Tag: compliance programs

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Compliance Into the Weeds

Compliance into the Weeds-Episode 14, Wells Fargo and the Fraud Triangle

Fitting the Fraud Triangle to Wells Fargo
For more on the Wells Fargo, compliance and ethics disaster, see the following:

  1. What is Risk?
  2. Tones at the Top; and
  3. Wells Knew all Along.

[tweet_box design=”default” url=”http://wp.me/p6DnMo-2LH” float=”none”]Learn how the fraud triangle works for a the Wells Fargo and a variety of other corporate scandals.[/tweet_box]]]>

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This Week in FCPA

This Week in FCPA-Episode 21

  • Star Trek and its influence on compliance, click here;
  • SEC Press Release on whistleblower bounty payments;
  • Cisco Systems received declinations from SEC & DOJ, as reported in the FCPA Blog;
  • WSJ article Out of the SEC, Into the Whistleblower Industrial Complex
  • NYT article Whistle-Blowing Insiders: ‘Game Changer’ for the S.E.C.
  • GHBER registration for Sept. 15 panel on new ways to integrate the compliance function with the business while continuing to provide robust protection to the organization, click here.
  • Red Flag Group registration for webinar on Gathering materials from your suppliers to better understand their business practices, click here.

    • [tweet_box design=”default” url=”http://wp.me/p6DnMo-2Kv” float=”none”]The top review of the week’s FCPA compliance and ethics. This Week in FCPA.[/tweet_box]]]>

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    Uncategorized

    FCPA Compliance and Ethics Report-Episode 272 Miller & Chevalier 2016 Latin America Survey

    here. [tweet_box design=”default” url=”http://wp.me/p6DnMo-2H2″ float=”none”]The Miller 2016 Latin American Corruption Survey provides key insights for the compliance practitioner.[/tweet_box]]]>

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    Compliance Into the Weeds

    Compliance into the Weeds-Episode 8, big data, risk assessments, the compliance profession and implications from the Yates Memo