Tag: ComEd

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending March 2, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  1. Crypto exchange Gemini returns over $1bn to customers.  (WSJ)
  2. Green audits are coming. (FT)
  3. Did Boeing violate the DPA? (NYT)
  4. Will ComEd defendants walk free? (Chicago Sun-Times)
  5. Boeing has 90 days to fix the QA/QC issue.  (NYT)
  6. SBF says he only deserves 6 years in prison. (FT)
  7. Did McKinsey work for or not work for the Chinese government? (FT)
  8. How did Iraqi corruption cost the country. (OilPrice)
  9. An ex-Vitol Trading trader was found guilty of bribery.  (WSJ)
  10. Exec’s husband pleads guilty to insider trading. (WSJ)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

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Daily Compliance News

Daily Compliance News: March 1, 2024 – The Gemini Returns $1bn Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Crypto exchange Gemini returns over $1bn to customers. (WSJ)
  • Green audits are coming. (FT)
  • Did Boeing violate the DPA?  (NYT)
  • Will ComEd defendants walk free? (Chicago Sun-Times)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of compliance, click here.

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Daily Compliance News

Daily Compliance News: June 29, 2023 – The Spy v. Spy Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Larry Householder to be sentenced. (WCPO)
  • Big guns testify at FTC v. Microsoft hearing. (NYT)
  • Who is spying on whom? (WSJ)
  • Climate changes rankle the insurance industry. (WSJ)
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Compliance Into the Weeds

Compliance into the Weeds: ComEd 2023 Compliance Report

The award winning, Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Looking to stay updated on compliance and ethics? Look no further than Compliance into the Weeds, with co-hosts Tom Fox and Matt Kelly!

Looking to stay updated on compliance and ethics? Tune in to the Compliance into the Weeds podcast with hosts. In this episode, they tackle the corruption scandal involving ComEd and its parent Exelon, and highlight the progress made in their compliance program reforms. With the release of their second public progress report, compliance and corporate executives can learn from changing ComEd’s company culture and supply chain overhaul. The podcast also dives into integrating compliance concerns into HR processes and identifying supervisory groups that may need closer monitoring. Don’t miss out on this informative and insightful episode available now!

Key Highlights 

·      Significance of the report

·      Compliance and the Supply Chain

·      Compliance and Exit Interview

·      Using this report going forward

 Notable Quotes:

“I just have to acknowledge that state of Illinois finally convicted someone for corruption.”

“These reports provide not just simply a roadmap of how to change culture, but really a way to think through what may seem like an insurmountable problem.”

“I applaud Exelon for establishing this comprehensive supply chain risk management effort and making supply chain compliance a big part of its supply chain risk program.”

“It is compliance, which is driving overall supply chain risk management and business efficiency, which is inevitably lead will inevitably lead greater profitability if done correctly and that with a variety of other areas and companies having supply chain risk.”

 Resources

Matt 

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Blog Post in Radical Compliance

Check out our prior podcast on ComEd’s 2022 Compliance Report here

Tom 

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Daily Compliance News

Daily Compliance News – May 3, 2023 – The Even in Illinois Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Florida bans ESG investment. (Reuters)
  • Oregon Sec of State resigns over COI.  (WSJ)
  • ComEd defendants found guilty. (Law360)
  • News Flash: Crypto is unreliable.  (WaPo)
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Daily Compliance News

April 27, 2023 – The De-Risking Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

·       De-risking bank customers.  (WSJ)

·       UK blocks Activism/Blizzard merger.  (NYT)

·       Jury begins deliberations in ComEd corruption case. (Chicago Sun Times)

·       Former Eskom CEO refuses to name names. (FT)

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Daily Compliance News

June 14, 2022 the Even for Illinois Edition

In today’s edition of Daily Compliance News:

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Daily Compliance News

May 26, 2022 the Domestic Corruption Edition


In today’s edition of Daily Compliance News:

  • FTC fines Twitter $150MM. (NPR)
  • Shocking sanitary conditions at shut down baby formula plant. (NYT)
  • Illinois corruption probe yields secret recordings. (The Center Square)
  • Disney drawn into Anaheim corruption probe. (WSJ)
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Compliance Into the Weeds

ComEd Compliance Report


Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week, Matt and Tom take a deep dive into the recently released Commonewealth Edison report on the current state of its compliance program. Highlights include:

  • Why is ComEd publicly filing a compliance report?
  • How did Compliance Domains replace specific risks?
  • The use of Design Thinking concepts in the Risk Assessment process.
  • A direct line from Risk Assessments -> continuous monitoring-> continuous improvement-> reporting.

Resources
Matt in Radical Compliance

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Daily Compliance News

July 29, 2020-the More Pain for ComEd edition


In today’s edition of Daily Compliance News: