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AI in Financial Services in 5 Stories

AI in Financial Services in 5 Stories – Week Ending August 14, 2026

Welcome to AI in Financial Services in 5 Stories. A practical weekly roundup of the five most important AI developments affecting banking, insurance, payments, asset management, and fintech. Each Friday, Tom Fox will break down the top stories that matter most through the lenses of compliance, risk management, governance, and business strategy. Designed for compliance professionals, executives, legal teams, and financial services leaders, it goes beyond headlines to explain why each development matters in a highly regulated industry. The result is a concise weekly briefing that helps listeners stay current on AI innovation while asking sharper questions about oversight, accountability, and trust.

This week’s stories include the following:

  1. Financial crime at the identity layer. (FinTechGlobal)
  2. 5 key takeaways from Zuckerberg’s manifesto on AI. (Bloomberg)
  3. BoA commits to $250 billion to bolster AI. (WSJ)
  4. 5 lessons for fintech onboarding. (CIO)
  5. Closing the AI skills gap in finance. (CFO Dive)

For more information on the use of AI in Compliance programs, Tom Fox’s new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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Daily Compliance News

Daily Compliance News: July 1, 2026, The Salami Incident Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Indonesian Tech founder found guilty in corruption case. (NYT)
  • Big banks want to rein in FINRA. (WSJ)
  • SEC fines BoA unit for failing to find enough suspicious activity. (Reuters)
  • Taiwan probes AI hardware smuggling. (WSJ)

To learn about the intersection of Sherlock Holmes and the modern compliance professional, check out Tom’s latest book, The Game is Afoot-What Sherlock Holmes Teaches About Risk, Ethics and Investigations on Amazon.com.

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AI Today in 5

AI Today in 5: April 3, 2026, The Good Friday Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. AI-driven identity and compliance. (ComputerWeekly)
  2. AI and compliance. (ChannelPro)
  3. The Enterprise AI readiness gap. (PYMNTS)
  4. AI’s healthcare test. (Inc42)
  5. BoA is replacing meetings with AI. (FinTechMagazine)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

Categories
Daily Compliance News

Daily Compliance News: April 2, 2026, The Hung Jury Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Was Iran behind the thwarted BoA attack? (FT)
  • ABA can sue Trump over the illegal banning of law firms. (Reuters)
  • FirstEnergy case ends with a hung jury. (Ohio Capital Journal)
  • Indonesia detains coal tycoon over corruption. (Bloomberg)
Categories
Daily Compliance News

Daily Compliance News: March 17, 2026, Is the DOJ Corrupt? Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Cyber hacks and Iran. (WSJ)
  • Madagascar’s ABC chief appointed PM. (DM.COM)
  • BoA settles Epstein victims’ lawsuit. (FT)
  • Was there corruption involved in the Live Nation settlement? (BIG)
Categories
10 For 10

10 For 10: Top Compliance Stories For the Week Ending October 18, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, presents the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

Top stories include:

  • SEC wants to reduce the salaries of PCAOB Board members. (WSJ)
  • San Mateo County Sheriff removed for corruption. (San Francisco Chronicle)
  • Why Danielle Sasson resigned.
  • UK gov says if hacked, go to paper. (BBC)
  • BOA sued over alleged ties to Epstein. (Reuters)
  • Trump lobbies the Knesset. (Bloomberg)
  • The US forced the Dutch to fire the Chinese CEO of a chip company. (WSJ)
  • Why do you need glue employees? (WSJ)
  • Corruption puts Moroccan hospitals at breaking point. (France24)
  • CZ and Trump are now working together (in a family way). (Bloomberg)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.

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You can purchase a copy of my new book, Upping Your Game, on Amazon.com

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Daily Compliance News

Daily Compliance News: October 16, 2025, The Go with Paper Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Why Danielle Sassoon resigned. (The Salt Lake Tribune)
  • UK gov says if hacked, go to paper. (BBC)
  • BOA sued over alleged ties to Epstein. (Reuters)
  • More days, more bribes paid to Trump. (Bloomberg)

The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category.

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Daily Compliance News

Daily Compliance News: September 25, 2025, The Learning a (Trump) Business Lesson Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional.

Top stories include:

  • Being a Yes Man for Trump can be bad for business. (Bloomberg)
  • Why do you need cyber breach insurance? (FT)
  • BOA resolves criminal investigation. (Reuters)
  • Indian workers often look to other countries for employment opportunities. (NYT)
Categories
10 For 10

10 For 10: Top Compliance Stories For The Week Ending September 7, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • A Nigerian tech boss fined $250MM for a fictional company. (FT)
  • 7 people have died from a listeria outbreak so far. (NYT)
  • How much did Stewart Health Care pay its agent? (OCCRP)
  • The former VW chief goes to trial for the emissions testing scandal. (NYT)
  • HP to go after Lynch’s widow. (Reuters)
  • Another round of SEC enforcement actions for off-channel comms. (WSJ)
  • Corruption pushing Africans to immigrate. (Al Jazeera)
  • ENRC seeks $290MM from SFO for a botched investigation. (WSJ)
  • Did BoA share non-public information with investors? (WSJ)
  • Biden to block Japanese takeover of US Steel. (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

Connect with Tom 

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Daily Compliance News

Daily Compliance News: September 6, 2024 – The Lady Godiva Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Ugandan women stage naked protests against corruption. (OCCRP)
  • Trump wants Elon Musk to audit the US government. (WaPo)
  • Fyre II, I can’t wait. (WaPo)
  • Did BoA share non-public information with investors? (WSJ)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.