Tag: SBF

Daily Compliance News: October 6, 2023 – The Backdoor Man Edition

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Post date October 6, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

DOJ offers self-disclosure incentives in M&A. (WSJ)
SBF-Backdoor Man? (NYT)
A car wreck, death, and corruption? (Vanity Fair)
Alibaba accused of ‘possible espionage’. (FT)

Tags Alibaba, corruption, DOJ, FTX, M&A, SBF, self disclosure

Daily Compliance News

Daily Compliance News: October 5, 2023 – The Space Junk Edition

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Post date October 5, 2023
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Stories we are following in today’s edition:

Matt Levine on what Michael Lewis said about SBF. (BBC)
New compliance risk—space junk. (NYT)
Is the NBA too cozy with China? (WSJ)
Will the CFPB survive the Supreme Court? (Reuters)

Tags CFPB, China, Matt Levine, NBA, SBF

Daily Compliance News

Daily Compliance News: October 3, 2023 – The SBF Day of Reckoning Edition

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Post date October 3, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

The US sees Ukraine’s corruption as a real threat. (Politico)
Microsoft CEO testifies Google hurt Bing. (WSJ)
Trump is alleged to have reaped over $100MM through fraud. (Reuters )
SBF trial begins. (NYT)

Tags corruption, fraud, SBF, Trump fraud trial, Ukraine

10 For 10

10 For 10: Top Compliance Stories For the Week Ending September 30, 2023

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Post date September 30, 2023
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Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

Menendez was indicted for accepting bribes. (NYT)
Polish visa selling scandal. (FT)
FTC going after PE for serial acquisitions. (FT)
FCA to crack down on firms bullying their employees. (WSJ)
Cognizant execs trial delayed. (Law360)
Indonesia vows to sue UK over Airbus settlement. (FT)
McKinsey to pay another $230MM for opioid settlement. (FT)
The US warns advisory services in China. (WSJ)
Chinese Deputy Bank head accused of bribery. (Reuters)
SBF looking at a ‘very long’ sentence. (Reuters)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.

Connect with Tom

Tags Airbus, Cognizant Technologies, corruption in China, FCA, FTC, FTX, Poland, SBF, SEC, Senator Robert Menendez

Daily Compliance News

Daily Compliance News: September 29, 2023 – The All Reuters Edition

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Post date September 29, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.

Chinese Deputy Bank head accused of bribery. (Reuters)
Firms under attack for DEI now have a law firm friend. (Reuters)
SBF looking at ‘very long’ sentence. (Reuters)
Dumbledore dies. (Reuters)

Tags China, corruption, DE&I, Dumbledore, Harry Potter, Loretta Lynch, SBF

10 For 10

10 For 10: Top Compliance Stories For the Week Ending September 23, 2023

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Post date September 23, 2023
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Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

3M penalized again, this time for sanctions violations. (WSJ)
Illinois Supreme Court brings the hammer down on lawyers. (Reuters)
Mozambique can pursue tuna boat scandal losses. (GAR)
SBF blasts his former lawyers. (NYT)
Qatargate prosecutors to be investigated. (Politico)
Another CEO ousted for sexual harassment. (WSJ)
SEC probes Musk corporate perks. (WSJ)
CBRE busted over pre-taliation. (Radical Compliance)
FTX sues SBF’s parents. (FT)
US Treasury Sec wants to tackle Nigerian corruption. (Bloomberg)

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

Connect with Tom

Tags 3M, CEOs behaving badly, FTX, pre-taliation, Qatargate, SBF, SEC, tuna boat scandal

Daily Compliance News

Daily Compliance News: September 22, 2023 – The Lawyers in Trouble Edition

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Post date September 22, 2023
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.