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2 Gurus Talk Compliance

2 Gurus Talk Compliance – Episode 46 – The Move to Diligent Edition

What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode!

Stories this week include:

  • JPMorgan’s purchase of Frank heads to criminal trial. (FT)
  • Dirty money, fentanyl, Mexican gangs, and China. (WSJ)
  • Mayor Adams imbroglio (Various)
  • McKinsey asks if China is too risky. (Bloomberg)
  • Ethics programs are more than simply compliance. (Forbes)
  • Wells Fargo banks on (Not) risky business. (PYMTNS)
  • Diligent Acquires Spark Compliance, a Leading Compliance and Ethics Consultancy (Press Release) – HERE
  • Pausing Foreign Corrupt Practices Act Enforcement to Further American Economic and National Security (Whitehouse) – HERE
  • The Corporate Transparency Act Is Back On (WSJ) – HERE
  • Study Warns on Ethical Culture Disconnect (Radical Compliance) –HERE
  • Florida woman, 44, uses ‘botox’ excuse to explain age after fraudulently applying for hurricane aid: police (Fox News): HERE

 

Resources:

Kristy Grant-Hart on LinkedIn

Spark Consulting

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Daily Compliance News

Daily Compliance News: February 20, 2025, The Death Penalty for Corruption Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • China gives the death penalty for corruption. (Bloomberg)
  • Senior DOJ ethics officer quits. (Reuters)
  • CTA reinstated. (Forbes)
  • Dirty money, fentanyl, Mexican gangs, and China. (WSJ)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the FCPA Survival Guide on Amazon.com.

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Daily Compliance News

Daily Compliance News: February 10, 2025, The For Immediate Compliance Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • FEMA must call immigrants ‘illegal aliens.’ (404media).
  • CFPB ordered all work to be stopped ‘immediately.’ (NYT)
  • Musk is now making referrals to the US Attorney. (Reuters)
  • McKinsey asks, if China is too risky. (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out The FCPA Survival Guide on Amazon.com.

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Daily Compliance News

Daily Compliance News: February 3, 2025, The Division of Engagement and Compliance Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Congress says Nvidia chip flow to China should be stopped. (WSJ)
  • The CCO Departure Bonus. (Cosmos)
  • WVU replaces DEI with “Dept. of Engagement and Compliance”. (12WBOY)
  • Will Trump DOJ drop corruption charges against NYC Mayor? (Reuters)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out The FCPA Survival Guide on Amazon.com.

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10 For 10

10 For 10: Top Compliance Stories for the Week Ending January 25, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Great risk for Germany to invest in China. (FT)
  • Vietnam dismantles AML ring. (Aljazeera)
  • Administration ramps up attacks on DEI . (NYT)
  • Ukraine chief psychiatrist arrested on corruption charges. (BBC)
  • Ex-Everton player and China coach jailed for bribery. (ESPN)
  • KPMG under FRC investigation yet again. (Bloomberg)
  • Tariff whiplash coming. (Bloomberg)
  • WFH not ‘real work’. (BBC)
  • More conflict mineral allegations against Apple from DRC. (FT)
  • Trash compliance-it’s a thing. (Gothamist)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

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Daily Compliance News

Daily Compliance News: January 24, 2025, The DEI Goes to War Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Buc-ee’s as a small-town growth machine. (Bloomberg)
  • Great risk for Germany to invest in China. (FT)
  • Vietnam dismantles the AML ring. (Aljazeera)
  • Administration ramps up attacks on DEI. (NYT)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out The FCPA Survival Guide on Amazon.com.

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending – January 18, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • BitMEX fined an additional $100MM.  (WSJ)
  • Wells Fargo banks on compliance. (PYMTS.com)
  • China military corruption purge ‘tip of the iceberg’.  (Business Insider)
  • Cognizant defendants want to know government’s trial strategy. (Law360) sub req’d
  • What is forced labor? (BBC)
  • KPMG to open US law firm in AZ.  (Reuters)
  • SEC sues Elon Musk yet again, this time over Twitter purchase. (Bloomberg)
  • UK Minister resigns over corruption investigation in Bangladesh. (Reuters)
  • Has corporate purpose lost its purpose? (FT)
  • Return To Office compliance. (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

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Daily Compliance News

Daily Compliance News: January 17, 2025 – The BitMEX Spanked Yet Again Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • BitMEX fined an additional $100MM.  (WSJ)
  • Wells Fargo banks on compliance. (PYMNTS.com)
  • China military corruption purge ‘tip of the iceberg.’  (Business Insider)
  • Cognizant defendants want to know the government’s trial strategy. (Law360sub req’d

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out The FCPA Survival Guide on Amazon.com.

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending January 11, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Bayview Asset Management settles cyber weakness case. (WSJ)
  • Corruption at the Supreme Court. (Reuters)
  • Enron is back. What could go wrong? (NYT)
  • UBS to settle Credit Suisse tax fraud case. (Bloomberg)
  • Tribute to Jimmy Carter in the fight against corruption. (FT)
  • Former MoviePass CEO pleads guilty to fraud. (NYT)
  • OIG issues Nursing Home compliance guidance. (National Review)
  • China will deepen the corruption fight in areas such as finance and energy. (Bloomberg)
  • Boeing and DOJ get another month on a plea deal. (Law360) sub req’d
  • Corruption is the biggest threat to the Chinese Communist Party. (Reuters)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

Connect with Tom 

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Daily Compliance News

Daily Compliance News: January 9, 2025 – The Tribute to Jimmy Carter Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Tribute to Jimmy Carter in the fight against corruption. (FT)
  • Former MoviePass CEO pleads guilty to fraud. (NYT)
  • OIG issues Nursing Home compliance guidance. (National Review)
  • China will deepen the corruption fight in areas such as finance and energy. (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out The FCPA Survival Guide on Amazon.com.