Tag: AI

Categories
AI Today in 5

AI Today in 5: November 12, 2025, The FinCrime Frontier Edition

Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, I will bring to you 5 stories about AI stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the AI Today In 5. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest about AI.

  1. Tech launches BA in AI. (WSMV4)
  2. Why AI in AML is the ‘FinCrime Frontier’. (AML Intelligence)
  3. Is explainable AI the missing link? (FinTech Global)
  4. Why humans must govern AI. (CCI)
  5. Compliance for AI agents. (Banking Exchage)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com

Categories
ACI FCPA Conference 2025

ACI-FCPA Conference Speaker Preview Series – Matt Galvin on the AI and Data Analytics for Anti-Corruption Compliance Forum

In this episode of the ACI-FCPA and Global Anti-Corruption Conference Speaker Podcasts series, Matt Galvin discusses his forum, “AI and Data Analytics for Anti-Corruption Compliance,” which will be held on Tuesday, December 2.

Some of the issues the panel will discuss are:

  • Cutting-edge AI strategies for compliance;
  • Integrating AgenticAI into your workflows.
  • The need for AI governance into 2026 and beyond.

I hope you can join me at the ACI–FCPA Conference. This year’s event will take place on December 3-4 at the Gaylord National Resort & Convention Center in National Harbor, Maryland, near Washington, D.C. The lineup of this year’s event is simply first-rate, featuring some of the top FCPA professionals, white-collar attorneys, and compliance practitioners in the field.

The 2025 program is being completely redesigned to help your organization stay agile, responsive, and ahead of the curve. Expect a dynamic agenda shaped by real-world priorities, practical takeaways, and the most cutting-edge thinking in compliance—led by a faculty of global practitioners with boots on the ground, encountering the very risks that come across your desk.

Please join me at the event. For information on the event, click here. Listeners of this podcast will receive a discount by using the code D10-999-CPN26.

Categories
AI Today in 5

AI Today in 5: November 11, 2025, The Preventing Compliance Risk Edition

Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, I will bring to you 5 stories about AI stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the AI Today In 5. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest about AI.

  1. Detecting and Preventing Compliance risks in AI. (FinTech Global)
  2. FCA set to unify AML oversight. (FinTech Global)
  3. D&B looks at 2025 resilience trends. (FinTech Global)
  4. An AI cold war is coming for the US and China. (FoxNews)
  5. Utilities and AI. (Latitude Media)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com

Categories
FCPA Compliance Report

FCPA Compliance Report – Exploring AI Adoption in Risk and Compliance with Richard Graham

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Richard Graham, Director – KYC / Financial Crime at Moody’s, to discuss the newly released AI Risk and Compliance Survey.

Graham shares his extensive background in financial crime and technology, emphasizing his current role, which focuses on KYC and financial crime at Moody’s. Together, they discuss the survey’s insights, which reveal that 53% of 600 senior risk professionals surveyed are currently using AI for risk management, representing a significant increase from the previous year. Graham explains the crucial role of high-quality data in maximizing AI’s potential and highlights its rapid adoption driven by its demonstrated benefits in compliance and risk management. The conversation also explores the evolving role of risk professionals in the context of AI tools, the impact of regulatory awareness, and the industry’s shift towards more proactive risk management.

Key highlights:

  • Overview of AI Risk and Compliance Survey
  • Key Findings and Industry Trends
  • Adoption of AI in Banking and Corporates
  • Early Wins and Barriers to Scale
  • Data Governance and Regulatory Expectations

Resources:

Richard Graham on LinkedIn

Moody’s

Moody’d AI Risk and Compliance Survey

Tom Fox

Instagram

Facebook

YouTube

Twitter

LinkedIn

Categories
AI Today in 5

AI Today in 5: November 10, 2025, The Use AI or Be Fired Edition

Welcome to AI Today in 5, the newest edition of the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest related to AI.

Top AI stories include:

  1. 5 Pillars for AI Compliance. (Medical Economics)
  2. Use AI or be fired. (WSJ)
  3. Is AI something more than intelligent? (NYT)
  4. Voice phishing is AI fraud. (FT)
  5. Is AI spending out of control? (Bloomberg)

For more information on the use of AI in compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com

Categories
10 For 10

10 For 10: Top Compliance Stories For the Week Ending, November 8, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by Tom Fox, the Voice of Compliance. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

Top stories this week include:

  • Indonesia is looking into Chinese corruption over the high-speed train. (SCMP)
  • The tariff argument goes poorly for the Administration at the Supreme Court. (Reuters)
  • Norwegian Sovereign Wealth Fund votes against Musk’s $1tn pay package. (WSJ)
  • NBA Reports to Congress on Gambling Probe. (The Athletic)
  • Capula’s former CCO claims retaliation for whistleblowing as the reason for termination. (Bloomberg)
  • BaFin slaps €45MM fine on JPMorgan. (FT)
  • Trump threw a temper tantrum over corruption Q. (The Daily Beast)
  • SBF says trial ‘fundamentally unfair’. (FT)
  • State capture and corruption. (The Guardian)
  • Sex dolls, compliance, and Shein. (WSJ)

You can check out the Daily Compliance News for four curated compliance- and ethics-related stories each day, here.

Connect with Tom 

Instagram

Facebook

YouTube

Twitter

LinkedIn

You can purchase a copy of my new book, Upping Your Game, on Amazon.com

Categories
Compliance and AI

Compliance and AI: Future-Proofing Compliance with AI: Strategies for 2026 and Beyond

What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are just three of the many we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. Vince Walden, founder and CEO of KonaAI and Dr. Hemma Lomax, Head of Business Integrity at Docusign discuss the evolving landscape of compliance and the increasing role of AI and automation.

They highlight the need to modernize due diligence processes, reducing large, repetitive tasks down to streamlined operations using AI. A key focus is the innovative use of AI agents proposed by Hemma, likening them to digital employees, with personalized job descriptions and onboarding plans aimed at enhancing efficiency and unleashing human talent. Vince shares practical examples of how AI can transform compliance functions by leveraging data insights from various sources like investigations, third-party risks, and employee surveys. The episode encourages compliance professionals to dream big about the future, embrace AI-driven innovation, and crowdsource intelligence to bridge the gap towards more efficient and intelligent compliance practices.

Key highlights:

  • Introduction to Modern Due Diligence
  • The Role of AI in Compliance
  • Creating and Managing AI Agents
  • Empowering Teams with AI
  • Real-World Applications and Examples

Resources:

konaAI

Vince Walden on LinkedIn

Dr. Hemma Lomax on LinkedIn

Tom Fox

Instagram

Facebook

YouTube

Twitter

LinkedIn

Categories
TechLaw10

TechLaw10: AI Lies & Legal Truths: The Hallucination Debate

In this film, Punter Southall Law’s Jonathan Armstrong discusses AI hallucinations & errors with Eric Sinrod, California professor and attorney at Duane Morris LLP. This is episode 294 in the popular TechLaw10 series. You can listen to earlier podcasts here.

Jonathan & Eric start by discussing recent conference panels on AI and concerns from judges on those panels that AI-generated hallucinations have appeared in court judgments. Jonathan talks about the elements of the EU AI Act, which are already in force, including mandatory AI literacy programs. He talks of the fact that there are now more than 487 recorded cases of hallucinations in court, including countries like Tanzania, Trinidad & Tobago & Zimbabwe. Eric & Jonathan also talk about:

  • Italy’s new AI Act
  • News from Korea on AI hallucinations
  • AI harm in medicine & dentistry
  • The issues with the unauthorised practice of law
  • The issues with AI training data & its provenance
  • How new search engine techniques increase risk
  • How US courts work
  • How law school teaching is changing with AI
  • Why AI bans don’t work

There are FAQs on the EU AI Act here. A glossary of AI terms is also available here. There’s also a summary of Italy’s new AI law here.

Our previous podcast on AI literacy is here.

Jonathan talks briefly about his work on the NYSBA AI Task Force. Details can be found here.

The Damien Charlotin database, which Jonathan discusses, can be found here.

Eric Sinrod’s details can be found here, and Jonathan Armstrong’s details are available here.

The TechLaw10 LinkedIn group is here.

Categories
Everything Compliance

Everything Compliance: Episode 161, The Tribute Adam Turteltaub Edition

Welcome to this edition of award-winning Everything Compliance. In this episode, we have the complete quintet of Matt Kelly, Jonathan Armstrong, Karen Woody, and Karen Moore with Tom Fox, the Compliance Evangelist, sitting in as host.

  1. Matt Kelly looks at the recent EQS report assessing AI models for compliance. He shouts to Adam Turteltaub, who recently left the SCCE after 17 years.
  2. Jonathan Armstrong reviews AI risk relating to professional advice. He shouts out to Adam Turteltaub.
  3. Karen Moore delves into the recent EU parliamentary rejections of rolling back sustainability reporting. She shouts out to Accountancy Europe and Mother everywhere.
  4. Karen Woody looks at the recent Delaware Court of Chancery decision in the case of Brewer v. Turner and its impact on Caremark Doctrine claims. She shouts out to all those returning to work at the office.
  5. Tom Fox shouts out to Adam Turteltaub and Sean Connery.

The members of Everything Compliance are:

The host, producer, and sometimes panelist of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com.  The award-winning Everything Compliance is a part of the Compliance Podcast Network.

Categories
AI Today in 5

AI Today in 5: November 6, 2025, The AI and Marketing Compliance Edition

Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest related to AI.

Top AI stories include:

  1. How AI Is Revolutionizing RegTech and Compliance (FinTech Magazine)
  2. Business value of AI governance. (Forbes)
  3. Bringing AI intelligence to marketing compliance. (BusinessWire)
  4. Finance firms are still struggling with AI and compliance risks. (UC Today)
  5. AI agents have significant security risks. (BusinessInsider)

For more information on the use of AI in compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.