained
  • Nevada the Outlier
  • Leagues Chase Revenue – Partnerships and Normalization
  • Fantasy Sports to Betting
  • Governance Guardrails Needed

Resources:

Mike DeBernardis on LinkedIn

Tom Fox

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References

Murphy v. NCAA

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AI in Healthcare

AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week – April 24, 2026

Welcome to AI in Healthcare in 5 Stories. This podcast is a Weekly Briefing of the five most important AI developments shaping healthcare, medicine, and life sciences. Each week, Tom Fox breaks down the latest stories on clinical innovation, regulation, privacy, compliance, patient safety, and operational transformation through a practical, business-focused lens. Designed for healthcare compliance professionals, executives, legal teams, clinicians, and industry leaders, the podcast moves beyond headlines to explain what each development means in the real world.

The top five stories for the week ending April 24, 2026, include:

  1. Operationalizing Trust in Healthcare. (docwirenews)
  2. AI with the human touch. (The Hour)
  3. Merck reimaging AI work with HCPs. (Fierce Pharma)
  4. United Healthcare to invest $1.5bn in AI. (Healthcare Finance)
  5. An AI startup helping customers to reverse insurance claims denials. (Bloomberg)

For more information on the use of AI in Compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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AI Today in 5

AI Today in 5: April 24, 2026, The Operationalizing Trust Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. FinCEN puts AI at the heart of AML compliance. (FinTech Global)
  2. Agentic AI transforming risk-based compliance. (FinTech Global)
  3. Compliance provides the guardrails for safe AI growth. (Thomson Reuters)
  4. Operationalizing trust in healthcare and AI. (docwirenews)
  5. Governing AI requires unified data control. (Solutions Review)

For more information on the use of AI in Compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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Blog

Betting the Game: Gambling, Integrity and the New Risk in Sports – A New Podcast from CPN

The Compliance Podcast Network is proud to announce the launch of a new 10-part podcast series, Betting the Game: Gambling, Integrity and the New Risk in Sports, co-hosted by Tom Fox and Mike DeBernardis. This new series comes at a moment when sports gambling has moved from the margins of the sports world to the center of the modern sports business. What was once viewed as taboo is now embedded in broadcasts, sponsorships, fan engagement, media strategy, and even the daily vocabulary of sports culture.

That transformation has created a new generation of questions about governance, compliance, and integrity. For compliance professionals, sports business leaders, and anyone concerned with institutional trust, the issue is no longer whether gambling is part of the sports landscape. It clearly is. The real question is whether the institutions that welcomed gambling into the mainstream have built governance systems strong enough to protect athletes, safeguard competition, and preserve public confidence.

That is the animating idea behind Betting the Game. This is more than a podcast about sports wagering. It is a series about governance under pressure. It is about what happens when powerful new revenue streams collide with the most important asset any sports institution possesses: credibility.

Why This Series Matters

At the Compliance Podcast Network, we have long believed that compliance lessons do not live only in deferred prosecution agreements, enforcement actions, and boardrooms. They also live where culture, incentives, and institutional accountability come together in real time. Few places illustrate that collision more clearly today than sports gambling.

Over the past several years, legalized sports betting has transformed the economics of sports. Leagues have entered into sportsbook partnerships. Media companies have integrated odds and betting analysis into coverage. College athletics has been drawn into the orbit of wagering markets. Athletes, coaches, officials, and support staff now operate in an environment where betting is not merely present; it is pervasive. It is everywhere.

That raises classic compliance questions. How do institutions manage conflicts of interest? How do they protect against insider risk? How do they design systems that move from punishment after the fact to prevention before the line is crossed? How do they align commercial strategy with ethics and integrity? These are not only sports questions. They are governance questions. That is why this series belongs on the Compliance Podcast Network.

A New Podcast for a New Risk Environment

Betting the Game brings together the worlds of compliance, governance, and sports business to examine how gambling has reshaped the sports ecosystem. The series examines both professional and amateur sports and asks what happens when betting markets, athlete conduct, media incentives, and institutional oversight collide.

Each episode explores a different integrity pressure point. Some of the stories are obvious: athletes placing bets, prop betting, and suspicious wagering activity. Others are more structural: media normalization, inside information, third-party access, college athlete harassment, and the tension between monetizing gambling and policing its risks. Taken together, the 10 episodes form a wide-ranging examination of how sports gambling became a compliance issue hiding in plain sight.

The 10-Episode Lineup

Episode 1: From Taboo to Business Model: How Gambling Entered the Sports Mainstream

This opening episode traces the arc from stigma to sponsorship and explains how sports betting became embedded in modern sports’ business model. It sets the stage for the series by asking whether governance, oversight, and ethics kept pace with commercialization.

Episode 2: The Athlete as Bettor: When Players Cross the Line

This episode examines one of the clearest integrity flashpoints in sports: the player who becomes the bettor. It explores why leagues draw hard lines around athlete gambling and whether education and prevention have kept up with enforcement.

Episode 3: Inside Information: The New Edge in the Betting Economy

Information now moves markets in real time, and sports are no exception. This episode looks at injury reports, lineup disclosures, and the people closest to teams who may have access to valuable non-public information.

Episode 4: Entourages, Interpreters, and the People Around the Star

Not every gambling risk begins with the athlete himself. This episode explores how trusted insiders, aides, interpreters, friends, and members of an athlete’s inner circle can become points of access, vulnerability, and control failure.

Episode 5: Fixing the Margins: Match-Fixing, Spot-Fixing, and Vulnerable Competitions

This episode moves beyond the Hollywood image of a fixed game and into the modern world of spot-fixing and manipulated moments. It examines how lower-profile competitions and narrow in-game events can create outsized integrity risks.

Episode 6: Campus Under Pressure: Gambling and the New Risks in College Sports

College athletics has become one of the most exposed fronts in the sports gambling era. This episode looks at student-athlete betting, bettor harassment, and the governance challenge of protecting young athletes in a betting-saturated environment.

Episode 7: Judgment on the Field: Officials, Suspicion, and the Gambling Lens

Officials now work under a new type of scrutiny, where every call can trigger both outrage and financial consequences. This episode examines how gambling has changed perceptions of officiating, trust, and legitimacy.

Episode 8: Prop Bets and Micro-Bets: Small Moments, Big Integrity Risks

Modern betting markets increasingly focus on narrow, highly specific events that can be easier to influence than a final score. This episode explores whether some betting products are creating integrity risks that sports governance was never designed to manage.

Episode 9: Can Sports Police What They Profit From? Data, Deals, and Integrity Monitoring

As leagues and media companies benefit financially from gambling growth, the oversight challenge becomes more complicated. This episode asks whether sports can be both a commercial partner in betting and a credible guardian of integrity.

Episode 10: What Comes Next: Building a Better Integrity Framework for Sports Gambling

The final episode turns from diagnosis to solutions. It outlines what stronger governance could look like, from education and monitoring to product limits, athlete protections, and a more mature integrity framework.

Compliance Lessons in a Sports Context

For the compliance professional, the value of this series is straightforward. Sports may be the setting, but the underlying issues will feel very familiar. Culture matters. Incentives matter. Tone at the top matters. Training matters. Monitoring matters. And perhaps most importantly, prevention matters more than reaction.

In the corporate world, we know that a policy on paper is not enough. The same is true in sports. If gambling is promoted as a normal part of fan engagement while integrity rules for insiders are poorly communicated or weakly reinforced, that is not a player problem alone. That is a governance problem. Betting the Game is designed to unpack exactly those issues in a way that speaks to both compliance professionals and sports business leaders.

Join Us for the Launch

The launch of Betting the Game: Gambling, Integrity and the New Risk in Sports marks an exciting expansion of the Compliance Podcast Network into one of the most timely and consequential issues in modern sports and governance. Tom Fox and Mike DeBernardis will guide listeners through the legal, ethical, cultural, and business implications of sports gambling with the practical, analytical lens that Compliance Podcast Network listeners expect.

The series launches on Friday, April 24, and will post every other Friday throughout our season. It is available on the Compliance Podcast Network and wherever you listen to great podcasts.