Categories
Daily Compliance News

Daily Compliance News: March 6, 2025, The Rollercoaster Continues Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Selling the C-Suite on risk and compliance. (PYMNTS)
  • Contradicting lawyers, Trump says Musk is running DOGE. (WSJ)
  • Trump backs off auto tariffs. (NYT)
  • Corruption is tainting the fight against climate change. (Grist)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the FCPA Survival Guide on Amazon.com.

Categories
Daily Compliance News

Daily Compliance News: March 5, 2025, The EY Not Guilty Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • EY not guliable in Wirecard fraud. (Reuters)
  • DOJ asks for delay of Cognizant trial. (WSJ)
  • Gaming out tariff moves. (NYT)
  • Deloitte will evaluate office attendance as part of the bonus. (FT)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the FCPA Survival Guide on Amazon.com.

Categories
Compliance Into the Weeds

Compliance into the Weeds: Compliance – Who Are We?

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this Compliance into the Weeds episode, Tom Fox and Matt Kelly discuss a recent conference Matt attended that delved into compliance and the compliance profession in the Age of Trump II.

Their discussion highlighted insights from a recent compliance panel hosted by Suffolk University Law School, featuring experts from large tech companies, a multi-state credit union, and a partner from a private law firm. The consensus among these experts is that despite the change in administration, the fundamental responsibilities and importance of compliance remain largely unchanged for organizations. Compliance is now deeply embedded in business operations, key in managing vendor risk, ensuring data protection, and upholding ethical standards.

Matt emphasizes that compliance capabilities are vital when dealing with other companies, whether they are customers or vendors. The conversation explores the convergence of vendor risk management and ethics & compliance programs and examines how organizations can sustain their integrity and manage emerging risks. Matt and Tom touch on the potential impact of new regulations, the importance of internal stakeholders in the compliance process, and the necessity of maintaining a robust risk management framework in an ever-changing regulatory environment. This episode provides valuable insights for compliance officers navigating the complexities of the modern corporate landscape.

 

Key highlights:

  • Compliance in the Trump Administration
  • Vendor Risk Management
  • Impact of Tariffs on Compliance
  • Who Are We as a Company?
  • Managing Regulatory Uncertainty

Resources:

Matt in Radical Compliance

Tom

Instagram

Facebook

YouTube

Twitter

LinkedIn

Compliance into the Weeds was recently honored as one of the Top 25 Regulatory Compliance Podcast.

Categories
Daily Compliance News

Daily Compliance News: March 4, 2025, The So It Begins Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Trump eviscerates CTA. (WSJ)
  • Kroger CEO resigns after Board investigation. (NYT)
  • Students must learn to be the human in the loop. (FT)
  • Trump levies tariffs on Mexico, Canada, and China. Canada and China retaliate. (BBC)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the FCPA Survival Guide on Amazon.com.

Categories
Daily Compliance News

Daily Compliance News: February 18, 2025, The Huge Mistake Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Wells Fargo Consent Decree terminated. (YaHoo!Finance)
  • DOGE actions threaten the safety of ALJs. (Reuters)
  • JPMorgan’s purchase of Frank heads to criminal trial. (FT)
  • Of business plans and tariff changes. (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the FCPA Survival Guide on Amazon.com.

Categories
Daily Compliance News

Daily Compliance News: January 22, 2025, The All Bloomberg Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • What is ‘lawfare’? (Bloomberg)
  • KPMG is under FRC investigation yet again. (Bloomberg)
  • Tariff Whiplash is coming. (Bloomberg)
  • Texas HOA bans Section 8 renters for fear of crime (but it’s not based on race). (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out The FCPA Survival Guide on Amazon.com.

Categories
Daily Compliance News

Daily Compliance News: November 13, 2024 – The China Problem Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • How many companies have a ‘China Problem?’ (Bloomberg)
  • Sending your child to public school ≠ agreeing to arbitration.  (Reuters)
  • How to deal with in-work sickness. (FT)
  • Goodbye to all that. (NYT)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids, on Amazon.com.