What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode! In this episode, Tom and Kristy take on various topics, including the self-improvement of Florida Man gone astray.
Challenges are constant in the ever-evolving regulatory compliance and risk management world, and strategies must be dynamic. Tom highlights the technological shortcomings of many compliance programs and the critical role of compliance officers in mitigating reputational damage. He emphasizes continuous improvement and vigilance, ensuring due diligence and monitoring compliance strategies. Kristy acknowledges the progress made in the field over the past two decades but also points out the technology gap in integrating governance, risk, and compliance data. She underscores the need for better handling of integrated reporting in the future. Join Tom Fox and Kristy Grant-Hart as they delve deeper into these issues in this 2 Gurus Talk Compliance podcast episode.
Highlights Include:
- What does the lull in FCPA enforcement mean for chief compliance officers? (FCPA Blog)
- CA enacts climate change disclosures. (HLS Forum on Corp Governance)
- CFTC and monitors. (Compliance and Enforcement)
- U.S. Warns Businesses to Guard Against Iran Missile Push (WSJ)
- Combining COI and Risk Assessments. (COI Blog)
- U.S. Lifts Broad Sanctions Against Venezuela for Six Months (WSJ)
- The Gap In SEC Individual FCPA Enforcement Actions Is Over Three Years (FCPA Professor)
- Report: Insourcing Up, Confidence Too (Radical Compliance):
- Prosecutors in Sam Bankman-Fried trial compare defense argument to ‘Dumb and Dumber’ (CNBC)
- Florida man’s quest to fulfill ‘daily theft quota’ lands him in jail across county lines, deputies say (Fox Orlando)
Resources:
Kristy Grant-Hart on LinkedIn
Tom
