Categories
FCPA Compliance Report

Jay Rosen on Changes from the Compliance Vendor Perspective


The FCPA Compliance Report is the longest running podcast in compliance, premiering on July 31, 2015. This week begins a series of podcasts leading up to the 500th anniversary episode of the FCPA Compliance Report, which will post on Monday, August 31. Over the next five episodes, I will post podcasts of 5 top FCPA and compliance commentators. Over this week, I will be joined by Mike Volkov, Matt Kelly, Jonathan Armstrong, Jay Rosen and Jonathan Marks. Each will speak about the evolution of compliance from their own unique perspective. In this episode, I visit with Jay Rosen, Vice President of Business Development at Affiliated Monitors, Inc. We consider some of the top changes Rosen has observed in how companies have thought about compliance solutions.
Some of the highlights include:

  • How Rosen moved from Hollywood the movies to Hollywood, the compliance field.
  • How purchases of items like translation services moved to be seen as an ongoing service.
  • The “Foreign” in Foreign Corrupt Practices Act.
  • The move from reactive compliance to proactive compliance.
  • How consumers of compliance products and services became more sophisticated over time.
  • The changes brought by the Coronavirus health crisis for virtual everything.

Lineup 
I hope you will listen in to each episode over this week. The lineup will be:
Episode 495-Mike Volkov on changes in FCPA enforcement.
Episode 496-Matt Kelly in changes from the business journalist perspective.
Episode 497-Jonathan Armstrong in changes in data protection/data privacy.
Episode 498-Jay Rosen in changes from the business perspective.
Episode 499-Joanthan Marks on changes in internal audit.
Monday, August Episode 500-the Anniversary Episode.

Categories
This Week in FCPA

This Week in FCPA-Episode 35

th edition:

  1. Hernandez and Beech FCPA guilty pleas. Hernandez Criminal Information, Beech Criminal Information.
  2. VW guilty plea in emissions-testing scandal. Link to article in New York Times.
  3. VW executive Oliver Schmidt arrested in US. See article on FCPA Compliance and Ethics Blog.
  4. Zimmer Bio-Met in follow-up FCPA enforcement action. See article on FCPA Blog.
  5. Mondelez FCPA enforcement action. See SEC Cease and Desist Order and article on FCPA Compliance and Ethics Blog.
  6. Supreme Court to take up 5 year statute of limitations for profit disgorgement under Securities Act, which applies to FCPA enforcement actions brought by SEC. Article in Law360.
  7. NFL Playoff update on Patriots, Cowboys and Texans.

[tweet_box design=”default” url=”http://wp.me/p6DnMo-2XB” float=”none”]What were the FCPA matters, issues and lessons from the week ending January 13, 2017? Check out This Week in FCPA.[/tweet_box]]]>

Categories
This Week in FCPA

This Week in FCPA-Episode 34, the Invisible Hand Edition

In this episode Jay Rosen and I take a dive into the General Cable FCPA enforcement action, consider the ‘Invisible Hand’ of  Justice Department Compliance Counsel Hui Chen and greater regulatory enforcement, corporate response and innovation. We explain how these three factors combine in an ‘Invisible Hand’ to form a continuous improvement loop of compliance program innovation. It leads developments from cutting edge to best practices to becoming a routine part of an effective compliance program. We discuss the upcoming NFL divisional round of playoffs and conclude with Jay previewing the Jay Rosen Weekend Report. For more information on the General Cable FCPA enforcement action, check out my three-part blog post series:
Part I-the Bribery Schemes
Part II-the Comeback
Part III-the Denouement
[tweet_box design=”default” url=”http://wp.me/p6DnMo-2W9″ float=”none”]How does the invisible hand impact continuous improvement of compliance programs?[/tweet_box]]]>