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A Season on the Brink: Leadership Lessons from John Feinstein

John Feinstein died yesterday. According to his New York Times obituary, he wrote more than 40 books. He is best known for two of the best sellers, “A Season on the Brink” (1986) and “A Good Walk Spoiled: Days and Nights on the PGA Tour” (1995). He “became one of America’s best-known sportswriters after “A Season on the Brink,” which focused on the 1985-86 Indiana University basketball team led by the mercurial coach Bobby Knight, became a best seller. The book gave readers the kind of journalistic access to Mr. Knight, a brilliant tactician but a complicated personality, that sports books usually did not offer.”

The book chronicled the intense, controversial, and undeniably effective coaching style of legendary basketball coach Bob Knight during the Indiana Hoosiers’ 1985-1986 season. Beyond the hardwood drama, this classic sports narrative offers valuable leadership insights, both positive and negative, that can significantly enrich the corporate compliance professional’s understanding of effective organizational leadership. I want to look at some of those leadership lessons, both good and bad, for the compliance professional.

One of Knight’s commendable leadership attributes, as highlighted by Feinstein, is his unwavering commitment to high standards. Coach Knight demanded excellence, accountability, and meticulous attention to detail from every player. Compliance professionals can readily appreciate this rigorous approach, as it resonates with the meticulousness required in maintaining regulatory adherence. Knight taught his team that sustained excellence was not accidental but a direct outcome of disciplined practice, preparation, and execution—values that mirror the foundations of an effective compliance program.

Another positive leadership lesson from Knight’s approach was his deep passion for continuous learning and self-improvement. Feinstein underscores that Knight was an avid student of the game, consistently analyzing performances and strategically adjusting his approach to achieve better outcomes. Compliance professionals can embrace this lesson by fostering an organizational culture that encourages ongoing learning, robust analysis of compliance practices, and the agility to adapt compliance processes proactively. Knight’s relentless quest for improvement provides a compelling template for continuous compliance improvement initiatives, reinforcing that excellence in compliance is a dynamic, evolving journey rather than a static state.

However, Feinstein’s book did not stop depicting the darker side of Knight’s leadership style—particularly his explosive temper and combative management style. Knight’s frequent tirades and public criticisms of players sometimes crossed lines of professionalism and respect. From a corporate compliance perspective, this behavior offers a stark lesson on the detrimental impact of a toxic leadership environment. When compliance leaders rely on fear and intimidation rather than openness and encouragement, employees hesitate to report violations, escalating risks and potential damage to corporate integrity. Knight’s approach exemplifies how critical emotional intelligence and respectful communication are to successful compliance leadership.

Moreover, Feinstein illustrates Knight’s unyielding demand for total control, often stifling player autonomy and creativity. This leadership flaw is particularly instructive for compliance professionals. Effective compliance leaders understand the necessity of clear guidelines and empowering individuals to make informed decisions. Overbearing micromanagement, as displayed at times by Knight, can severely hamper innovative compliance solutions and proactive employee engagement, leading to missed opportunities and decreased effectiveness in identifying and addressing compliance concerns.

Feinstein’s depiction of Knight highlights the importance of empathy and relationship-building in leadership. While Knight was capable of remarkable kindness and loyalty privately, his public and abrasive confrontations overshadowed these qualities. Compliance professionals can see the vital importance of consistent, empathetic communication from this dynamic. Building trust within an organization is paramount to compliance; without it, employees rarely feel secure enough to report issues candidly. To foster an effective, trust-driven compliance environment, leaders in compliance must cultivate transparency, approachability, and empathy, qualities not consistently demonstrated by Knight.

Finally, Feinstein’s work underscores the necessity for self-awareness and reflection in leadership. Knight’s resistance to criticism and reluctance to modify certain problematic behaviors highlight the dangers inherent in a lack of introspection. Compliance leaders, therefore, must commit themselves to regular self-evaluation, seeking candid feedback from peers and subordinates alike. This openness to feedback helps ensure leadership behaviors align positively with organizational goals, ethical standards, and compliance objectives.

Feinstein’s “A Season on the Brink” provided a compelling study of leadership in action, warts and all, that compliance professionals can deeply benefit from studying. Bob Knight’s tenure provides clear lessons: the importance of exacting standards and continuous improvement; the dangers of toxic management, intimidation, and micromanagement; empathy and respectful communication; and the vital need for self-awareness and receptiveness to feedback. By internalizing both the positive and negative examples from Knight’s leadership journey, compliance leaders can better navigate corporate ethics and compliance challenges, ultimately building stronger, more resilient organizational cultures.

And a farewell to John Feinstein, a great chronicler of American sports; you will be missed.

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SBR - Authors' Podcast

SBR – Authors Podcast – Transforming Corporate Careers: Insights from Scott & Tawnya Landis on Embracing Entrepreneurship

Welcome to the SBR – Authors Podcast! In this episode, host Tom Fox visits with authors in the compliance arena and beyond. Today, Tom is joined by Tawnya & Scott Landis, a husband-and-wife team discussing transforming corporate careers.

Tawnya & Scott Landis, fellow authors, C-suite members, and podcasters, discuss their unique entrepreneurial journey. Starting from corporate roles at GE Capital and Intel, they transitioned into financial services, insurance, and real estate investing. After losing everything in the real estate crash, they found new paths as business coaches, emphasizing the importance of a purpose-filled life. They share key insights on helping corporate professionals overcome fears and leap to entrepreneurship, centering discussions on morning routines, vitality, relationships, freedom, and impact as four essential pillars of fulfillment.

The duo also delves into preventing burnout, the significance of fitness and health in sustaining a thriving career, and strategies to measure and balance life quality alongside business goals. As parents of three and seasoned entrepreneurs, they draw from personal experiences to highlight practical steps for energy management, maintaining robust relationships, and achieving financial and personal freedom. The episode concludes with a glimpse into their European expansion plans and ways to connect with them online.

 

Key highlights:

  • Transitioning from Corporate to Entrepreneurship
  • The Four Pillars of Fulfillment
  • Avoiding Burnout
  • The Importance of Fitness and Health
  • Expanding the Vision Globally

Resources:

The Awakened Life

Business Freedom Forum

Scott on LinkedIn

Tawnya on LinkedIn

Tawnya on Instagram

Scott on Instagram

Tawnya on Facebook

Awakened Life on Facebook

Business Freedom Forum on Facebook

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Innovation in Compliance

Innovation in Compliance – Alyssa Borden on The Power of Strategic People Processes in Organizations

Innovation comes in many forms, and compliance professionals need to be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes Alyssa Borden, founder of SuccessBridge, LLC.

Alyssa founded SuccessBridge, LLC, to offer tailored solutions that bridge strategic and tactical needs for diverse organizations. Her approach is centered on understanding each client’s unique situation and embedding herself with their teams to ensure that the solutions provided are both effective and sustainable. Alyssa views every challenge as an opportunity for growth, emphasizing the importance of effective communication and collaboration to navigate workplace changes successfully. Through SuccessBridge, LLC, she aims to empower organizations to build strategic people processes and develop digital upskilling programs, thereby driving transformation and fostering continuous improvement and adaptability.

Key highlights:

  • Strategic Team Building Solutions by SuccessBridge
  • Cultural Alignment Through Hiring Touchpoints
  • Navigating Complexities in Workplace Technology Implementation
  • Strategic Flexibility: Navigating Dynamic Organizational Changes
  • Custom Solutions Through Embedded Team Approach

Resources:

Alyssa Borden on LinkedIn

SuccessBridge, LLC 

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Innovation in Compliance

Innovation in Compliance – From Military Service to Corporate Success: Insights on Leadership, Resilience, and Compliance with Sean Douglas

Innovation comes in many forms, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox is joined by Sean Douglas, a dynamic speaker and author with a rich background spanning 20 years in the Air Force.

Sean discusses his professional journey, emphasizing lessons from his military service, such as the importance of recognizing bad leadership, discipline, patience, and service. He further delves into his podcasts and books, focusing on resilience, leadership, and business positioning. Highlighting key concepts like gratitude, transformational leadership, and overcoming self-defeating behaviors, Sean provides actionable insights for corporate compliance officers and executives. This episode is packed with practical advice on building a supportive workplace culture, creating positive work environments, and achieving long-term success through values-based goals.

Key highlights:

  • Resiliency and Leadership Insights
  • Military Service Lessons
  • Resilience and Mental Health
  • Transformational Leadership
  • Business Positioning and Category Design
  • Values-Based Goals and Compliance

Resources:

Sean Douglas on LinkedIn

The Success Corps

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Adventures in Compliance

Adventures in Compliance – Compliance Lessons from The Adventure of Shoscombe Old Place

In this episode of the award-winning podcast ‘Adventures in Compliance,’ host Tom Fox dives into the compliance lessons from the Sherlock Holmes story ‘The Adventure of Shoscombe Old Place.’ This story, the final Sherlock Holmes short story collection, ‘The Case-Book of Sherlock Holmes’ by Sir Arthur Conan Doyle, provides rich insights into business ethics, investigative strategies, and leadership. The plot revolves around the suspicious activities at Shoscombe Old Place, a racing stable where Sir Robert Norberton engages in a series of questionable actions to save himself from financial ruin. Key compliance takeaways include the importance of due diligence, awareness of hidden vulnerabilities, and balancing trust with verification. Tom Fox translates these elements into contemporary corporate compliance lessons, urging listeners to maintain vigilance and skepticism, conduct thorough audits, and foster a culture of ethical behavior and proactive remediation.

Key highlights:

  • Compliance Lessons from The Adventure of Shoscombe Old Place
  • Holmes’ Investigation Unfolds
  • Unveiling the Truth

Resources:

The New Annotated Sherlock Holmes

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Popcorn and Compliance

Popcorn and Compliance – All Quiet on the Western Front: Lessons on Business Resilience in Risk Management

Tom Fox and Richard Lummis are back with a new season of Popcorn and Compliance. Get ready for a ton of fun, insights, and all things Hollywood and the movies. In this episode, Tom and Richard dive into some Oscar-winning Best Pictures for Compliance and Leadership Lessons. Today, they consider the 1930 Oscar-winning Best Picture, All Quiet on the Western Front.

Leadership in extreme situations is a crucial skill, applicable not only on the battlefield but also in high-stakes corporate environments such as supply chain management and compliance. Tom emphasizes the importance of adaptability and resilience. He believes that having a structured approach to managing evolving risks is vital, much like soldiers navigating unpredictable battle conditions. Richard echoes this sentiment, highlighting how extreme emotions and behaviors in war necessitate extreme leadership responses, often revealing a disconnect between officers and frontline soldiers. Both perspectives underscore that effective leadership in such challenging scenarios requires decisiveness, emotional intelligence, and the ability to empower others, reinforcing the timeless nature of these leadership qualities.

Key highlights:

  • Adaptability and Resilience in Extreme Leadership
  • Adaptability Frameworks: Business Resilience in Risk Management
  • Executing Decisions with Imperfect Information
  • Leadership Insights from 1927 War Story

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Compliance Tip of the Day

Compliance Tip of the Day – Engaging Compliance Leadership

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, we aim to provide bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

Today, we consider how compliance can engage employees through collaborative leadership to create more robust compliance programs.

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

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Blog

Upping Your Compliance Game, Part 3 – Engaging Leadership

We continue exploring what the Trump Administration’s suspension of FCPA enforcement means for the compliance professional. Hui Chen has suggested that this is an opportunity for compliance, but to do so, “It’s time to up your game . . . Instead of selling insurance for FCPA enforcement, become leaders that help your organizations perform.” Based upon this prompting from her, I am writing this week on issues that compliance professionals can use to ‘up their [compliance] game so that when the questions come from your senior executives or Board of Directors come down about your compliance program, you will be able to point to clear business advantages to doing business ethically and in compliance.

Today, we consider how a chief compliance officer (CCO) or compliance professional can personally up their leadership game and move their compliance program to a more collaborative and integrated business function. The shift is driven by changes in corporate power dynamics, new values that prioritize transparency and collaboration, and an increasing emphasis on engagement with business units. In their Harvard Business Review article, Understanding “New Power,” Jeremy Heimans and Henry Timms explore how leadership models change. I have adapted their insights for Chief Compliance Officers (CCOs) and compliance practitioners who seek to enhance their function’s role within an organization.

The Shift from Old Power to New Power

Heimans and Timms describe the transition from “old power” to “new power” as a shift in the models used to exercise power and the values organizations embrace. Traditional compliance programs often operated under old power models, centralized, top-down structures that relied on authority and rigid governance. In contrast, new power models emphasize distributed, collaborative, and participatory leadership.

  1. Sharing and Shaping. In this new era under Trump, companies increasingly engage stakeholders, including employees and supply chain partners, in shaping compliance strategies. This shift recognizes that compliance is not just about adherence to regulations but about embedding ethical considerations into everyday decision-making. Companies that actively solicit input from their workforce and external partners create stronger, more effective compliance cultures.
  2. Organizations are using creative financial structures to embed compliance into business operations rather than treating it as a standalone cost center. Instead of viewing compliance as an overhead expense, forward-thinking businesses integrate compliance into investment decisions, allocate resources for proactive risk management, and leverage compliance to drive operational efficiencies and innovation.
  3. Employees and third-party stakeholders actively contribute to compliance initiatives rather than passively following directives. This participatory approach ensures that compliance is not merely a function of the legal or risk department but is embraced across the organization. Companies encourage employees to report issues, contribute to compliance improvements, and take ownership of ethical behavior.
  4. Co-Ownership. Compliance is decentralized, empowering employees at all levels to take ownership of ethical behavior. When employees and third parties feel personally responsible for compliance, adherence to ethical standards becomes more organic. Businesses that create opportunities for co-ownership in compliance initiatives through peer-led training, employee-driven reporting mechanisms, and cross-functional ethics committees build a more resilient ethical culture.

This shift makes compliance less about enforcing rules and more about embedding ethical business practices into the corporate culture. Organizations that embrace new power structures are better positioned to handle complex regulatory environments, foster innovation, and build trust among employees, customers, and stakeholders.

New Compliance Values: A Guide for Leadership

Beyond structural changes, Heimans and Timms identify new values that organizations must embrace to remain effective. These values directly apply to compliance professionals, who must ensure compliance is embedded within the organization’s broader culture and governance structures.

  • Decision-making is becoming more informal and network-driven, requiring compliance professionals to work across functions. Instead of a strict top-down enforcement model, modern compliance programs emphasize collaboration across departments, ensuring compliance is seamlessly integrated into everyday business activities.
  • Compliance programs must reward those who share best practices and improve existing compliance structures. Organizations that foster a collaborative compliance culture encourage employees to speak up about risks, participate in ethics initiatives, and help improve compliance processes.
  • Do It Ourselves (DIO). Employees expect to participate in ethical decision-making rather than be dictated to by top leadership. Empowering employees to take initiative in compliance—whether through peer-led training, ethics committees, or compliance ambassadors—creates a more engaged workforce and a stronger culture of accountability.
  • Organizations must foster open communication about compliance issues, internally and externally. A transparent compliance program builds trust with employees, investors, and customers. Companies that proactively disclose compliance efforts, encourage whistleblowing, and provide clear guidelines for ethical decision-making strengthen their credibility and resilience.
  • Younger employees are less likely to maintain long-term relationships with institutions, making an agile and adaptive compliance function essential. Compliance teams must develop dynamic and engaging strategies to connect with employees, including leveraging technology, social media, and innovative training programs to maintain engagement and adherence to ethical standards.

To succeed in this environment, compliance leaders must embrace these principles and adapt their approach accordingly. Compliance functions prioritized engagement, empowerment, and innovation will be better equipped to navigate the complexities of modern business environments.

Three Steps for Engaging Compliance Leadership

To fully integrate compliance into business strategy, CCOs and compliance practitioners should consider three key actions:

1. Assess Your Role in a Changing Power Environment

A compliance risk assessment has traditionally focused on external threats, but today’s CCOs must also assess their function internally. Where does your compliance program stand on the power spectrum, and where do you want it to be in five years?

  • Conduct an internal assessment to evaluate how compliance is perceived across departments.
  • Benchmark against industry leaders and best practices to identify areas for growth.
  • Engage in strategic conversations with executives and employees to understand their compliance expectations and challenges.
  • Develop a vision for the future of compliance in the organization, ensuring alignment with business objectives.

Organizations can proactively identify gaps and opportunities to enhance their compliance function by assessing compliance through a broader lens.

2. Incorporate Business Unit Interests (The UX)

To be effective, compliance should not operate in a silo or, as Carsten Tams continually reminds us, “It’s all about the UX.” Business units should have a voice in shaping compliance policies. This means:

  • Conduct honest conversations with employees and leadership about compliance’s impact on business operations.
  • Soliciting feedback from business units before imposing compliance requirements.
  • Recognizing compliance as a business enabler, not just a risk mitigation function.
  • Encouraging cross-departmental collaboration on compliance initiatives.

As Heimans and Timms note, introspection and engagement must precede any investment in compliance initiatives. Organizations that fail to engage business units in compliance discussions risk resistance, non-compliance, and inefficiencies.

3. Mobilize Compliance Capacity Across the Organization

Compliance leaders must proactively engage third parties and business ventures, such as joint ventures and supply chain partners, to extend compliance influence beyond internal teams.

  • Establish compliance training programs tailored to third-party vendors and supply chain partners.
  • Implement robust third-party due diligence processes to ensure compliance throughout the supply chain.
  • Develop reporting mechanisms that allow external partners to flag compliance concerns.
  • Build alliances with industry groups and regulators to stay ahead of evolving compliance trends.

For example, compliance expert Mary Jones, former Director of Compliance at Global Industries Ltd., emphasized the importance of training third parties. She traveled to supplier locations to conduct in-person compliance training, fostering stronger relationships and enhancing compliance effectiveness. This proactive approach strengthened Global Industries’ compliance function and positioned their suppliers as allies in the compliance journey.

A successful compliance function does more than enforce rules; it builds a network of ethical partners who actively support compliance objectives.

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12 O’Clock High-a podcast on business leadership

12 O’Clock High, a podcast on business leadership – Leadership Insights from ‘All Quiet on the Western Front’

12 O’Clock High, an award-winning podcast on business leadership, brings together stories from history, the arts, sports and movies, research, and current events to consider leadership lessons. Tom and Richard Lummis return with their fan-favorite series on leadership lessons from Oscar-winning Best Picture movies. Today, we look at leadership lessons from ‘All Quiet on the Western Front.’

Their discussion centers on the graphic depictions of war and how they provide insights into extreme leadership, adaptability, and the disconnect between officers and soldiers. They explore the themes of teamwork and human resilience demonstrated by the characters, especially in challenging situations. A poignant exploration of emotional intelligence and empathy in high-stress environments is also examined, relating these themes to the business world and modern leadership challenges. Join Richard and Tom as they reflect on how these lessons from a nearly century-old text are still relevant today in navigating uncertainty and building resilient frameworks in corporate compliance.

Key highlights:

  • Overview of ‘All Quiet on the Western Front’
  • Themes of War and Leadership
  • Modern Reflections on Military Lessons
  • Emotional Intelligence and Empathy in War
  • Resilience and Decision Making
  • The Role of Data in Leadership

Resources:

All Quiet on the Western Front and Everyday Leadership

Employer Branding Lessons from All Quiet on the Western Front

All Quiet on the Western Front

 Tom Fox

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Presidential Leadership Lessons for the Business Executive

Presidential Leadership Series – Herbert Hoover’s Rise, Part 1: From Poverty to the Presidency

Who are our greatest Presidents? What lessons can the modern-day business leader learn from our 47 Chiefs of State? Welcome to a new season of this award-winning podcast series with Tom Fox and Richard Lummis to delve into the great and not-so-great Presidents to mine their successes and failures for today’s business executives. In this episode, Tom Fox and Richard Lummis begin a two-part series on the life and times of Herbert Hoover. In Part 1, we look at Hoover’s beginnings and the time up to his presidential election 1928.

We begin with Hoover’s humble beginnings, rise as the first president born west of the Mississippi, and extensive international business and humanitarian efforts. Key questions include the significance of a pre-presidential resume and how one determines the qualifications for leadership without prior experience. Highlights include Hoover’s tenure during World War I, his visionary work in the U.S. Food Administration, and significant contributions to infrastructure projects like the Colorado River Compact and the Hoover Dam. This episode also touches on Hoover’s progressive policies despite being overwhelmed by the Great Depression during his presidency.

Key highlights:

  • Early Life and Education
  • Hoover’s Business Career
  • Humanitarian Efforts During WWI
  • Political Career and Secretary of Commerce
  • Conclusion and Final Reflections

Resources-Herbert Hoover

UVA Miller Center-overview

Life Before Presidency

Work in Europe

As Secretary of State

Presidency

First Amendment and Supreme Court

Great Depression

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