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Daily Compliance News

Daily Compliance News: September 20, 2024 – The 2nd Trial Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Tips flow to DOJ under the new whistleblower program. (WSJ)
  • Danske Bank pays another $7MM for Estonia AML issues. (WSJ)
  • Second trial in Vietnam after 1st one ended in death sentence. (Bloomberg)
  • Was the VW audit in China substandard? (FT)

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Daily Compliance News

Daily Compliance News: August 22, 2024 – The No Stone Unturned Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • No stone unturned: the Vietnamese anti-corruption campaign. (NPR)
  • Tough sanctions are here to stay, whether its Harris or Trump. (WSJ)
  • US Integrity uses data analytics for NBA athletes who bet on games. (Bloomberg)
  • Will X exit the EU? (Reuters)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending May 25, 2024

Welcome to 10 For 10, the podcast that brings you the week’s top 10 compliance stories in one podcast each week.

Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week.

Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for compliance professionals, all curated by the Voice of Compliance, Tom Fox.

Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Can shareholders criticize companies (without being sued)? (WSJ)
  • Brazil Supreme Court throws out Car Wash convictions.(FT)
  • Prosecutorial misconduct eviscerates Fat Leonard convictions.(WaPo)
  • First declination in the export control case. (WSJ)
  • FIFA rolls back ABC reforms.(NYT)
  • Investment advisors must vet customers.(WSJ)
  • Meta faces EU probe over child abuse protections.(WSJ)
  • ABC crusader picked as Vietnam’s next president. (Bloomberg)
  • Prosecutorial misconduct eviscerates Fat Leonard convictions.(WaPo)
  • Fewer meetings, more memos.(FT)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day here.

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2 Gurus Talk Compliance

2 Gurus Talk Compliance: Kristy Gets a Diploma

What happens when two top compliance commentators get together? They talk about compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode!

In this episode, we look at reports suggesting China is strategically relocating forced labor from the Uyghur region to different parts of the country in an attempt to bypass US laws prohibiting goods sourced from areas associated with forced labor.

This could trigger wider limitations on goods originating from China, stressing the necessity for intensive audits and transparency in business operations. This issue has sparked bipartisan concern, hinting at potential upcoming legal actions.

Tom stresses the need for companies to react effectively to reduce risks, possibly through on-the-ground audits and increased accountability in business operations in China. Kristy underscores the need for thorough audits and proactive measures in response to the risks associated with forced labor in China. She raises the possibility of legal consequences for companies found to be misleading about their involvement with forced labor. Both perspectives serve to underline the gravity and complexity of this issue.

 Highlights Include:

  • Can shareholders criticize companies (without being sued)? (WSJ)
  • The Brazilian Supreme Court throws out Car Wash convictions.  (FT)
  • Prosecutorial misconduct eviscerates Fat Leonard convictions.   (WaPo)
  • First declination in the export control case. (WSJ)
  • ABC crusader picked as Vietnam’s next president. (Bloomberg)
  • BMW and Jaguar used banned China parts – US probe – BBC
  • Supreme Court Holds CFPB’s Funding Structure Constitutional – Gibson Dunn –
  • Binance Gets Two Compliance Monitors in Settlements With U.S. Authorities – WSJ
  • How Companies Dodge Tariffs – New York Times –
  • Moment motorist jumps into Florida lake to evade police during 90 mph chase after taking test drive too far – New York Post

Resources:

Kristy Grant-Hart on LinkedIn

Spark Consulting

Tom

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Daily Compliance News

Daily Compliance News: May 20, 2024 – The CFPB is Constitutional Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • The Supreme Court finds the CFPB constitutional.  (NYT)
  • Binance gets 2 monitors. (WSJ)
  • Newsom accuses Trump of an extortion attempt on energy execs.  (NYT)
  • AGC crusader picked as Vietnam’s next president. (Bloomberg)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: April 29, 2024 – The Better Late than Never Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • India to look into bribery allegations against Cognizant Technologies. (Deccan Herald)
  • Net neutrality returns.  (NPR)
  • Ex-McKinsey partner says he was scapegoated. (Reuters)
  • Maximum Leader No. 4 in Vietnam resigns. (Bloomberg)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: April 12, 2024 – The Sentenced to Death Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • A Vietnamese property tycoon was sentenced to death for fraud.  (FT)
  • Zuma is back on the ballot in South Africa. (Bloomberg)
  • The US agrees to the Menendez trial postponement. (Reueters)
  • More trouble for Boeing executives. (WSJ)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending March 23, 2024

Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week.

Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week.

Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for compliance professionals, all curated by the Voice of Compliance, Tom Fox.

Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  1. Warren wants the SEC to look into Tesla Board independence. (WSJ)
  2. The Vietnamese President resigns over corruption issues. (NPR)
  3. Goldman files a suit against Malaysia over 1MDB. (Bloomberg)
  4. Mike Lynch finally goes on trial. (FT)
  5. SEC settles first AI washing enforcement. (WSJ)
  6. Adani Green says there is no DOJ investigation notice.  (Bloomberg)
  7. Vitol Trading corruption agents were caught on videotape discussing their bribery and corruption. (Bloomberg)
  8. More CFTC fines for messaging app violations. (WSJ)
  9. $12 bank fraud in Vietnam. (FT)
  10. Money laundering of $6.3bn fraud in UK.  (AML Intelligence)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

Connect with Tom 

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Daily Compliance News

Daily Compliance News: March 22, 2024 – The Big Mistake Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Goldman files a suit against Malaysia over 1MDB. (Bloomberg)
  • The DOJ sues Apple.  (Reuters)
  • The Vietnamese President resigns over corruption issues. (NPR)
  • Warren wants the SEC to look into Tesla’s independence. (WSJ)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: January 26, 2024 – The Bounty Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • US issues $15MM bounty for middleman on Iranian drone deal.  (WSJ)
  • Vietnam expands its corruption campaign. (Bloomberg)
  • A UK billionaire pleads guilty to insider trading. (FT)
  • More corruption in UFEA leadership. (NYT)