Tag: China

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Daily Compliance News

Daily Compliance News: November 13, 2024 – The China Problem Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • How many companies have a ‘China Problem?’ (Bloomberg)
  • Sending your child to public school ≠ agreeing to arbitration.  (Reuters)
  • How to deal with in-work sickness. (FT)
  • Goodbye to all that. (NYT)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids, on Amazon.com.

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Daily Compliance News

Daily Compliance News: November 11, 2024 – The Veteran’s Day Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • NetEase executives arrested for bribery and money laundering.  (gamesindustry.biz)
  • Hidden cost of textile and apparel non-compliance. (Homeland Security Today)
  • Handling a difficult employee with health issues. (NYT)
  • Telefónica Venezuela settles FCPA action. (WSJ)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids, on Amazon.com.

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Daily Compliance News

Daily Compliance News: The VOTE VOTE VOTE Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Tensions arise over audit quality in the US. (FT)
  • New NIMBY target data centers. (BBC)
  • eBay victims can seek punitive damages.  (Reuters)
  • Cutting China out of your Supply Chain. (WSJ)

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Daily Compliance News

Daily Compliance News: October 31, 2024 – The Happy Halloween Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Sri Lanka to probe corruption in tanker disaster. (Al Jazeera)
  • AstraZeneca China BU President under investigation. (FT)
  • Trafigura faces $1bn hit for corruption in Mongolia. (Bloomberg)
  • Supply Chain woes and compliance. (WSJ)

 

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending September 28, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • DOJ releases a 2024 Update to the Evaluation of Corporate Compliance Programs. (FCPA Compliance & Ethics Blog)
  • China probes PVH. (Reuters)
  • Wells Fargo must face Caremark claim. (Reuters)
  • Wagner Group used HSBC and JPMorgan for payments. (FT)
  • Caroline Ellison sentenced to 2 years in prison and forfeits $11bn (NYT)
  • How Binance found that old time ‘compliance’ religion. (WSJ)
  • New York City Mayor Adams indicted on bribery and corruption charges. (NYT)
  • SEC fines 12 more firms for failures in messaging apps. (SEC Press Release)
  • S. Iswaran was convicted for corruption in Singapore. (BBC)
  • Ex-CEO of Skael faces criminal fraud charges. (WSJ)

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending September 20, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Tips flow to DOJ under the new whistleblower program. (WSJ)
  • Danske Bank pays another $7MM for Estonia AML issues. (WSJ)
  • Second trial in Vietnam after 1st one ended in a death sentence. (Bloomberg)
  • Was VW audit in China substandard? (FT)
  • JPMorgan appoints senior bankers to oversee junior bankers. (FT)
  • 2 ex-NYFD chiefs charged with bribery. (Bloomberg)
  • First Energy pays $100MM to settle SEC charges. (WSJ)
  • Astra-Zeneca employees arrested in China. (Bloomberg)
  • Walgreens to pay $106MM for allegations of overbilling. (WSJ)
  • Tik-Tok faces tough questions from the Court of Appeals. (Reuters)

 

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Daily Compliance News

Daily Compliance News: September 20, 2024 – The 2nd Trial Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Tips flow to DOJ under the new whistleblower program. (WSJ)
  • Danske Bank pays another $7MM for Estonia AML issues. (WSJ)
  • Second trial in Vietnam after 1st one ended in death sentence. (Bloomberg)
  • Was the VW audit in China substandard? (FT)

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2 Gurus Talk Compliance

2 Gurus Talk Compliance: Episode 37 – The Florida Couple Edition

What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode!

In this episode, Tom and Kristy discuss the controversial LinkedIn post that categorized people aged 45 to 55 as in ‘late career,’ while highlighting how Gen Z is showing new enthusiasm for corporate jobs. They delve into the Biden administration’s crackdown on Chinese imports linked to modern slavery and debate the costs of closing the de minimis exception for tariffs and package reviews. Additionally, they touch on the alarming case of a missing Chinese executive and dissect the implications of mandatory retirement ages in corporate America. The episode wraps up with a quirky story about a Florida couple (not Florida Man) attempting to claim a lottery prize with a laminated, torn ticket, showcasing the wide spectrum of compliance and ethical issues in today’s world. Tune in for a mix of insightful discussion and lighter moments from the compliance community.

Stories Include:

  • What me? retire? (FT)
  • The top Chinese bank told me to wire money. (FT)
  • Ex-Glencore execs appear in court. (FT)
  • PCAOB orders audit firms to bring in outsiders.  (FT)
  • The way forward for ESG. (FT)
  • Biden Takes Aim at China’s Temu and Shein with Trade Crackdown. (WSJ)
  • An affair cost Alan Shaw his job and severance. Will Norfolk Southern also try to claw back his pay? (Fortune.com)
  • 20-Somethings Learn to Love Their Corporate Jobs. (WSJ)
  • SEC Charges Seven Public Companies with Violations of Whistleblower Protection Rule. (SEC)
  • Florida couple caught allegedly tapping lottery ticket together to claim $1 million prize. (FOX Orlando 35)  

Resources: 

Kristy Grant-Hart on LinkedIn

Spark Consulting

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Daily Compliance News

Daily Compliance News: September 18, 2024 – The Fireworks Coming Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Fireworks are coming in a bribery case against a retired Admiral. (WaPo)
  • Venezuela asks to delay CITGO sales. (Reuter)
  • First Flint, now Wolfsburg? (FT)
  • Astra-Zeneca employees arrested in China. (Bloomberg)

 

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Daily Compliance News

Daily Compliance News: September 12, 2024 – The Leaving the Dirty Money List Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Will South Africa leave the FATF dirty money list in 2025? (Bloomberg)
  • How corruption fuels inequality in China. (Foreignaffairs)
  • Chinese bank told to wire money after CEO disappeared. (FT)
  • Google was out to crush competition. (Reuters)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids on Amazon.com.