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Great Women in Compliance

Great Women in Compliance – Gitanjali Sakhuja on Dancing and Diplomacy in Compliance

Welcome to the Great Women in Compliance Podcast. In this episode, Hemma Lomax visits with Gitanjali Sakhuja, a Fractional Chief Compliance and Ethics Officer based in Washington, D.C. In her current role, Gitanjali works with small to mid-cap companies and nonprofits in the strategic implementation and management of their ethics and compliance programs. Gitanjali mentors regularly with StreetWise Partners, hosts Compliance Socials, a DMV-based community for ethics and compliance professionals and is currently also founding a path for Eyesea, an app mapping pollution in the oceans. She previously worked for the United Nations Development Programme in New York, Geneva, and Jakarta, and both UNICEF and Maersk in Copenhagen. Gitanjali received her J.D. from the Santa Clara University School of Law and is CCEP certified.

Gitanjali is a passionate lawyer with a unique approach to compliance and diplomacy, known for her creative infusion of dance into her work. Gitanjali’s perspective on the “dancing lawyer’s unique approach to compliance and diplomacy” is rooted in her belief that her passion for dance enhances her compliance skills and fosters a positive collaborative atmosphere. She likens the unique rhythm and movement of every dance to the tailored approach required in her compliance work, seeing a synergy between the two. Gitanjali’s experiences in diverse communities and international organizations have shaped her belief that all complex problems can be solved by understanding the intricacies of business and finding creative, practical solutions with business partners. Join Hemma Lomax and Gitanjali Sakhuja on this episode of Great Women in Compliance to delve deeper into her unique approach.

Key Highlights:

  • The Vibrant Connection: Dance and Compliance
  • The Dance of Diplomacy: A UN Career
  • Creative Problem Solving for Compliance Success
  • Leveraging relationships for impactful influence
  • Leveraging diverse experiences for diplomatic superpowers
  • Harnessing Influence: Empowering Change Through Collaboration

Resources:

Join the Great Women in Compliance community on LinkedIn here.

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Blog

Promoting Neurodiversity and Gender Equality in the Workplace: A Path to Inclusion and Success

In a recent Great Women in Compliance episode, hosts Ellen Hunt and Sarah Hadden were joined by guests Asha Palmer and Jason Meyer. They took a deep dive into the important topic of promoting neurodiversity and gender equality in the workplace. The episode shed light on the challenges faced by neurodivergent individuals, such as those with ADHD, autism, and dyslexia. It emphasized the need for understanding, inclusivity, and accommodation in the corporate world.

Asha Palmer is the Senior Vice President of Compliance Solutions at Skillsoft, overseeing the development and strategy of compliance learning solutions. With a passion for advancing the ethics and compliance community, Asha has dedicated her career to developing effective ethics and compliance programs for numerous companies worldwide. She is known for her program development, training, engagement, and risk assessment expertise. Asha’s commitment to promoting neurodiversity and gender equality in the workplace is evident through her contributions to the Great Women in Compliance podcast, where she discusses the challenges compliance professionals face in handling neurodivergent employees. She emphasizes the importance of risk assessment, awareness, and legal accommodations to create an inclusive and supportive work environment.

Jason Meyer is a prominent figure in promoting neurodiversity and gender equality in the workplace. He is the founder and President of Lead Good Education. Meyer has a wealth of experience supporting organizations in creating inclusive work environments. In 2023, he took a significant step towards this goal by launching the NeuROInclusion Initiative, a joint effort by his companies to embrace and include neurodivergent individuals in the workforce. With his expertise in producing custom education and engagement support for compliance teams and enhancing higher education compliance programs, Meyer actively promotes neurodiversity and inclusive practices through workshops, best practices, and expert counsel.

Neurodivergent individuals often process information differently, which can both benefit and challenge them in various work situations. Some individuals may even mask their neurodivergent traits, making it difficult for others to recognize their unique needs. However, creating a neuro-inclusive culture ensures everyone feels safe and empowered to express their needs and contribute to the organization’s success.

One of the key takeaways is the importance of compliance and ethics professionals in raising awareness about the risks associated with neurodivergence. By increasing awareness among teams, these professionals can help create a supportive environment that caters to the needs of neurodivergent individuals. This includes providing varied and digestible compliance training options accommodating different learning styles.

They also touched upon the issue of gender equality in the workplace, specifically highlighting the “pink tax” that women often face. The “pink tax” refers to the additional costs women may incur for products and services marketed towards them. This disparity not only affects women’s financial well-being but also perpetuates gender stereotypes and expectations.

To address these challenges, it is crucial to challenge gender expectations and create a culture of psychological safety. It is essential to encourage a culture where individuals feel comfortable speaking up and advocating for their needs. Compliance professionals, in particular, play a vital role in fostering this culture by promoting open communication and ensuring that policies and practices are fair and inclusive.

One of the key messages is the need to recognize and embrace neurodiversity as a natural part of the human experience. As Palmer stated, “We are a neurodiverse species.” By acknowledging and celebrating our differences, we can create a workplace that is good for all and critical for some. This means adopting approaches and practices that benefit everyone while also addressing the specific needs of neurodivergent individuals.

However, promoting neurodiversity and gender equality in the workplace comes with its own set of challenges. One of the main challenges discussed is the identification and inclusion conundrum. Neurodivergent individuals may not always disclose their condition due to fears of stigma, discrimination, or unrealistic expectations. Therefore, it is not possible to identify all neurodivergent employees, making it ineffective to impose separate training or burdens on them. Instead, the focus should be on creating a neuro-inclusive culture that benefits everyone.

Another challenge is the need for compliance and ethics professionals to consider the risks associated with neurodivergence. This includes understanding how neurodivergent employees interact with management, HR, and each other and ensuring that appropriate accommodations are provided when necessary. It is a nuanced challenge that requires a thoughtful and individualized approach.

In conclusion, promoting neurodiversity and gender equality in the workplace is a matter of fairness and inclusivity and a path to success. By embracing neurodiversity and challenging gender expectations, organizations can tap into all their employees’ unique strengths and perspectives. Compliance and ethics professionals are crucial in raising awareness, fostering a neuro-inclusive culture, and ensuring that policies and practices are fair and inclusive. As Sarah Hadden aptly stated, “Small steps, but big impact.” Through these small steps, we can create a workplace where everyone feels seen, valued, and empowered to reach their full potential.

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Great Women in Compliance

Great Women in Compliance: Bets Lillo on Compliance and Boards of Directors

Welcome to the Great Women in Compliance Podcast. In this episode, Lisa Fine visits with Bets Lillo about her experience on a corporate Board of Directors and how to utilize an ethics and compliance background to maximize your opportunities to serve on a Board of Directors.

Bets is an engineer and corporate executive with a rich background in sales, technology, finance, operations, and M&A. She is a recognized expert in risk management. She brings a unique perspective on the role and value of compliance professionals in enterprise transformation, believing that they can bring extraordinary value to boards due to their broad understanding of business operations. She emphasizes the importance of compliance professionals being effective because of their experience in an influence and collaboration context, as they focus on being creative, recognizing ethical decision-making, and reducing risk. She also encourages compliance professionals to enhance their qualifications by obtaining a board certification from a credible organization. Join Lisa Fine and Bets Lillo on this episode of the Great Women in Compliance podcast for her insights into how to become a viable candidate for board service and how to succeed in that role.

Key Highlights:

  • Maintaining Operations and Compliance During Transformation
  • The Strategic Value of Compliance Professionals
  • Elevating Compliance Professionals on Board: Expert Listeners and Observers
  • Building Relationships for Board Opportunities
  • Transitioning to Corporate Boards through Nonprofit Experience

Resources:

Join the Great Women in Compliance community on LinkedIn here.

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Great Women in Compliance

Great Women in Compliance – Marlene Olsavsky and Kim White on Working with Stakeholders

Welcome to the Great Women in Compliance Podcast. Today Lisa Fine and Ellen Hunt visited Marlene Olsavsky and Kim White.

Kim White and Marlene Olsavsky are both seasoned professionals with extensive experience in the ethics, compliance, and business leadership fields. Kim, with over 20 years of experience in the ethics and compliance field, believes in promoting collaboration, compliance, and diversity through proactive communication and building strong relationships with business leaders. She emphasizes the importance of understanding the strategies and goals of business leaders and involving all parts of the team in driving them forward. Marlene, with 27 years of experience at Marlene Olsavsky’s Global Leadership, views compliance as essential for the success of a business. She emphasizes the importance of education, ownership, and accountability in promoting compliance within the organization and believes in setting expectations with leaders across the organization and acting on compliance issues with a sense of urgency and trust. Join Lisa Fine and Ellen Hunt as they delve deeper into these perspectives with Kim White and Marlene Olsavsky on this episode of Great Women in Compliance.

Key Highlights:

  • Kimberly White’s Leadership in Ethics and Compliance
  • Marlene Olsavsky’s Global Leadership at Pearson
  • The Crucial Partnership for Organizational Success
  • The Crucial Partnership Between Compliance and Business
  • Real-World Examples: A Tactical Approach to Compliance
  • Creating an Inclusive and Equitable Workplace
  • Embracing Growth Through Lifelong Learning

Resources:

Join the Great Women in Compliance community on LinkedIn here.

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Great Women in Compliance

Great Women in Compliance – Hayley Tozeski – From Big Law to Big Compliance

Welcome to the Great Women in Compliance Podcast. Today Hemma visits with Hayley Tozeski on her career in compliance.

Hayley Tozeski is a seasoned professional in strategic compliance and risk management in business conduct, with a rich background in big law and financial crime enforcement. Hayley’s perspective on the subject is that it is vital to prioritize and allocate resources effectively, advising companies on strategic investments of money, time, and resources in managing risks. She believes that a clear strategy is essential for the company and its stakeholders to understand the timeline and pace of development in managing ethics and compliance risks. Additionally, Hayley emphasizes the importance of addressing underlying business processes and building a solid foundation before implementing an ethics and compliance program, viewing strategy as the key to connecting different pieces of the program and ensuring that they are aligned and effective. Join Hemma Lomax and Hayley Tozeski on this episode of Great Women in Compliance to delve deeper into these insights.

Key Highlights:

  • Strategic Resource Allocation in Compliance Management
  • Building Strong Ethics and Compliance Programs
  • Effective Risk Management through Data Analytics
  • Strategic Risk Management for Ethical Business Conduct
  • Driving integrity through values, leaders, and champions
  • Supporting Youth Transitioning from Foster Care
  • Connecting and Learning Through Mentoring

Resources:

Join the Great Women in Compliance community on LinkedIn here.

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Great Women in Compliance

Great Women in Compliance – Mary Shirley Checks in with a GWIC Year End Wrap Up

Welcome to the Great Women in Compliance Podcast. Today Lisa and Hemma visited with GWIC co-founder Mary Shirley about her move to the West Coast, her new role, and what she sees down the road for compliance in 2024 and beyond.

Most recently, she wrote “Living Your Best Compliance Life: 65 Hacks & Cheat Codes to Level Up Your Ethics & Compliance Program (CCI Press 2023).” In “Level Up,” Mary utilized many of her experiences and others in putting together practical and insightful hacks to help new and experienced compliance professionals going forward.  Mary also shares some new “hacks” that have been shared with her since the book was published.

Mary is known for “sending the elevator back down,” as well as lifting our ethics and compliance community up. She emphasizes the importance of incorporating diverse perspectives into compliance programs and building a culture of compliance. She did that in the book by crowdsourcing ideas from the compliance community and sharing these ideas with all of us. By leveraging the knowledge and experiences of others, Mary helps compliance professionals continuously enhance their compliance programs.

Join Lisa Fine, Hemma Lomax, and Mary Shirley on this episode of the Great Women in Compliance podcast to delve deeper into these insights.

Key Highlights:

  • Practical Tools for Compliance Leadership
  • The Power of Collaboration for Personal Growth
  • Expanding Incentives for Team Recognition
  • Embracing New Challenges in Teaching
  • The Vibrant and Active Lifestyle of California

 Resources:

Join the Great Women in Compliance community on LinkedIn here.

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Great Women in Compliance

Great Women in Compliance – Lisa Beth Lentini Walker on Compliance Career Connections

Welcome to the Great Women in Compliance Podcast. Today Lisa Fine visits with Lisa Beth Lentini Walker on her career in compliance and how compliance career connections can help one’s journey in compliance.

Lisa Beth Lentini Walker is a renowned figure in the ethics and compliance field, currently serving as the Associate General Counsel, Corporate Legal and Assistant Secretary at Marqeta, and the CEO and founder of Lumen Worldwide Endeavors. With a rich background as a securities lawyer and a Chief Compliance Officer, Lisa Beth has a unique perspective on ethics and compliance. She believes in the power of values and intentions in shaping one’s professional journey and emphasizes the importance of networking and connections in the compliance industry. Her philosophy revolves around putting values into action and helping organizations align their actions with their ethical principles. She has made a significant impact in the field through her work and the Compliance Career Connection, a platform she started to support and connect professionals in the field. Join Lisa Fine and Lisa Beth Lentini Walker on this episode of the Great Women in Compliance podcast to learn more about her insights and experiences.

Key Highlights:

  • Lisa Beth’s Impact on Ethics and Compliance
  • Lisa Beth’s Journey in Ethics and Compliance
  • Embracing Pauses for Personal Growth and Success
  • Aligning Choices with Core Values and Goals
  • Designing a Fulfilling Life Through Reflection

Resources:

Join the Great Women in Compliance community on LinkedIn here.

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Great Women in Compliance

Great Women In Compliance – Jessica Hayden on Sliding Doors

Welcome to the Great Women in Compliance Podcast. Today Hemma Lomax visits with Jessica Hayden, a graduate of Georgetown University Law Center and held senior compliance roles at 21st Century Fox, Disney, and Comcast Corporation. This past year she took a step back from corporate life to work on refugee assistance, writing, and moving her family (once again) overseas. Jessica is a seasoned compliance professional with a diverse background in global ethics and international living experiences, having honed her skills in the compliance function through a career in law, including expertise in litigation and the FCPA world.

Her perspective on her global ethics career and international living experiences is one of adaptability and seizing opportunities. She has navigated her career alongside her husband’s Foreign Service career, finding unique opportunities in each country they have lived in, such as working on freedom of speech and freelance journalism in Azerbaijan. Hayden sees her international experiences open doors and explore different areas of law. She also recognizes the challenges and hardships that come with living in different countries, such as the evacuation from Ukraine and has used these experiences to gain perspective and find her purpose in helping others through pro bono immigration cases. Join Hemma Lomax and Jessica Hayden on this episode of the Great Women in Compliance podcast to learn more about her fascinating journey.

Key Highlights

  • Navigating International Compliance Careers with Cultural Awareness
  • The Power of Choice: Navigating Living Abroad
  • Building Trust in Global Professional Relationships
  • Finding Purpose Through Evacuation and Resilience
  • Balancing Motherhood and Career Growth
  • Discovering Hidden Gems in Every Job

Resources

Join the Great Women in Compliance community on LinkedIn here.

 

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Blog

GWIC Roundtable: The Importance and Challenges of Compliance in Corporate America

The compliance profession plays a crucial role in ensuring ethical practices and maintaining regulatory compliance within corporate America. In a recent episode of the Great Women in Compliance Podcast, Lisa Fine and Ellen Hunt, a former Chief Ethics and Compliance Officer, chief Audit Officer and Chief Privacy Officer, and currently Principal Consultant and Advisor with Spark Consulting;  hosted Gwen Hassan, Deputy Chief Compliance Officer at Unisys (and host of the award winning Hidden Traffic podcast) and Kim Yapchai, currently a board member of Direct Women, which is a nonprofit focused on promoting women to be public company board members and expert in a variety of corporate areas including ESG, corporate governance, M&A, compliance and Supply Chain. They discussed the importance and challenges of the compliance profession in today’s corporate landscape.

One of the key challenges highlighted by Yapchai is the struggle for recognition and resources within organizations. Compliance professionals often report to the General Counsel (GC) rather than the CEO, which can hinder their ability to have a seat at the table and influence decision-making processes. Additionally, limited access to data and budget constraints can further impede the effectiveness of compliance programs.

Yapchai see Compliance 1.0 as “being the police. Compliance 2.0, looking at culture and working with HR. Compliance 3.0 I think is really the type of ESG role that I had in my last role and reported to the CEO as part of the executive leadership team.” She believes this is another step in the compliance function being changed. It has moved to “to revenue protector, brand protector incorporating know and it is the people that drive everything. And all of this leads to better profits, it’s better risk management.”

To overcome these challenges, the speakers emphasize the need for compliance professionals to build key relationships, understand the nuances of the business, and effectively communicate the value of compliance programs. Hassan suggests that speaking the language of the business, using terms like return on investment (ROI), and showcasing the financial impact of compliance efforts can help gain traction and support from the C-suite and the board. By demonstrating the value of compliance in dollars, compliance professionals are more likely to capture the attention of business leaders who think in terms of profit margins and ROI.

The speakers also stress the importance of continuous growth and adaptation in the compliance profession. As the business landscape evolves, compliance professionals must stay abreast of new challenges, such as ESG (Environmental, Social, and Governance) and AI (Artificial Intelligence). They need to actively seek opportunities to expand their roles beyond traditional compliance functions and become revenue protectors and brand protectors. By incorporating culture and working closely with HR, compliance professionals can contribute to better risk management and overall profitability.

However, the speakers caution against complacency and the risk of devaluing the work of compliance professionals. Hassan believes that if the profession fails to grow and adapt, it could contribute to the moral decline of corporate America. Compliance professionals have a unique opportunity to shape the values and impact of organizations, not just in terms of financial success but also in making the world a better place for all stakeholders. By embracing a holistic view of what a company represents, compliance professionals can help drive positive change and ensure ethical practices.

Hassan went on to say she has ‘tempered optimism’ for the compliance profession. She believes that employees know what our intent and what we are trying to do. She notes that the compliance profession has “done herculean work in some particularly crazy times, especially over the last ten to 15 years.” Yapchai agreed and related that “when I started, the concept of a compliance officer and a compliance function was something that was brand new and really a heavy lift when talking to companies about compliance because it was almost unheard of to have a separate compliance department and a separate compliance team and report into the board.” In many ways compliance was seen as an  “offshoot of what the law department was already doing” but there has been much improvement in that view.  The status of the profession has been elevated and there are now colleges and law schools that are now teaching separate programs in compliance. This means that Gen Z and Millennials are studying compliance as a specific degree.

Creating a supportive community, or what the speakers refer to as a “Blue Zone,” is also crucial in combating the stress and loneliness that can come with the compliance profession. It helps people live longer and healthier, but the concept that you can create your own right with your surroundings and the way your daily habits and other things you can create your own. All of the speakers feel that it is important for ethics and compliance professionals to have their blue zone or their network or their support group by connecting with peers and sharing experiences, compliance professionals can find support and inspiration to navigate the challenges they face.”

In conclusion, the compliance profession in corporate America is of utmost importance in ensuring ethical practices and regulatory compliance. However, it faces challenges such as limited resources, lack of recognition, and the need to continuously adapt to a changing business landscape. By building relationships, understanding the business, and effectively communicating the value of compliance programs, compliance professionals can overcome these challenges and contribute to the success and ethical standing of their organizations.

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Great Women in Compliance

Great Women in Compliance – Renee Rajkumar – The Heart of Compliance

Today’s episode features Renee Rajkumar, a Risk and Compliance Manager at the University of Arts, London. Hemma was very excited to host her long-time friend and compliance mentor to talk about how compliance is the conscience of the organization. Renee shares tips on how to overcome negative perceptions of the compliance function, how to build trust, motivate risk awareness and compliance, and how to leverage the strengths of your business partners while doing so. Learn about a new form of AI in compliance called “Added Intelligence” – first coined here. Grab a blanket and a cup of tea and tune in to hear how, with a little love and care, compliance can be the heart and pulse of an organization – and create the conditions where our internal business partners are the best source of compliance intelligence and risk management.

Hailing from the warm island of Trinidad and Tobago, Renee is enthusiastic about life and the happiness of people. She believes in the value of genuinely caring for others. This is the basis of Renee’s career background. Indecisive in the earlier days of her career, Renee worked in process operations, quality, marketing, and advertising health and fire safety and has now ended up in risk and compliance. Renee’s unique skill set and approach bring fresh and easy energy to risk and compliance.

Renee is also the founder of Portal Coaching Limited, which she launched at the start of the COVID lockdown. She is trained in NLP, solution-based coaching, business coaching, and hypnotherapy. Renee started Portal Coaching Limited to work with companies and individuals to help them gain clarity on who they are, their purpose, work situations, and relationship issues. She calls herself a Liberator and has set many people free of their worries and negative thought patterns. Renee draws on these principles in her various training with a seamless cross-application into coaching and Compliance.

The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance-related offerings. GWIC is also sponsored by Corporate Compliance Insights, where we have a page where you can hear every episode. If you are enjoying this episode, please rate it and/or provide a review.

Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press, publishing the related book, “Sending the Elevator Back Down, What We’ve Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review. Don’t forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you’re done, or if you can’t bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat.

If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review. Don’t forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you’re done, or if you can’t bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat.

You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it, and we welcome new subscribers to our podcast.

Join the Great Women in Compliance community on LinkedIn here.