Tag: crypto

Daily Compliance News: June 9, 2023 – The An Island of Corruption Edition

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Post date June 9, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

· Gary Gensler has never seen so much non-compliance. (WSJ)

· Jes Staley says it was all JPMorgan. (Reuters)

· Texas AG was his own ‘Island of Corruption”. (Governing)

· Zuckerberg lays out his vision for Meta. (NYT)

Tags crypto, Jeffrey Epstein, Jes Staley, JPMorgan, Meta, SEC

Daily Compliance News

Daily Compliance News: June 7, 2023 – The Built on Non-Compliance Edition

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Post date June 7, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

SEC brings an action against Coinbase for allowing trading of unregistered securities. (NYT)
SEC brings an action against Binance for commingling of funds. (NPR)
Argentina corruption case against Cristina Fernandez is dismissed. (AP)
Gensler says crypto built on ‘non-compliance’. (FT)

Tags Binance, Coinbase, corruption, crypto, SEC

Daily Compliance News

Daily Compliance News: May 4, 2023 – The 5% of Global GDP Edition

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Post date May 4, 2023
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Stories we are following in today’s edition:

Senate panel explores ethics at Supreme Court. (Reuters)
Poloniex pays $7.6MM for sanctions violations. (WSJ)
Corrupt costs the world 5% of global GDP. (UN)
B-Corp attracts better talent. (BBC)

Tags B-Corp, corruption, crypto, ethics, sanctions

Daily Compliance News

April 26, 2023 – The BAT In North Korea Edition

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Post date April 26, 2023
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Stories we are following in today’s edition:

BAT fined $635MM for North Korean trade sanctions. (FT)
The calculus behind Carlson’s firing. (NYT)
Coinbase files petition to require SEC rules on crypto. (Reuters)
Ex-Michigan House Speaker pleads guilty. (Detroit News)

Tags BAT, corruption, crypto, OFAC

Everything Compliance - Shout Outs and Rants

Episode 114 – Shout Outs and Rants

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Post date March 14, 2023
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Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. Everything Compliance has been honored by W3 as the top podcast talk show. In this episode, we have the quartet of Tom Fox, Jonathan Marks, Matt Kelly, and special guest Scott Garland from Affiliated Monitors for our fan fav Shout Outs and Rants edition.

Matt Kelly has a dual rant. He shouts out to the PCAOB for reminding folks that cryptocurrency ‘reserve reports’ are not worth the paper they are printed on. He rants about crypto being a big circular whackadoo.
Jonathan Marks shouts out to the US House of Representatives for overwhelmingly voting to investigate the origins of Covid-19.
Tom Fox looks rants about the Tennessee legislature’s attempt to ban Shakespeare, movies such as Tootie and Some Like It Hot, and politicians such as George Santos, all in the guise of banning drag shows.
Special Guest Scott Garland shouts out to the Department of Justice for their continued evolution in their thinking about compliance and compliance programs.

Tags COVID-19, cross dressing, crypto, DOJ, PCAOB, US House

Daily Compliance News

February 25, 2023 – The Ozy Fraud Edition

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Post date February 25, 2023
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Stories we are following in today’s edition of Daily Compliance News:

China is now targeting financial elites with corruption charges. (South China Daily News)
NY AG sues the crypto platform. (WSJ)
SBF faces additional charges. (WSJ)
Carlos Watson was criminally charged with fraud. (WSJ)