Tag: Credit Suisse

Categories
Daily Compliance News

October 18, 2022 the Monk Charged with Fraud Edition

In today’s edition of Daily Compliance News:

·       Credit Suisse settles yet another fraud case with US regulators. (FT)

·       AT&T settles domestic corruption charges. (ABCNews) 

·       Monastery GC and Monk charged in fraud. (Law.com)

·       SCt turns down FCA cases. (Reuters)

Categories
Daily Compliance News

October 13, 2022 the What Happens if We Win Edition

In today’s edition of Daily Compliance News:

  • Crypto exchange sanctioned. (WSJ)
  • New status for gig workers. (NYT)
  • Credit Suisse wants to out plaintiffs. (Reuters)
  • What happens to Twitter if they win? (Bloomberg)
Categories
Daily Compliance News

October 6, 2022 the Worst CCO Ever Edition

In today’s edition of Daily Compliance News:

Categories
Daily Compliance News

September 20, 2022 the Stuck in the Middle with You Edition

In today’s edition of Daily Compliance News:

  • Judge nixes class rep. (Reuters)
  • Middle Managers, stuck in the middle. (FT)
  • Farewell to buying ambassadorships in the US? (WaPo)
  • Hungary to submit ABC bill. (Reuters)
Categories
Daily Compliance News

September 6, 2022 the Energy Sobriety Edition

In today’s edition of Daily Compliance News:

  • Visa and Mastercard asked to track gun sales. (WSJ)
  • Former Georgia PM blames $1.27 bn loss on Credit Suisse. (Reuters)
  • Corruption is still rampant in the pharma industry. (Declan Herald)
  • Energy sobriety. (NYT)
Categories
Daily Compliance News

August 23, 2022 the Royal Pardon Edition

In today’s edition of Daily Compliance News:

Categories
Daily Compliance News

July 28, 2022 the Take the SFO Seriously edition

In today’s edition of Daily Compliance News:

  • UK needs to take SFO (and fraud) seriously. (FT)
  • Neymar (et al) to stand trial for fraud in transfer to Barca. (ESPN)
  • Credit Suisse to conduct a strategic review. Will it include compliance? (WSJ)
  • Musk wants more time to prepare for trial (yet again). (Reuters)
Categories
Daily Compliance News

Daily Compliance News: July 22, 2022 the Serious Farce edition


In today’s edition of Daily Compliance News:

  • SFO skewered in UK report. (The Law Society Gazette)
  • Chinese government begins a takeover of HSBC. (WSJ)
  • Twitter spy trial begins. (NYT)
  • Credit Suisse agrees to pay to defraud bondholders from the Tuna Bond case. (Reuters)
Categories
Daily Compliance News

June 29, 2022 the Spies, Lies and Money-Laundering Edition


In today’s edition of Daily Compliance News:
·      Credit Suisse found guilty. (FT)
·      EY hit with a $100MM fine for cheating. (WSJ)
·      Uber ex-security chief facing criminal fraud charges. (Reuters)
·      Does Cfius review include corruption? (WSJ)

Categories
Daily Compliance News

June 17, 2022 the We Did Nothing Wrong Edition


In today’s edition of Daily Compliance News:

  • More comments on CCO certification. (WSJ)
  • Guilty plea in Danske Bank money-laundering. (US News and World Reports)
  • Swiss Prosecutor finds $60MM in Credit Suisse AML payment. (BNN Bloomberg)
  • Activision investigates itself and finds senior management did nothing wrong. (WSJ)