In today’s edition of Daily Compliance News:
- Crypto fraud trader pleads guilty to $100MM fraud. (WSJ)
- Captain of Exxon Valdez dies. (NYT)
- Corruption and climate change. (WaPo)
- Former Puerto Rican official sentenced for bribery. (DOJ Press Release)
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In this podcast series, two complete MCU fans, Tom Fox, founder of the Compliance Podcast Network, and Megan Dougherty, co-founder of One Stone Creative, indulge in a passion for all things in the Marvel Cinematic Universe. We previously reviewed all the movies, and now we have a series on WandaVision. If you want to indulge in your love for the MCU with two fans passionate about all things MCU, this is the podcast series for you. For this offering, we continue with Episode 5, On This Very Special Episode.
Some of the highlights include:
Ø The story synopsis.
Ø What are the key plot points?
Ø What were some of our favorite cookies?
Next up in our series WandaVision, Episode 6 All New Halloween Spooktacular
In today’s edition of Daily Compliance News:
- Steve Bannon was charged with money laundering. (WSJ)
- Musk lawsuit over Dogecoin expands. (Reuters)
- More allegations of corruption at USC. (Foreign Policy)
- Ex-Uber Security Chief claims Uber legal led hacking response. (Law360)
Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In 2021, Everything Compliance was honored by W3 as a top talk show in podcasting. In this episode, we have the quartet of Jonathan Marks, Jonathan Armstrong, Jay Rosen and Matt Kelly on a variety of topics. We conclude with our fan Shout Outs and Rants section.
1. Jay Rosen looks at a recent report about the number and quality of SEC whistleblower awards. Rosen shouts out to scientists who are trying to create Oxygen from CO2 so that life can exist on Mars.
2. Matt Kelly discusses the Mudge whistleblower allegations regarding Twitter. Kelly shouts out to NASA engineers who scrubbed the space shuttle launch due to safety concerns.
3. Jonathan Marks considers the role of internal audit in M&A work specifically and how the Board should utilize internal audit more generally. Marks shouts out the 30the anniversary of the US Sentencing Guidelines.
4. Tom Fox shouts out the American League leading Houston Astros.
5. Jonathan Armstrong looks at the newly released Lloyd’s regulations around denial of coverage for cyber-attacks made by foreign governments and state actors. He shouts out to the British television show “Have I Got News” for skewering Boris Johnson with his own words.
The members of the Everything Compliance are:
• Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com
• Karen Woody – One of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu
• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
• Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at jonathan.armstrong@corderycompliance.com
• Jonathan Marks is Partner, Firm Practice Leader – Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at jonathan.marks@bakertilly.com
The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.
In today’s edition of Daily Compliance News:
- DOT continues to use private actors for sanctions enforcement. (WSJ)
- Booz Allen set to pay on no-poach clause. (Reuters)
- Biden Administration ABC blueprint. (Foreign Policy)
- Musk can amend lawsuit but cannot delay trial. (NYT)
Most people make some of the same career mistakes. Are you guilty of making them?
And, they probably don’t seem like mistakes since they are often what you are told to do. They seem to like what you are supposed to do. You know, keep your head down, do good work, stay in the same safe job, work for the same company most of your career, etc… is what you’ve been told to be successful. But what if those lies are meant to keep you handcuffed to your job and hurt you?
Whether or not you believe these mistakes can cost you money over your career. And I mean A LOT OF MONEY… $2 million or more. Don’t believe me. Make your own decision after you listen.
In this #jammingwithjason #podcast episode, we discuss 4 of the most common mistakes and what you can do to avoid them. Since I’m sure you don’t want to miss out on $2 million or more in compensation over your career, do you?
Are you going to take control of your career or let your organization manage your career?
FOR FULL SHOW NOTES AND LINKS, VISIT:
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Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits the people and organizations that make these the most unique areas of Texas. Join Tom as he explores the people, places, and activities of the Texas Hill Country. In this episode, I visit Kenneth O’Neal, a Zig Ziglar Legacy Certified Coach and Trainer, Public Speaker, Mentor, Mediator, Business Executive, and Personal Coach. Highlights include:
· Professional background.
· Who was Zig Ziglar, and why is he still so important today?
· His life in Kerrville.
· What is a Zig Ziglar Legacy Certified Coach and Trainer?
· Why should you consider a personal coach?
Resources
Kenneth O’Neal on LinkedIn
Kenneth O’Neal website
For a copy of Kenneth O’Neal’s book Road Trip, purchase it here.
Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.
In this episode of Great Women in Compliance, Lisa speaks with Megan Zwiebel, who is Director of Operations & Delivery at R&G Insights Lab, which is an analytics and behavioral science practice, affiliated with the law firm Ropes & Gray. Megan started her career at a large law firm at a litigator, and used her natural curiosity and skill set to move into journalism, and now into her current role, where she and the team are helping to build innovative and practical solutions for organizations and legal practices in using data and science.
In this discussion, Megan talks about how the R&G Insights Lab compliments traditional law firm work, and how it is different, with respect to supporting E&C programs. She talks about the importance of “telling the story,” and how we can best use these tools to build our programs and to work cross-functionally.
Like Lisa, Megan started her career at a large law firm, and they discuss some of their similar and different experiences in those first jobs, and how that impacted their work and career trajectories. She shares some of the law firm evolution she has seen, and how women in leadership is inspiring and impacts law firm culture.
The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance related offerings to listen in to. If you are enjoying this episode, please rate it on your preferred podcast player to help other likeminded Ethics and Compliance professionals find it. If you have a moment to leave a review at the same time, Mary and Lisa would be so grateful.
You can also find the GWIC podcast on Corporate Compliance Insights where Lisa and Mary have a landing page with additional information about them and the story of the podcast. Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press publishing the related book; “Sending the Elevator Back Down, What We’ve Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.
You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast.
Join the Great Women in Compliance community on LinkedIn here.
Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to more fully explore a subject. In this episode, we mine the whistleblower allegations by Peiter Zatko, AKA “Mudge,” made against Twitter for lessons for the cyber-security professional and wide compliance discipline. Highlights and questions posed include:
· The allegations made by Mudge.
· Why does an organization need a CISO (or CCO or CECO)?
· How did Twitter get hacked, its employees duped, and its controls bypassed?
· What is pedestrian yet telling in this saga?
· Why is data mapping mandatory if not critical?
· Where were the external auditors?
· Is there a Caremark claim here?
Resources
Matt in Radical Compliance
In today’s edition of Daily Compliance News:
- Swiss prosecutors demand jail time for Steinmetz. (TimesOfIsrael)
- Who are your stakeholders? (Reuters)
- Fat Leonard goes on the lam. (Declan Herald)
- Trump SPAC is in danger of collapse. (NYT)