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Compliance Tip of the Day

Compliance Tip of the Day – Winnie the Pooh and Compliance Week-Kanga, Roo and the Compliance Champion

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, our aim is to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

We continue our week of fun in compliance by looking at how Winnie the Pooh and his friends inform your compliance program. Today, we consider how Kanga and Roo demonstrate the utility of compliance champions throughout your organization.

For more on this topic, check out The Compliance Handbook, a Guide to Operationalizing your Compliance Program, 6th edition which was recently released by LexisNexis. It is available here.

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Daily Compliance News

Daily Compliance News: November 11, 2025, The Veteran’s Day Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.

  • Investigation into corruption in the Ukrainian energy sector. (Reuters)
  • Ex-Glencore staff all pleaded not guilty. (Bloomberg)
  • Transforming conflict into growth. (Forbes)
  • Pitch rigging in baseball brings indictments. (ESPN)

The Daily Compliance News has been honored as the No. 2 in Best Regulatory Compliance Podcastscategory.

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AI Today in 5

AI Today in 5: November 11, 2025, The Preventing Compliance Risk Edition

Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, I will bring to you 5 stories about AI stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the AI Today In 5. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest about AI.

  1. Detecting and Preventing Compliance risks in AI. (FinTech Global)
  2. FCA set to unify AML oversight. (FinTech Global)
  3. D&B looks at 2025 resilience trends. (FinTech Global)
  4. An AI cold war is coming for the US and China. (FoxNews)
  5. Utilities and AI. (Latitude Media)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com

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Blog

The 5 Blueprints for a Compliance Podcast

In the corporate world, few tools are as powerful as the spoken word. Podcasts have become not only a medium of storytelling but a mechanism for influence, education, and relationship-building. For compliance professionals, a podcast can do far more than share updates on the latest DOJ guidance or FCPA enforcement. They can shape culture, inspire ethical leadership, and build lasting connections across the compliance ecosystem. Megan Dougherty, in her seminal book “Podcasting for Business,” laid out five business podcast blueprints. I have adapted her work for a compliance professional, explaining why you should start an internal podcast for your employees on compliance.

Drawing from Dougherty’s The Business Podcast Blueprints, we can identify five core podcast strategies that directly translate to the compliance profession: Relationship Building, Audience Engagement, Thought Leadership, Conversion, and Content. Each blueprint offers a unique path for compliance communicators. These are all critical, whether you are educating employees, influencing senior management, or amplifying the compliance message across your industry.

Let’s explore how each blueprint can help you create a compliance podcast that not only informs but transforms.

1. Relationship Building: Turning Conversations into Compliance Connections

Every effective compliance program begins with strong relationships among compliance officers, business units, leadership, employees, and the organization’s regulators. A Relationship Building podcast mirrors that principle. These shows rely on interviews and dialogues designed to create genuine professional bonds. For compliance professionals, this may mean inviting general counsel, audit leads, HR heads, or even regulators to discuss how they envision ethics and compliance evolving in their respective domains.

Instead of focusing on legal jargon, the host becomes the facilitator of understanding. The show notes and promotions should highlight the guest’s insights, emphasizing shared goals and mutual respect. The relationship is the reward. Investment in this model should focus on enhancing the guest experience through thoughtful questions, warm follow-ups, and even small gestures of appreciation. In essence, your podcast becomes an extension of your compliance diplomacy—building bridges before you need to cross them.

2. Audience Engagement: Educating, Empowering, and Evolving Your Compliance Community

If your compliance podcast already has a defined internal or external audience, such as employees across global subsidiaries or a community of compliance peers, then an Audience Engagement podcast is your vehicle for connection. This format thrives on flexibility. You can host Q&A sessions on compliance dilemmas submitted anonymously by employees, share brief educational “compliance tips,” or conduct interviews with experts on specialized risks, such as data privacy or sanctions compliance. What makes this model powerful for compliance is its two-way nature. Audience Engagement podcasts invite feedback, discussion, and participation. They allow you to hear the “compliance pulse” of your organization.

For show notes, focus on actionable takeaways: steps, checklists, and reflection prompts. This is also the ideal blueprint for sponsorship if those sponsors align with your mission. For instance, an ethics-tech vendor or compliance training platform might co-sponsor an educational episode. Your investment priority? High production value and multi-format distribution. A compliance podcast becomes truly valuable when the same episode can be transcribed for newsletters, summarized for LinkedIn, and clipped for internal training. In this way, Audience Engagement podcasts move compliance from “check the box” to “join the conversation.”

3. Thought Leadership: Becoming the Voice of Compliance

If Relationship Building is about who you know, then Thought Leadership is about what you stand for. This is the blueprint that transforms a compliance officer into a recognized industry authority. A Thought Leadership podcast emphasizes ideas, analysis, and influence. These shows often blend solo commentary with expert dialogues. Think of it as a weekly masterclass on governance, ethics, and risk. It is your chance to interpret trends, dissect new regulations, and challenge the status quo.

Show notes should highlight key ideas and next steps, turning insight into implementation. In a world where the DOJ’s Evaluation of Corporate Compliance Programs (ECCP) evolves annually, a compliance Thought Leadership podcast keeps your organization ahead of the curve. This is also where you invest in top-tier audio and post-production. Crisp sound and professional editing convey credibility. The same principle applies in compliance: presentation reflects integrity. By consistently producing thoughtful, well-researched episodes, you elevate your company’s brand while modeling what ethical leadership sounds like.

4. Conversion: Moving from Awareness to Action

In compliance, we often talk about buy-in. A Conversion podcast achieves precisely that: it turns awareness into action, engagement into enrollment. This blueprint aligns perfectly with the internal marketing of a compliance program. For instance, you might produce a limited series leading up to Corporate Compliance and Ethics Week, encouraging employees to sign up for training or submit compliance questions. Alternatively, external consultants can use a Conversion podcast to build trust with prospective clients by featuring successful case studies and compliance transformations.

Here, a case-study-style interviews work beautifully. Think of an episode featuring a supply-chain leader who revamped due diligence using new analytics tools, or a CCO who implemented an effective third-party risk program. Each story demonstrates value and calls the listener to act: “Here’s what we did. You can too.” No outside sponsors are needed in this model. The “product” is your compliance initiative. The goal is measurable engagement, as evidenced by increased training completions, a stronger reporting culture, or higher attendance at ethics town halls. A Conversion podcast is, in many ways, compliance communication at its most strategic. It moves your audience along the maturity curve from awareness to advocacy.

5. Content: Building a Compliance Knowledge Engine

Finally, we reach the Content podcast, which is the Swiss Army knife of the blueprints. Every compliance communicator needs one, whether it stands alone or supports your other podcast strategies. A Content podcast is designed for repurposing. Every episode becomes a cornerstone for articles, blog posts, training clips, and internal briefings. For compliance professionals, this is a dream model: every 20-minute conversation with a subject-matter expert can be transcribed into policy guidance, an internal newsletter feature, or even a white paper.

Show notes here should be as detailed as possible. Here, you can think of them as a searchable compliance archive. Want to create a “Compliance 365” campaign? Your Content podcast provides the raw material. The main investment should go into formatting and distribution. Use transcripts, video snippets, and visual infographics to meet your audience where they are, whether in the boardroom, on the factory floor, or scrolling LinkedIn during lunch. A Content podcast ensures that your compliance message doesn’t end when the mic goes off. It endures across formats, reinforcing the culture of ethics you’re working to establish.

Pulling It All Together: The Compliance Podcast as a Strategic Asset

So which blueprint should you choose? The answer, as in compliance itself, depends on your goals. If your goal is to build alliances within the business, focus on Relationship Building. To foster ongoing dialogue, select Audience Engagement. To elevate your professional reputation and set the tone for the field, lead with Thought Leadership. When you need to move your stakeholders toward action, lean into Conversion. And if your goal is sustainability and scalability, Content will power your entire ecosystem.

The best compliance podcasts blend these blueprints. A single series might start with Relationship Building and a Chief Audit Executive, evolve into Thought Leadership commentary, and conclude with a Conversion-style call to action for employees to “Speak Up.” The beauty of podcasting for compliance professionals lies in its adaptability. It is not merely a medium, but rather it is a method of leadership.

A compliance podcast is not just another communication channel; it is a strategic platform that amplifies trust, transparency, and accountability. When done right, it embodies the very principles we champion as compliance professionals.

Before you hit “record,” ask yourself: What is my blueprint? Because when your voice carries purpose and your podcast carries integrity. Remember, you are not just broadcasting; you are also engaging. You are building the next generation of compliance culture.

For a free eCopy of Megan’s book, Podcasting for Business, click here.

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Blog

The 2025 Agora Award: How Regulatory Ramblings Is Changing the World One Podcast Episode at a Time

When the Compliance Podcast Network (CPN) launched the Agora Awards for Excellence in Business Podcasting in 2024, the goal was simple yet profound: to honor voices that move the compliance and ethics profession forward. Named for the ancient Greek agora, the public square where citizens once gathered to exchange ideas, debate policy, and shape civic life, the award celebrates podcasters who use their platform to transform conversation into change. In a world where ethics, regulation, and governance intersect more visibly than ever before, the Agora Award recognizes those who elevate discourse and inspire integrity.

The inaugural 2024 award went to Mary Shirley and Lisa Fine, co-founders of the Compliance Podcast Network and hosts of Great Women in Compliance (GWIC). Their groundbreaking show spotlighted the achievements of women across the compliance profession, transforming individual stories into a collective movement for inclusion, mentorship, and leadership.

But as important as all that was and continues to be today, their work redefined what a compliance podcast could be: not just a vehicle for information, but a community where authenticity and purpose meet. What started as a LinkedIn group evolved into conference appearances, roundtables, and is now a full-blown annual conference on Women in Compliance. In short, Lisa Fine and Mary Shirley changed the world through their podcast.

They set the bar for the Agora Award very high indeed.

A New Voice for a Global Dialogue

We’re still here.” -Ajay Shamdasani

With that comment, Ajay Shamdasani provided one of the most important reasons for a podcast on business and regulatory issues. It also speaks directly to the power of podcasting. In 2025, the Agora Award torch passed to Regulatory Ramblings, a podcast that has taken the global conversation on law, regulation, and ethics to new heights. Produced with intellectual rigor and deep curiosity, Regulatory Ramblings exemplifies the power of podcasting to bridge the gap between academia, policy, and practice. It does not simply explain rules; it explores the reasons behind them, the people affected by them, and the unintended consequences that ripple through society.

The team behind Regulatory Ramblings represents an interdisciplinary powerhouse dedicated to thought leadership and accessible scholarship. Professor Douglas Arner serves as the team leader, guiding the show’s intellectual vision with his trademark clarity and depth of understanding in global financial regulation and fintech. Pros Laput, the producer, ensures that each episode flows seamlessly from concept to conversation, marrying technical excellence with creative storytelling. Ying Ming Chan, the research assistant, brings academic precision to every topic, helping the team distill complex legal frameworks into insights that listeners can apply in their own work. Finally, the host and showrunner bring it all together. A longtime journalist in APAC, he brings a sharp interviewing style, journalistic instincts, and a global perspective, creating the connective tissue between expert guests and an engaged audience.

Turning Regulation Into Storytelling

What sets Regulatory Ramblings apart is its ability to humanize regulation. Rather than treating law and compliance as static frameworks, each episode explores the living, breathing world of policy as it affects individuals, businesses, and nations. Whether unpacking the evolution of digital finance, exploring sustainable governance, or examining the ethical dimensions of emerging technologies, the show approaches each issue with balance, curiosity, and conscience.

Listeners find themselves drawn not just to the content but also to the cadence of conversation—a blend of academic inquiry and practical insight that makes complex regulatory debates accessible without losing nuance. The result is a podcast that educates as it empowers, cultivating a new generation of professionals who view regulation not as an obstacle but as a tool for building trust, stability, and fairness in markets worldwide.

The Spirit of the Agora Lives On

The Agora Award is designed to celebrate precisely this kind of transformative impact. Just as Great Women in Compliance gave voice to the personal and professional journeys that define the ethics community, Regulatory Ramblings demonstrates that regulation, too, has a human story. It reminds us that at the heart of every compliance framework is a question of values: how do we balance innovation with accountability, freedom with fairness, and progress with protection?

By fostering thoughtful dialogue on these questions, Regulatory Ramblings continues the Agora tradition of turning discourse into purpose. In an era when soundbites dominate the digital landscape, the show offers something rare: a space for reflection, understanding, and critical engagement. It’s not simply about what the rules say, but why they matter and how they evolve.

Voices that Shape the Future

As we look to the future of compliance and governance, Regulatory Ramblings stands as a testament to the power of collaboration and intellect. Professor Arner’s leadership anchors the show in academic rigor; Laput’s production craft transforms scholarship into story; Chan’s research deepens every discussion; and Shamdasani’s voice connects global listeners to the pulse of regulatory innovation. Together, they exemplify the best of what podcasting can achieve when it merges substance with storytelling.

The 2025 Agora Award not only honors Regulatory Ramblings for excellence in production and impact, but it also recognizes the show’s role in advancing the global conversation about ethics, regulation, and the public good. The conversations on the pod range globally, from APAC to the MENA, EU, and US, but it is a Hong Kong-based podcast that continually reminds us that Hong Kong is still here. In doing so, it reinforces what the Agora has always stood for: open dialogue, intellectual courage, and the belief that conversation can lead to transformation.

For the compliance and governance community, that message resonates deeply. Because in the end, as Regulatory Ramblings so brilliantly demonstrates, the real power of podcasting is not simply in talking; it is in changing the way we think.

Resources

Presentation of the Agora Award at the 2025 Podcasting for Business Conference. Click here for information and registration. The event is at no charge. The Agora Award will be presented to Ajay Shamdasani at 11:15 AM on Tuesday, November 11. Immediately thereafter, I will be in conversation with Ajay about Regulatory Ramblings and the significance of the award to the team.

Check out Regulatory Ramblings on the Compliance Podcast Network.

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ACI FCPA Conference 2025

ACI-FCPA Conference Speaker Preview Series – Anik Shah on Lawyering Through These Uncertain Times

In this episode of the ACI-FCPA and Global Anti-Corruption Conference Speaker Podcasts series, Anik Shah discusses his panel at the event, “Lawyering Through Uncertainty: The New Reality of Advising Clients and Making Decisions in Unchartered Territory.”

Some of the issues the panel will discuss are:

  • Navigating current client dilemmas;
  • Risk Assessments and Internal Investigations;
  • Recalibrating your compliance program for 2026 and beyond.

I hope you can join me at the ACI–FCPA Conference. This year’s event will take place on December 3-4 at the Gaylord National Resort & Convention Center in National Harbor, Maryland, near Washington, D.C. The lineup of this year’s event is simply first-rate, featuring some of the top FCPA professionals, white-collar attorneys, and compliance practitioners in the field.

The 2025 program is being completely redesigned to help your organization stay agile, responsive, and ahead of the curve. Expect a dynamic agenda shaped by real-world priorities, practical takeaways, and the most cutting-edge thinking in compliance—led by a faculty of global practitioners with boots on the ground, encountering the very risks that come across your desk.

Please join me at the event. For information on the event, click here. Listeners of this podcast will receive a discount by using the code D10-999-CPN26.

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Daily Compliance News

Daily Compliance News: November 10, 2025, The More Pardons for Corruption Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.

  • Trump pardons yet another corrupt GOP politician. (ABC)
  • Corruption saps growth in the Philippines. (Bloomberg)
  • More PwC cuts. (WSJ)
  • The Trump Administration blocks Gunvor’s takeover of Russia’s energy assets.(WSJ)

The Daily Compliance News has been honored as the No. 2 in Best Regulatory Compliance Podcastscategory.

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FCPA Compliance Report

FCPA Compliance Report – Exploring AI Adoption in Risk and Compliance with Richard Graham

Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Richard Graham, Director – KYC / Financial Crime at Moody’s, to discuss the newly released AI Risk and Compliance Survey.

Graham shares his extensive background in financial crime and technology, emphasizing his current role, which focuses on KYC and financial crime at Moody’s. Together, they discuss the survey’s insights, which reveal that 53% of 600 senior risk professionals surveyed are currently using AI for risk management, representing a significant increase from the previous year. Graham explains the crucial role of high-quality data in maximizing AI’s potential and highlights its rapid adoption driven by its demonstrated benefits in compliance and risk management. The conversation also explores the evolving role of risk professionals in the context of AI tools, the impact of regulatory awareness, and the industry’s shift towards more proactive risk management.

Key highlights:

  • Overview of AI Risk and Compliance Survey
  • Key Findings and Industry Trends
  • Adoption of AI in Banking and Corporates
  • Early Wins and Barriers to Scale
  • Data Governance and Regulatory Expectations

Resources:

Richard Graham on LinkedIn

Moody’s

Moody’d AI Risk and Compliance Survey

Tom Fox

Instagram

Facebook

YouTube

Twitter

LinkedIn

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Compliance Tip of the Day

Compliance Tip of the Day – Winnie the Pooh and Compliance Week – Tigger and Sales Incentives

Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, our goal is to provide you with bite-sized, actionable tips to help you stay ahead in your compliance efforts. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

We begin a week of fun in compliance by looking at how Winnie the Pooh and his friends inform your compliance program. We start by using Tigger to examine sales incentives within a best practices compliance program.

For more information on this topic, refer to The Compliance Handbook: A Guide to Operationalizing Your Compliance Program, 6th edition, recently released by LexisNexis. It is available here.

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AI Today in 5

AI Today in 5: November 10, 2025, The Use AI or Be Fired Edition

Welcome to AI Today in 5, the newest edition of the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest related to AI.

Top AI stories include:

  1. 5 Pillars for AI Compliance. (Medical Economics)
  2. Use AI or be fired. (WSJ)
  3. Is AI something more than intelligent? (NYT)
  4. Voice phishing is AI fraud. (FT)
  5. Is AI spending out of control? (Bloomberg)

For more information on the use of AI in compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com