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Sunday Book Review

Sunday Book Review: November 17, 2024 – The Books on Due Diligence Edition

In the Sunday Book Review, Tom Fox considers books that interest the compliance professional, the business executive, or anyone curious. These could be books about business, compliance, history, leadership, current events, or anything else that might interest Tom. In today’s Sunday Book Review edition, Tom Fox looks at four top books on due diligence for the compliance professional in November 2024.

  1. OSINT: The Authoritative Guide to Due Diligence by Cynthia Hetherington
  2. Due Diligence and Corporate Governance by Linda Spedding
  3. Business Due Diligence Strategies
  4. The Art of M&A Due Diligence, Second Edition: Navigating Critical Steps and Uncovering Crucial Data by Alexandra Lajoux & Charles Elson

 

Resources:

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

For more information on the first Annual Compliance Podcast Network Agora Awards for Excellent in Podcasting and to register, click here. There is no charge for this event.

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending November 16, 2024

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Meta fined $840MM in EU for anti-trust violations. (NYT)
  • SBF LT. Builds fraud detection tool for DOJ. (Reuters)
  • Shell wins appeal in landmark climate case. (NYT)
  • ADM CCO steps down amid probe.  (Bloomberg)
  • End of ESG and crypt initiatives at SEC. (WSJ)
  • What science reveals about corruption. (El Pais)
  • Telefónica Venezuela settles FCPA action. (WSJ)
  • Handling a difficult employee with health issues. (NYT)
  • Hidden cost of textile and apparel non-compliance. (Homeland Security Today)
  • NetEase execs arrested for bribery and money laundering.  (biz)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

Check out the full 3-book series, The Compliance Kids, on Amazon.com.

Connect with Tom 

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Kerrville Weekly News Roundup

Kerrville Weekly News Roundup: November 16, 2024

Welcome to the Kerrville Weekly News Roundup. Each week, veteran podcaster Tom Fox and his colleagues Andrew Gay and Gilbert Paiz get together to go over a couple of their favorite stories from the past week from Kerrville and the greater Hill Country. Sit back, enjoy a cup of morning coffee and listen in to get a wrap up of the Kerrville Weekly News. We each consider two of our favorite stories and talk about the upcoming weekend’s events which will enjoy or participate in this weekend.

In this episode, the Dream Team returns as Tom, Gilbert and Andrew are back to look at some of the which caught their attention over the past week.

Stories Include

  • Heart of the Hills Heritage Center breaks ground
  • Tivy Antlers begin playoff run
  • New exhibit with Jason Scully and Noe Perez at Museum of Western Art
  • New Murals in Kerrville
  • Corey Edmonson leaves Peterson
  • UT v. Arkansas

Resources

Tom Fox on LinkedIn

Gilbert Paiz on LinkedIn

Andrew Gay on LinkedIn

Texas Hill Country Podcast Network

The Lead

Kerrville Daily Times

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Career Can D0

Leadership in the Hybrid Working Era with Megan Billnoske

What makes a leader truly unforgettable—the kind who energizes you, makes you want to get up in the morning, and has a real impact, not just on you, but everyone around you? In this episode of Career Can Do, Mary Ann Faremouth and Megan Billnoske dig into the heart of leading with purpose, compassion, and authenticity.

Megan is the founder of Inspire and the current president of the National Speakers Association (NSA) Houston. With over a decade of experience across different industries and continents, Megan talks about her journey from corporate life to becoming a voice for impactful leadership. She discusses the importance of authenticity and compassion in leadership, emphasizing that today’s leaders must be dynamic and inclusive. With the rise of virtual and hybrid work, she explains how understanding the unique needs of each team member can foster stronger connections and drive success. Megan also touches on how NSA Houston has embraced hybrid events, providing new opportunities for leaders to connect, share knowledge, and grow together in a changing world.

Resources:

Megan Billnoske on Web I LinkedIn I Email – megan@meganbillnoske.com

Mary Ann Faremouth on Web I X (Twitter)

Referenced: Emotional Intelligence by Daniel Goleman,  Dare to Lead by Brene Brown

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2 Gurus Talk Compliance

2 Gurus Talk Compliance – Episode 41 – The Where Are We Headed Edition

What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode!

Stories This Week Include:

  • End of ESG and crypt initiatives at SEC.  (WSJ)
  • What science reveals about corruption. (El Pais)
  • FinCEN, corruption, and the real estate industry.  (Reuters)
  • Would you trust Mattel to list your website?   (NYT)
  • Fat Leonard was sentenced. (NYT)
  • 10 Compliance Lessons Learned from the Telefónica Venezolana FCPA Enforcement Action (JDSUPRA)
  • DOJ has received 200 tips since launching the whistleblower program (LEGALDIVE)
  • Retaliation – The Reality From passive policy to a data-driven active anti-retaliation program (IDEAS & ANSWERS)
  • Connect With One Old Colleague or Boss (WSJ)
  • A quick guide to rekindling a business relationship gone dormant—and why it’s important to do it  
  • Ex-Disney Employee Accused of Hacking Disney World Menus, Changing Font to Wingdings (404 MEDIA)

 

Register for the First Annual Compliance Podcast Network, Agora Awards for Excellence in Podcasting. Our inaugural winners are Mary Shirely and Lisa Fine for co-founding Great Women in Compliance. The event is free on Tuesday, November 19, from 12-3 PM ET. Registration and Information here.

Resources:

Kristy Grant-Hart on LinkedIn

Spark Consulting

Prove Your Worth

Tom

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Reel Creators of the Texas Hill Country

Reel Creators of the Texas Hill Country: Season 1: Derek Meier on Authentic Late Victorian Set Design in Sherlock Holmes-Mare of the Night

Welcome to Reel Creators of the Texas Hill Country, where we dive deep into the heart of filmmaking in one of America’s most unique and captivating landscapes. From rolling hills and rustic towns to thriving cities and hidden gems, the Texas Hill Country offers endless inspiration for filmmakers, and we’re here to uncover every aspect. In this podcast, we’ll meet the passionate directors, cinematographers, screenwriters, and crews who bring their creative visions to life in this storied region. Join us as we explore the challenges, rewards, and unique stories that make filmmaking here an art of its own. Whether you’re a seasoned pro or simply curious about the world behind the camera, Reel Creators of the Texas Hill Country promises to be your all-access pass to the vibrant filmmaking community of the Hill Country and beyond.

In this Season One, we will feature the production of the film Sherlock Holmes –  Mare of the Night, a TriGoodwyn production, headed by film-maker CJ Goodwyn. We will visit with Goodwyn, members of his crew, cast and production team. In this Episode 3, I visit with Derek Meier the Production designer who has made a significant impact on the film industry, Sherlock Holmes-Mare of the Night.

Meier discusses the varied roles he played on the set including Head of Wardrobe, Sound Operator, and Set Constructor. With a background in mechanics and extensive experience in home building and remodeling, Meier brought a practical and hands-on approach to his production design work. His dedication to authenticity and uniqueness is evident in his meticulous research and exploration of historical references, such as paintings and catalogs, to accurately capture the late Victorian style, avoiding more fantastical interpretations like steampunk. Meier’s comprehensive understanding of visual storytelling was shown through his strategic planning for set continuity and future scenes, ensuring a cohesive and immersive experience for audiences.

Key highlights:

  • Authentic Late Victorian Set Design in Film
  • Unveiling the Psychological Depths of Sherlock Holmes
  • Set Production Designer: Crafting Visual Continuity Onset
  • Balancing Fan Expectations in Sherlock Holmes Adaptation

Resources:

Sherlock Holmes-Mare of the Night

On Facebook

TriGoodwyn Productions

Texas Hill Country Podcast Network

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12 O’Clock High-a podcast on business leadership

12 O’Clock High, A Podcast on Business Leadership – Sabine Kvenberg on Enhancing Leadership Through Effective Listening

12 O’Clock High, an award-winning podcast on business leadership, brings together stories from history, the arts, sports and movies, research, and current events to consider leadership lessons. In this episode, Tom is joined by Sabine Kvenberg to discuss the skill of listening in leadership.

Sabine Kvenberg, a celebrated speaker and expert in corporate communication, brings a unique perspective shaped by her diverse background in performing arts and her career transition from a claim adjuster. Her expertise underscores the significance of effective communication, particularly for women in tech who may struggle with confidence in voicing their ideas. Kvenberg advocates for strategies such as setting clear objectives, rehearsing key points, and integrating storytelling to engage and connect with audiences, enhancing leadership and team dynamics. By focusing on body language, vocal variety, and the intricacies of word choice, she helps individuals improve their self-communication and overall interaction skills, fostering a more positive and collaborative corporate environment.

Key highlights:

  • Enhancing Corporate Communication Through Storytelling and Rehearsing
  • Enhancing Communication Skills through Training and Coaching
  • Fostering Collaboration Through Active Listening

Resources:

Sabine Kvenberg on LinkedIn

Sabine Kvenberg Website

Tom Fox

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Creativity and Compliance

Creativity and Compliance – Business Efficiencies from Compliance Communications

Where does creativity fit into compliance? In more places than you think. Problem-solving, accountability, communication, and connection – they all take creativity. Join Tom Fox and Ronnie Feldman on Creativity and Compliance, part of the award-winning Compliance Podcast Network.

Ronnie’s company, Learnings and Entertainment, utilizes the entertainment devices people use to consume information in their everyday, non-work lives and applies it to important topics around compliance and ethics. It is not only about being funny. It is about changing the tone of your compliance communications and messaging to make your compliance program, policies, and resources more accessible. In this episode of Creativity and Compliance, host Tom Fox and Ronnie Feldman discuss the often-overlooked basics of creating an effective compliance program.

We emphasize the importance of being proactive and preventative, as reinforced by recent DOJ guidance. The focus shifts from complex compliance issues to more practical and efficient solutions that can be integrated into daily operations. One key point is reevaluating the traditional annual training approach, which often fails to efficiently engage employees and mitigate risks. Instead, the conversation centers around constant and regular communication, such as nudge learning and embedding compliance messages within the organization’s culture, to keep compliance in mind and foster a more compliant workplace environment.

Key highlights:

  • Introduction to Compliance Program Effectiveness
  • The Ineffectiveness of Traditional Training
  • Strategies for Efficient Compliance Programs
  • Embedding Compliance into Organizational Culture
  • Hill Street Blues and Compliance

 Resources:

Ronnie

  • Learnings & Entertainments (Website)
  • Compliance Confessions – inspired by “Mean Tweets” these 90-second commercials address misconceptions and excuses to promote speak up culture and the E&C team as positive and helpful.
  • E&C Training Jams – a soulful singer banters with ethics & compliance explaining policies, sharing examples and debunking excuses. 
  • Tales from the Hotline – Real speak up-themed stories about workplace behavior gone wrong.
  • Workplace Tonight Show! – E&C meets SNL Weekend Update explaining corporate risk topics and why employees should care.
  • 60-Second Communication & Awareness Shorts – A variety of short, customizable, music and multimedia, quick-hitter “commercials” promoting integrity, compliance, speaking up and the E&C team as helpful advisors and coaches.
  • Custom Live & Digital Programing – Custom creative programming that balances the seriousness of the subject matter with a more engaging delivery. After all, you can’t bore people into learning.

Tom

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For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Compliance Tip of the Day

Compliance Tip of the Day – Empowering Middle Managers

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

Today we present some tips to empower middle managers to become leading advocates of your compliance program.

For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here.

Check out the full 3-book series, The Compliance Kids on Amazon.com.

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Daily Compliance News

Daily Compliance News: November 15, 2024 – The Meta Fined (again) Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • Meta fined $840MM in EU for anti-trust violations. (NYT)
  • SBF LT. Builds a fraud detection tool for DOJ. (Reuters)
  • DOJ vets say No Thanks to a Matt Gaetz-run DOJ. (Bloomberg)
  • Big Tech wants you back in the office. (Wired)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the full 3-book series, The Compliance Kids, on Amazon.com.