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The Hill Country Podcast

Hill Country Podcast – Dr. Byron Black on Preventing and Managing Diabetes Through Exercise

Welcome to the award-winning The Hill Country Podcast. The Texas Hill Country is one of the most beautiful places on earth. In this podcast, Hill Country resident Tom Fox visits with the people and organizations that make this the most unique area of Texas. Join Tom as he explores the people, places, and activities of the Texas Hill Country. In this episode, Tom Fox is joined by Dr. Byron Black, founder of the Medical Fitness Clinic of Kerrville, to discuss the prevention and management of diabetes through exercise.

Dr. Byron Black is a seasoned healthcare professional with a comprehensive approach to managing high-risk health conditions. With a strong academic background in exercise science and health promotion, Dr. Byron has developed a unique perspective on managing conditions such as diabetes, hypertension, obesity, and age-related conditions. He emphasizes the importance of physical activity and nutrition in managing these conditions, stating that exercise can often be more effective than medication alone. His expertise lies in guiding exercise and nutrition, and he is dedicated to helping high-risk individuals improve their overall well-being. Join Tom Fox and Dr. Byron Black as they delve deeper into this topic on the next episode of the Hill Country Podcast.

 Key Highlights:

  • Dr. Byron Black’s extensive education and experience
  • Specialized medical fitness clinic for comorbidities
  • Exercise as the Key to Managing Diabetes

 Resources:

Medical Fitness Clinic of Texas

Tom Fox

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Great Women in Compliance

Great Women in Compliance – SCCE Recap…and GWIC’s plans for Q3

Welcome back to the Great Women in Compliance podcast. Today’s episode was recorded by the full GWIC 2.0 team, Lisa, Hemma, Ellen Hunt, and Sarah Hadden, during the Society for Corporate Compliance and Ethics conference (CEI) in Chicago. It was a fantastic event, and all four women valued the opportunity to connect with friends and meet some new people as well. The episode was recorded before Deputy Attorney General Lisa Monaco spoke, but all were looking forward to hearing that.

In this episode, each one of the group mentioned some highlights from the beginning of the conference and their advice about how to get the most out of the SCCE (or any conference). They also discussed things that they are looking forward to discussing on the podcast this fall – in particular, Ellen mentioned how to make the investigation process better for reporters and people involved in investigations, and Sarah is excited to bring her perspective as a business leader and publisher to the discussions.

The Great Women in Compliance Podcast is on the Compliance Podcast Network with a selection of other Compliance-related offerings. GWIC is also sponsored by Corporate Compliance Insights, where we have a page where you can hear every episode. If you are enjoying this episode, please rate it and/or provide a review.

Corporate Compliance Insights is a much-appreciated sponsor and supporter of GWIC, including affiliate organization CCI Press, publishing the related book, “Sending the Elevator Back Down, What We’ve Learned from Great Women in Compliance” (CCI Press, 2020). If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don’t forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you’re done, or if you can’t bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat.

If you enjoyed the book, the GWIC team would be very grateful if you would consider rating it on Goodreads and Amazon and leaving a short review.  Don’t forget to send the elevator back down by passing on your copy to someone who you think might enjoy reading it when you’re done, or if you can’t bear parting with your copy, consider it as a holiday or appreciation gift for someone in Compliance who deserves a treat.

You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it, and we welcome new subscribers to our podcast.

Join the Great Women in Compliance community on LinkedIn here.

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Compliance Into the Weeds

Compliance into the Weeds: New M&A Safe Harbor

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you looking for some hard-hitting insights on sanctions compliance? Look no further than Compliance into the Weeds! In this episode, Tom and Matt consider the recent speech by DAG Lisa Monaco, creating a Safe Harbor for M&A under the FCPA and beyond.

The Justice Department has recently unveiled a new policy aimed at fostering cooperation and compliance within the corporate sector, especially during acquisitions. This policy, which offers companies the chance to avoid charges for compliance violations discovered during the acquisition process, has sparked a lively discussion among compliance experts. Matt views this policy with a mix of curiosity and uncertainty. He acknowledges its potential benefits but also raises concerns about its practical execution, particularly in relation to antitrust enforcement and the treatment of companies new to acquisitions.

The application of the policy across various DOJ divisions and its interactions with other enforcement organizations intrigue Tom. He also questions whether acquiring companies will still receive a “free pass” if the acquired company engages in antitrust behavior. To delve deeper into these perspectives and explore the potential implications of this new policy, join Tom Fox and Matt Kelly in the latest episode of the Compliance into the Weeds podcast.

Key Highlights:

  • Cooperation and Compliance Incentives for M&A
  • Exemption of Acquisition Target’s Aggravating Factors
  • DOJ’s Emphasis on Pre-Acquisition Compliance Involvement
  • Enforcement Policy’s Impact and Curiosity

 Resources:

Matt in Radical Compliance

Tom 

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Daily Compliance News

Daily Compliance News: October 11, 2023 – The Where Have All the CCOs Gone Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • Roger Ng heads to Malaysia.  (AP)
  • When your ex testifies in a fraud case. (Law360)
  • Corruption in Canada? (Bloomberg)
  • Crypto is having trouble getting CCOs. (WSJ)
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Blog

2023 Global Business Ethics Survey: Part 3 – Retaliation in the Workplace

The 2023 ECI Global Business Ethics Survey has shed light on the pressing issues of workplace ethics, retaliation, and whistleblower protection. The survey reveals that employees often face pressure to compromise workplace standards or even the law, a problem that the ongoing pandemic has further exacerbated. Additionally, the survey highlights a concerning rate of retaliation against employees who report misconduct, with 46% of observers experiencing some form of retribution. These findings underscore the need for organizations to address these issues and provide better support for their employees.

Key Finding: 1- Employees continue to face exceptionally high levels of pressure to compromise workplace standards or the law.

One of the key findings of the survey is the persistently high levels of pressure faced by employees to compromise workplace standards or the law. This pressure is not merely performance-related but rather involves doing something ethically wrong. The survey indicates that this metric has remained essentially unchanged since the last time it was measured. Even during the pandemic, when remote work and changing work dynamics were prevalent, employees still felt the need to cut corners to meet performance goals or demonstrate their value to the organization.

 

Key Finding: 4 – Retaliation against employees who report misconduct continues to occur at unacceptable rates.

Retaliation against employees who report misconduct is another critical issue highlighted by the survey. Shockingly, 46% of individuals who observed misconduct reported experiencing some form of retribution. This high rate of retaliation is deeply concerning, but what is even more troubling is that the company never contacted 45% of employees who reported misconduct to inquire about potential retaliation. This lack of support and protection for whistleblowers creates an environment where employees feel isolated and unsupported, discouraging others from coming forward to report misconduct.

It is important to note that not all behavior observed by whistleblowers may be retaliation, as individuals who report tend to be more sensitive and attentive to how people are behaving. However, organizations must educate supervisors and coworkers about recognizing and addressing potential retaliation. By providing training and support, companies can create an environment where employees feel safe and supported when reporting misconduct.

The survey also revealed exciting country ratings regarding perceived retaliation. Countries such as Brazil, Lebanon, Algeria, Colombia, and Argentina were viewed favorably in terms of lower instances of retaliation. On the other hand, countries like Australia, Germany, Israel, Egypt, and India were viewed unfavorably, with higher rates of retaliation. These regional differences highlight the importance of considering cultural and organizational factors when addressing workplace ethics and whistleblower protection.

To address these issues effectively, organizations must prioritize training employees and managers on the importance of whistleblowing and the zero-tolerance policy towards retaliation. By fostering a culture of transparency and support, companies can encourage employees to come forward without fear of retribution. Additionally, providing resources and guidance to employees who have reported misconduct can help them navigate potential retaliation and ensure their well-being.

The 2023 ECI Global Business Ethics Survey serves as a wake-up call for organizations to address workplace ethics, retaliation, and whistleblower protection issues. By prioritizing these areas, companies can create a more ethical and supportive work environment, ultimately benefiting both employees and the organization as a whole. It is crucial to recognize the impact of these issues and take proactive steps to ensure a culture of integrity and accountability within the workplace.

To access the 2023 GBES report and obtain more information about ECI, interested individuals can visit the organization’s website at www.ethics.org. The report provides a summary of the findings, while an interactive website allows users to explore the data in more detail.

 Join us in Part 4, where we consider what is an ethical culture.

For more information, check out the ECI podcast series with Pat Harned discussing the GBES here.

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31 Days to More Effective Compliance Programs

One Month to a More Effective Compliance Program Through Innovation: Day 8 – The Compliance Function into the 2030s and Beyond

Today, we look at the Compliance Function. The pandemic accelerated changes in compliance that have been percolating for the last few years. Indeed, I believe that in as short a time as 5 years, 2020 will be seen as an inflection point in compliance, IE., the Year When Everything Changed. There are four major changes I would like to highlight and what these changes portend for compliance down the road.

Compliance Convergence. In 2019, there were three significant releases of information by the federal government, which directly impacted compliance professionals.

Public/private partnership in the anti-corruption fight. Over the past few years, the DOJ has gone far toward laying out real incentives for corporations to help in the fight against the international scourge of bribery and corruption.

Data, Data, Data. The DOJ has made it clear that it expects companies to be more robust in their use of data analytics in compliance programs.

Compliance as the Ethical Edge. We have known for many years that companies with more robust compliance programs were most generally better-run companies.

This academic research and other case studies demonstrate that effective compliance programs equate to more efficient business processes and lead to greater profitability. As senior business leaders come to understand this message, they will (properly) see compliance as a business process that can be analyzed and improved through continuous improvement to make companies run more efficiently and, at the end of the day, more profitably. These companies do not make money because they have a better heart. They are more profitable because they are better run. Finally, all of this ties back to a requirement from the DOJ for continuous improvement of your compliance program.

Three key takeaways:

  1. It’s all about compliance now.
  2. Compliance connectedness.
  3. It’s all about the data.

For more information, check out The Compliance Handbook, 4th edition, here.

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Innovation in Compliance

2023 Global Business Ethics Survey: Part 3 – The Pervasive Issue of Retaliation in the Workplace

The Global Business Ethics Survey (GBES) conducted by the Ethics & Compliance Initiative (ECI) provides valuable insights into workplace ethics and compliance from the perspective of employees. Tom Fox recently had the opportunity to visit with ECI CEO Pat Harned on the 2023 GBES. This survey has become a reliable benchmark for organizations to compare their workplace culture with third-party research, allowing them to identify areas for improvement and address potential risks.

Over the past 30 years of GBES research, ECI has identified and proven that certain “outcome” metrics are indicative of the well-being of workplaces from an ethics & compliance perspective. In this, the largest and latest update to the GBES body of research, employees in 42 countries around the world told us that there is reason for concern. In Part 3 of a five-part podcast, we consider addressing workplace misconduct.

The 2023 GBES showed that within workplace ethics, retaliation, and whistleblower protection issues, retaliation is a pervasive issue in the workplace, with a significant number of individuals who report misconduct experiencing some form of retribution. The GBES revealed that retaliation remains unacceptably high, with many victims of harassment or discrimination choosing not to report due to fear of further retaliation. Pat emphasizes the importance of educating supervisors and coworkers to recognize and address retaliation, as well as supporting and educating employees who come forward about what retaliation might look like and how to handle it. Join Tom Fox and Pat Harned as they delve deeper into these issues on the 2023 GBES podcast.

Key Highlights:

  • Pressure to Compromise Workplace Standards
  • Lack of Support for Whistleblowers
  • What is retaliation?

Join us in Part 4, where we ask ‘what is an ethical culture”?

Resources:

ECI

2023 Global Business Ethics Survey

Blog Post on the 2023 GBES, Part 3