Tag: corruption

April 10, 2023 – The Normalizing Corruption Edition

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Post date April 10, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

· OCC drops case against Rabobank ex-CCO. (WSJ)

· Trump now, Clarence Thomas normalizes corruption. (MSNCBC)

· It’s a new world in corporate layoffs. (NYT)

· Barclays fallout out from Jes Staley continues. (Reuters)

Tags CCO, corruption, Jes Staley, OCC

Daily Compliance News

April 8, 2023 – The UAE Refuses Extradition Request Edition

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Post date April 8, 2023
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Stories we are following in today’s edition of Daily Compliance News:

Microsoft was fined for trade sanction violations with Russia. (WSJ)
Does UAE refuse to extradite the Gupta brothers to South Africa? (WSJ)
Michigan GOP House Speaker to be charged with corruption. (WILX10)
Goldman Sachs fined by FINRA. (Reuters)

Tags corruption, FINRA, Goldman Sachs, Gupta Brothers, Microsoft, South Africa, UAE

Daily Compliance News

April 6, 2023 – The Façade of Compliance Edition

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Post date April 6, 2023
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Stories we are following in today’s edition of Daily Compliance News:

New Binance CCO says the job is ‘one of the most challenging.’ (WSJ)
Wells Fargo’s latest fine-the grand slam. (Corruption, Crime & Compliance)
Genesis Market seized by FBI. (TheWashingtonPost)
Former Binance CCO’s email detail corporate fraud. (Compliance Week)

Tags Binance, CCO, corruption, FBI, Well Fargo

Daily Compliance News

April 3, 2023 – The $495 Million Edition

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Post date April 3, 2023
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Stories we are following in today’s edition of Daily Compliance News:

UK to increase funding in ABC and AML fight. (WSJ)
PdVSA appeals, losing CITGO. (Reuters)
Gertler takes corruption case to Biden Administration. (NYT)
US recovers $53MM from corrupt Nigerian oil deal. (OCCRP)

Tags Biden Administration, corruption, Daniel Gertler, PdVSA, UK

Sunday Book Review

April 2, 2023 – The Books on Corruption, Part 2 Edition

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Post date April 2, 2023
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In the Sunday Book Review, I consider books that interest the compliance professional, the business executive, or anyone curious. It could be books about business, compliance, history, leadership, current events, or anything else that might interest me. In today’s edition of the Sunday Book Review, we conclude a multipart blog post series considering some of the tops on corruption:

Resource

Top 10 books about corruption by David Beckler in The Guardian

Tags corruption

Daily Compliance News

March 31, 2023 – The Binance CCO Edition

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Post date March 30, 2023
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Stories we are following in today’s edition of Daily Compliance News:

· Binance CCO at the center of SEC charges. (WSJ)

· Ecuador President to face corruption charges. (FT)

· Tokyo Olympic corruption scandal is still causing Japan headaches. (NYT)

· West can help Ukraine rein in corruption. (Reuters)

Tags Binance, CFTC, corruption, Ecuador, Olympics corruption, Ukraine

Daily Compliance News

March 28, 2023 – The Textbook Edition

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Post date March 28, 2023
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Stories we are following in today’s edition of Daily Compliance News:

· Venezuela cracks down on corruption. (Reuters)

· CFTC sues Binance. (Reuters)

· Fed says SVB case of ‘textbook mismanagement.’ (NYT)

· Pissed off from pay transparency. (FT)

Tags Binance, CFTC, corruption, Fed, pay equity, SVB, Venezuela

Sunday Book Review

March 26, 2023 – The Books on Corruption, Part 1 Edition

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Post date March 26, 2023
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In the Sunday Book Review, I consider books that would interest the compliance professional, the business executive or anyone who might be curious. It could be books about business, compliance, history, leadership, current events or anything else that might interest me. In today’s edition of the Sunday Book Review, we begin a multipart blog post series considering some of the top books on corruption: