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Daily Compliance News

Daily Compliance News: March 3, 2026, The Law Firms Cleared Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • The Trump Administration gives up on illegal actions against law firms. (WSJ)
  • Trump, tariffs, and corruption. (NYT)
  • Getting complacent about the next financial meltdown. (FT)
  • Microsoft is cooperating with Japan’s anti-trust probe. (Bloomberg)
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Daily Compliance News

Daily Compliance News: October 10, 2024 – The Pray for Florida Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Would the US be for sale under the 2nd Trump Administration? (The Guardian)
  • Halting slide in accounting ranks. (FT)
  • Will the US break up Google? (Reuters)
  • Former Glencore traders get the 2027 trial date. (Bloomberg)

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Daily Compliance News

Daily Compliance News: September 16, 2024 – The Retire at 80 Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Is Basel 3 now a race to the bottom? (FT)
  • Will you work until 80? (FT)
  • Big Tech at a tipping point? (FT)
  • The corporate DEI rollback—what to know. (FT)

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Daily Compliance News

Daily Compliance News: November 1, 2023 – The Communications Compliance Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • France wants an anti-corruption commission with teeth.  (Politico)
  • Companies are still struggling with communications compliance. (WSJ)
  • Exonerated Deutsche Bank traders can go after the bank for scapegoating claims. (Reuters)
  • Brokers fees anti-trust violation. (FT)
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Daily Compliance News

Daily Compliance News: October 19, 2023 – The Loser Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Google’s anti-trust defense ‘We’re smarter than the average bear’.   (NYT)
  • US tightens US chips sent to China.  (WSJ)
  • Computer error leads to $20MM fine for ACI. (WSJ)
  • Jim Jordan loses again. (FT)
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Daily Compliance News

Daily Compliance News: July 20, 2023 – The Osofsky Reports Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • Lisa Osofsky issues her final SFO report. (WSJ)
  • Teens take on corruption in Nigeria. (Teen Vogue)
  • The US gives new anti-trust guidance. (FT)
  • The US blacklists two spyware firms. (NYT)
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Daily Compliance News

Daily Compliance News: July 10, 2023 – The Meta, Threads and Anti-trust Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • Labor Party to back global ABC court. (The Guardian)
  • Chinese ABC probe moves to an advanced stage. (FT)
  • Did a sheriff’s corruption lead to a mass shooting? (Houston Chronicle)
  • Meta, Threads, and anti-trust. (NYT)
Categories
Daily Compliance News

Daily Compliance News: June 29, 2023 – The Spy v. Spy Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Larry Householder to be sentenced. (WCPO)
  • Big guns testify at FTC v. Microsoft hearing. (NYT)
  • Who is spying on whom? (WSJ)
  • Climate changes rankle the insurance industry. (WSJ)
Categories
Daily Compliance News

January 25, 2023 – The Public Intoxication but Full Confidence Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Corruption leads to 10-hour-per-day power cuts in South Africa. (FoxNews)
  • Tyson Foods CFO pleads guilty to public intoxication. (WSJ)
  • US sues to break up Google ad unit. (Bloomberg)
  • Former FBI agent charged with corruption. (WSJ)
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This Week in FCPA

Episode 288– the 13 Second edition

How long does it take to win a NFL playoff game? Patrick Mahomes says 13 seconds. After perhaps the most thrilling NFL playoff game ever,  Tom and Jay are back look at some of the week’s top compliance and ethics stories this week in the 13 Seconds edition.

Stories

1.     TI-CPI 2022 Report out. Results not good. TI-CPI Press Release. Rick Messick says make it useful in GAB. Jaclyn Jaeger is disheartened in Compliance Week (sub req’d).
2.     Compliance officer burnout? Dick Cassin explores in the FCPA Blog.
3.     Emphasizing the ‘G’ in ESG. David Simon in LinkedIn.
4.     Investor demand driving ESG risk and compliance initiatives? Valerie Charles and Tracy Groves in CCI.
5.     Human Rights Due Diligence. James Reardon and Tomas Navarro look at Switzerland’s new law  in FCPA Blog. Tom considers your corporate Human Rights strategy in a 2-part blog series in the FCPA Compliance and Ethics Blog.
6.     Monaco Speech and Compliance in 2022. Stephanie Yonekura and Rupinder Garcha  in CCI.
7.     DOJ announces shift in antitrust policy. DOJ Press Release. Matt Kelly in Radical Compliance.
8.     ESG and M&A in 2022. Wachtel lawyers in Harvard Law School forum on Corporate Governance.
9.     FTC compliance risk re: cyber and privacy. Debevoise lawyers in Compliance and Enforcement.
10.  Cultural and ESG to-do list for 2022 for CCO. Mike Volkov in Corruption Crime and Compliance.

Podcasts and More

11.  In January on The Compliance Life, I visited with Valerie Charles, partner at StoneTurn. Val has one of the most interesting journeys in compliance. In Part 1, she discussed her academic background and early professional career. In Part 2, she discussed her move to ComTech. In Part 3, Valerie moved into the consulting world. In the concluding Part 4, Valerie looks down the road for what’s ahead.
12.  The Everything Compliance gang took a deep dive into the Microsoft acquisition of Activision Blizzard in a special episode.  Check out the Shout Outs and Rants. Finally the gang had a special tribute to Meatloaf here.
13.  CCI releases new e-book from Tom “FCPA 2021 Year in Review”. Available free from CCI.
14.  Trial of the Century-the Enron Trial. This week, Tom premiered a 5-part podcast series on the Enron Trial with Loren Steffy, who covered the trial for the Houston Chronicle. In Part 1, run up to the trial. In Part 2, the trial begins. In Part 3, the star witnesses and key testimony. In Part 4, the Verdict comes in. In Part 5, what did it all mean. It is be available on the Compliance Podcast Network, Megaphone, iTunes, Spotify and all other top podcast platforms.
15.  Check out 31 Days to a More Effective Compliance Program returns, which runs for the month of January, from January 1 to January 31. Available on the Compliance Podcast NetworkMegaphoneiTunes, and all other top podcast platforms.
Tom Fox is the Voice of Compliance and can be reached at tfox@tfoxlaw.com. Jay Rosen is Mr. Monitor and can be reached at jrosen@affiliatedmonitors.com.