Tag: DOT

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AI Today in 5

AI Today in 5: February 26, 2026, The Use AI or Lose Your Job Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider five stories from the business world, compliance, ethics, risk management, leadership, or general interest about AI.

Top AI stories include:

  1. Treasury issues AI risks and compliance tools for financial services. (WVNS)
  2. EU AI Act enforcement begins. (DigWatch)
  3. Human in the Loop is needed for AI in healthcare. (HealthcareITNews)
  4. What happens when companies demand that employees use AI? (WSJ)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending December 13, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. AI architects are Time’s Person of the Year, Disney licenses figures to Sora AI for use, McDonald’s pulls AI-created Christmas ads, AI hackers are getting very good at it, and NAACP presses for equity-first AI in healthcare.

This week’s stories include:

  • DOJ folds another set of corruption convictions. (ESPN)
  • Bessent wants DOT to take over all AML roles. (WSJ)
  • US credibility in countering corruption is under strain. (JustSecurity)
  • Nadine Menendez wants her jewelry back. (4NBCNY)
  • China executes a second banker over corruption. (Bloomberg)
  • EU fines X $140MM. (WSJ)
  • Zelensky’s sabotage of oversight; you can see the results. (NYT)
  • UK to crack down on bankers, lawyers, and accountants involved in money laundering. (Bloomberg)
  • Nepal accuses China of corruption over the airport. (NYT)
  • Trump to pre-empt state laws on AI. (Reuters)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, ⁠here⁠.

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You can purchase a copy of my new book, Upping Your Game, on ⁠Amazon.com.⁠

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Daily Compliance News

Daily Compliance News: December 11, 2025, The Jack Smith Opens New Law Firm Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • DOJ folds another set of corruption convictions. (ESPN)
  • NY state drops cannabis corruption case. (NYT)
  • Bessent wants DOT to take over all AML roles. (WSJ)
  • Jack Smith opens a new law firm with other ex-DOJ officials. (Reuters)

The Daily Compliance News has been honored as No. 2 in Best Regulatory Compliance Podcasts category.

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All Things Investigations

All Things Investigations – Navigating Tariff Compliance with Sean Reilly

Welcome to the Hughes Hubbard Anti-Corruption & Internal Investigations Practice Group’s podcast, All Things Investigation. In this podcast, host Tom Fox welcomes back Sean Reilly to discuss the complexities of tariffs under the current administration.

Their conversation highlights the dynamic nature of tariff regimes, the importance of maintaining compliance, and the risks of tariff evasion. Sean provides insights into creating effective tariff compliance programs, the potential for False Claims Act liabilities, and the critical role of commercial sense in assessing tariff changes. The episode also touches on enforcement priorities and the strategic importance for boards of directors to remain vigilant about tariff-related risks. As the discussion moves towards the evolving landscape leading into 2026, Sean emphasizes the importance of staying informed and prepared for ongoing tariff regulations.

 

Highlights include:

  • Compliance and Enforcement in Tariff Management
  • Commercial Sense in Tariff Decisions
  • Board Oversight and Tariff Compliance
  • Future of Tariffs and Compliance Going Forward

Resources:

Hughes Hubbard & Reed Website

Sean Reilly

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Daily Compliance News

March 24, 2023 – A Cluster at Treasury Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

· CA to try and clean up cannabis regulatory corruption. (LA Times)

· UBS and Credit Suisse: a clash of cultures. (FT)

· Could FinCEN have fouled up the corporate registry any worse? (WSJ)

· IKEA in the UK told to protect staff from sexual harassment. (BBC)

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Daily Compliance News

January 27, 2023 – The 4th Estate Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Ukrainian journalists are leading the unmasking of gov officials’ corruption. (WaPo)
  • Hindenburg strikes again. (NYT)
  • Morgan Stanley levels internal fines for employees using ephemeral messaging. (FT)
  • Banks were told to watch out for Russian oligarch real estate deals. (WSJ)
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Daily Compliance News

November 30, 2022 the Unleash the Kraken Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you four compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Stories we are following in today’s edition of Daily Compliance News:

  • More missed red flags by KPMG? (WSJ)
  • Law firms and ESG. (Reuters)
  • Kraken settles trade sanctions violations with DOT. (WSJ)
  • Juventus Board resigns. (CNN)

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Daily Compliance News

November 23, 2022 the Return the Money Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you four compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network.

Stories we are following in today’s edition of Daily Compliance News:

  • Senator Menendez and wife under investigation for corruption. (Washington Free Beacon)
  • DOT targets Russian corruption in Guatemala. (DOT Press Release)
  • German police raid UBS over allegations of AML violations. (FT)
  • Do you have to return ‘sting’ money? (Channel 5)

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Daily Compliance News

September 8, 2022 the Biden Fight Against Corruption Edition

In today’s edition of Daily Compliance News:

  • DOT continues to use private actors for sanctions enforcement. (WSJ)
  • Booz Allen set to pay on no-poach clause. (Reuters)
  • Biden Administration ABC blueprint. (Foreign Policy)
  • Musk can amend lawsuit but cannot delay trial. (NYT)
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Daily Compliance News

August 10, 2022 the Boston Scientific Announces FCPA Investigation edition

In today’s edition of Daily Compliance News:

  • China company accused of shipping to Iran. (WSJ)
  • Boston Scientific announces FCPA probe in Vietnam. (Medical Design and Outsourcing)
  • Guatemala is now going after the press that reports on corruption. (NYT)
  • BitMEX employee guilty plea in AML violations. (Reuters)