In today’s edition of Daily Compliance News:
Tag: WFH
In this edition of Cordery Head to Head @ Home Cordery’s Jonathan Armstrong talks to Susan Du Becker. Susan is currently Director, Azure Risk & Resiliency at Microsoft.
Susan joins us from her home in The Netherlands. She was born in Scotland and educated in the US.
They talk about how Susan became involved in compliance issues after having various management roles in global businesses. They talk about supply chain risk and how the risks have changed during the pandemic. They talk about the specific risks caused by working from home. They also talk about best practice in compliance training. They also talk about the future of compliance and whether that is intertwined with the need for organisations to behave ethically.
You can find out more about Susan here http://bit.ly/susandub.
You can find out more about Jonathan here https://www.corderycompliance.com/our-people/jonathan-armstrong/
You can find out more about Cordery and its work here https://www.corderycompliance.com/.
You can also read about current issues in dealing with the pandemic here https://www.corderycompliance.com/category/covid19/
You can view more Cordery Head to Head interviews here www.bit.ly/corderytv.
Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and connection – they all take creativity. Join Tom Fox and Ronnie Feldman on Creativity and Compliance, part of the Compliance Podcast Network. In this show, we visit about how and why corp compliance functions need to have more effective communications during the work from home environment. Some of the highlights include:
The Problem
- People are disconnected – lose connection and trust
- One of the main influences on behavior is peer pressure/group think. If you lose connection with colleagues, it’s easy to start thinking “everybody’s doing it” kind of thing.
- It’s easy to think that leadership doesn’t care
- They may feel invisible, i.e., no one will know about their bad behavior.
- It’s hard to get airtime on comms channels
People are multitasking more than ever
- There are also new risks – privacy, gifts, etc.
- It’s sometimes harder to do the right thing. Resources are not as readily available.
Creative Comms Can Help
- Need to find ways to increase your visibility
- Short commercials advertising resources – doesn’t take a lot of time.
- Provide to leaders to play prior to zoom meetings
- Embed on intranet and newsletters
- Embed in other departments trainings and newsletter
- Commercial
- Integrity Themed Talk Shows – showing your people talking about the issues and challenges…but not a talking head video
- Needs to be interesting to stand out and needs to be interesting so others will carry the message on your behalf
Resources:
Ronnie Feldman (LinkedIn)
Learnings & Entertainments (LinkedIn)
Ronnie Feldman (Twitter)
Learnings & Entertainments (Website)
60-Second Communication & Awareness Shorts – A variety of short, customizable, quick-hitter “commercials” including songs & jingles, video shorts, newsletter graphics & Gifs, and more. Promote integrity, compliance, the Code, the helpline and the E&C team as helpful advisors and coaches.
Workplace Tonight Show! Micro-learning – a library of 1-10-minute trainings and communications wrapped in the style of a late-night variety show, that explains corporate risk topics and why employees should care.
Custom Live & Digital Programing – We’ll develop programming that fits your culture and balances the seriousness of the subject matter with a more engaging delivery.
Tales from the Hotline – check out some samples.
Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. As the Voice of Compliance, I wanted to start a podcast which will help to bring both clarity and sanity to the compliance practitioner and compliance profession during this worldwide health and healthcare crisis. In this episode, I am joined by Vin DiCianni, founder and CEO at Affiliated Monitors, Inc. We discuss challenges from isolation in this work from home environment and how compliance Ambassadors can facilitate and more fully operationalize compliance.
For more information on Affiliated Monitors, Inc. check out their website here.
Welcome to the only roundtable podcast in compliance. Today, we have a serving of Jonathan Armstrong, Jay Rosen, Matt Kelly, and Tom Fox sitting with a veritable mélange of topics and rants/shouts outs.
- Jonathan Armstrong critiques recently released information on the good ship, UK Serious Fraud Office. He shouts out to UK footballer Markus Rash about his campaign to end child.
- Jay Rosen considers what compliance issues arise in working from home. He rants that the Trump Administration needs to free Dr. Fauci.
- Matt Kelly considers the US Supreme Court decision in Bostock and what it means for compliance professionals. He shouts out to the new CEO of Wirecard, named 24 hours after taking over the CCO chair at the embattled company.
- Tom Fox looks at corporate compliance through the lens of characters from the Hundred Acre Wood. He shouts out to Texas Governor Gregg Abbot as winner of the Covidiot Award, Texas division.
The members of the Everything Compliance are:
- Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at JRosen@affiliatedmonitors.com
- Mike Volkov – One of the top FCPA commentators and practitioners around and the Chief Executive Officer of The Volkov Law Group, LLC. Volkov can be reached at mvolkov@volkovlawgroup.com
- Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com
- Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at armstrong@corderycompliance.com
- Jonathan Marks is Partner, Firm Practice Leader – Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at marks@bakertilly.com
The host and producer (and sometime panelist) of Everything Compliance is Tom Fox the Compliance Evangelist. Everything Compliance is a part of the Compliance Podcast Network. He can be reached at tfox@tfoxlaw.com
In today’s edition of Daily Compliance News:
- Will Covid-19 finish the work of the Business Roundtable? (Bloomberg)
- What if you don’t want to return to work? (NYT)
- Mexico urges US to investigate US officials tied to corrupt Mexican government official. (Reuters)
- Yet another EY investigation in the UK. (The Guardian)
Welcome to the newest addition to the Compliance Podcast Network, Compliance and Coronavirus. As the Voice of Compliance, I wanted to start a podcast which will help to bring both clarity and sanity to the compliance practitioner and compliance profession during this worldwide health and healthcare crisis. For my inaugural episode I speak with Sean Freidlin, Director of Product Marketing at SAI Global. Sean is a long-time work from home employee and he recently posted an article on how to successfully work from home. He shares some of the strategies he has learned over the years.
Check out Sean’s post on LinkedIn 4 Tips To Successfully Work From Home clicking here.
This podcast is sponsored by SAI Global. To learn how you can protect your business operations and workforce during these uncertain times, visit saiglobal.com/risk for free resources, expert guidance, and industry-leading technology.
In this episode of Trekking Through Compliance, we consider the episode Dagger of the Mind which aired on November 3, 1966, Star Date 2715.1.
The Enterprise makes a supply run to planet Tantalus V, a colony where the criminally insane are confined for treatment. The facility’s director is Dr. Tristan Adams, a psychiatrist famous for advocating more humane treatment of such patients. After the Enterprise delivers supplies and receives cargo from Tantalus, a man emerges from the container taken aboard and assaults a technician. Reaching the bridge, the intruder demands asylum, but Spock subdues him with a Vulcan nerve pinch. In sickbay, the intruder identifies himself as Simon van Gelder, and a computer check reveals that he is not a patient, but Dr. Adams’ assistant.
On the Enterprise van Gelder becomes increasingly frantic, warning that the landing party is in danger. Spock learns that the neural neutralizer can empty a mind of thoughts, leaving only an unbearable feeling of loneliness and that Adams has been using it on inmates and staff to gain total control of their minds.
Kirk decides to test the neutralizer on himself, with Noel at the controls. Adams appears, overpowers Noel, seizes the controls, increases the neutralizer’s intensity, and proceeds to convince Kirk that he has been madly in love with Noel for years. Adams inadvertently reactivates the neural neutralizer, emptying his mind completely, killing him. Back on the Enterprise, Kirk is informed that van Gelder has destroyed the neural neutralizer. McCoy is surprised that loneliness could be lethal, but Kirk, after his experience, is not.
Compliance Takeaways:
- Be careful at Christmas parties.
- How do you test new protocols?
- How you treat your direct reports is critical for your success as a CCO.
Resources
