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MoForecast

MoForecast: Predictions on the FCA


In this episode of MoForecast, Morrison & Foerster partner James Koukios speaks with fellow partners Brian Kidd and Alex Ward about what to expect in the False Claims Act (FCA) space under the new Biden Administration.

The MoForecast podcast series, produced by global law firm Morrison & Foerster, looks into what we saw in the legal landscape under the Trump administration and how policies might change under President Biden by leveraging the firm’s decades of private practice experience and insight from former government roles. Discover more MoForecast episodes.
About the Speakers
James Koukios is co-chair of Morrison & Foerster’s Securities Litigation, Enforcement, and White Collar Defense Group and serves as co-head of the FCPA + Global Anti-Corruption Practice. James represents companies and individuals in high‑stakes government enforcement actions and complex internal investigations. He previously served as a federal prosecutor at the U.S. Department of Justice (DOJ), where he was the lead prosecutor in two landmark FCPA related trials: United States v. Esquenazi and United States v. Duperval. While at DOJ, James also served as lead prosecutor in United States v. AEY Inc., a defense procurement fraud and export licensing case that served as the basis for the 2016 film War Dogs. He also previously served as Special Counsel to then-FBI Director Robert S. Mueller, III.
James is joined in this episode by:

  • Alex Ward, partner in Morrison & Foerster’s Washington, D.C. office and co-chair of the firm’s Government Contracts and Public Procurement practice
  • Brian Kidd, partner in Morrison & Foerster’s Washington, D.C. office and former Chief of DOJ’s Market Integrity and Major Frauds Unit

The Morrison & Foerster team is made up of talented defense lawyers, including many who once served as prosecutors and regulators. The team helps firm clients resolve their legal issues by immersing themselves in how their clients think and operate. Learn more about the firm’s Investigations + White Collar Defense, False Claims Act, and Government Contracts + Public Procurement groups.
 

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Innovation in Compliance

Business and Financial Fraud: Yesterday, Today, and Tomorrow: Part 3 – Best Practices in Fraud Prevention


Welcome to a special five-part K2 Integrity sponsored podcast, series Business and Financial Fraud: Yesterday, Today, and Tomorrow. In this series I am joined by Joanne Taylor, a Managing Director at K2 Integrity. She has 20 years of legal, investigations and financial crime compliance experience, working within the financial and legal services industries. I am also joined by Ray Dookhie, a Managing Director in K2 Integrity’s Investigations and Risk Advisory practice, with more than 25 years of experience in compliance, integrity risk monitoring and management, and investigations. Over this series, we will consider the top fraud trends you might expect to see in 2021, what the regulatory landscape may well look like in 2021, best practices in fraud prevention, how to detect fraud and responding to fraud once it is uncovered. In Part 3, Ray Dookhie reviews best practices in fraud prevention.
Join us tomorrow in Part 4 where we look at strategies for detecting fraud.
For more information on K2 Integrity, check out their website here.

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Great Women in Compliance

A Mary Soliloquy


Welcome to the Great Women in Compliance Podcast, co-hosted by Lisa Fine and Mary Shirley.
We love getting inspiration from great places and what a better a place to gain inspiration for an episode than one of our sister podcasts on the Compliance Podcast Network?!  In this week’s episode, Mary channels the Everything Compliance team and walks through her list of rants and raves for the moment.
We boo misogyny in the workplace (and well, everywhere if we’re frank), erosion of Chief Compliance Officer authority and treating job seekers with disrespect.
We celebrate male allies of feminism in Compliance, those volunteering for Compliance Career Connection and all of our listeners who keep an open mind as to different perspectives while investing in growth and professional development.
We like to share advice and tips on the podcast via our learned guests but some things don’t have immediate answers, including some aspects of what we’ve canvassed today.  If you’d like to share your thoughts on the issues raised, we invite you to connect with us at GWICpod@gmail.com.
The Great Women in Compliance Podcast is proudly featured on the Compliance Podcast Network and sponsored by Corporate Compliance Insights.  If you enjoyed this episode please subscribe to the podcast and rate it on your podcast player to help other compliance professionals find it.  Want to hear more from us?  We have a book, “Sending the Elevator Back Down: What We’ve Learned from Great Women in Compliance” (CCI Press, 2020) which is available on Amazon.com and Book Depository.
If you’ve already read the booked and liked it, will you help out other women to make the decision to leverage off the tips and advice given by rating the book and giving it a glowing review on Amazon?
As always we are so grateful for all of your support and if you have any feedback or suggestions for our 2021 line up, or would just like to reach out and say hello, we always welcome hearing from our listeners.
You can subscribe to the Great Women in Compliance podcast on any podcast player by searching for it and we welcome new subscribers to our podcast.
Join the Great Women in Compliance community on LinkedIn here.

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Compliance Into the Weeds

The SEC and Climate Disclosures


Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deep dive into the recent announcement by the SEC that it would start paying more attention to companies’ climate change disclosures.  Some of the issues we consider are:

  • What did acting Chairman Allison Herren Lee announce?
  • A review of the 2010 Climate Guidance
  • What changes might be in the offing?
  • What will the SEC process be going forward?
  • What frameworks might the SEC use as a guide?
  • What does this mean for the compliance function?
  • What are the compliance lessons? 

Resources
Matt’s blog post on Radical Compliance:
SEC Fires Warning Shot on Climate Disclosure

Categories
Daily Compliance News

March 3, 2021, the Uncomfortable Truths edition


In today’s edition of Daily Compliance News:

  • Biden Administration sanctions Russia for poisoning of Navalny. (WSJ)
  • Gun industry lawsuit over false claims in advertising. (NYT)
  • Nike exec quits over COI. (BBC)
  • Gensler testifies. (WaPo)
Categories
The Compliance Life

Rob Chesnut – UVA and AUSA


The Compliance Life details the journey to and in the role of a Chief Compliance Officer. How does one come to sit in the CCO chair? What are some of the skills a CCO needs to success navigate the compliance waters in any company? What are some of the top challenges CCOs have faced and how did they meet them? These questions and many others will be explored in this new podcast series. Over four episodes each month on The Compliance Life, I visit with one current or former CCO to explore their journey to the CCO chair. This month, my guest is Rob Chesnut, whose most recent position was as the Chief Ethics Officer at Airbnb. He is also the author of the best-selling book,  Intentional Integrity: How Smart Companies Can Lead an Ethical Revolution with St Martin’s Press.
In this first episode, take a look at Rob’s college study at UVA and how the UVA Honor Code influenced him throughout his professional career. We moved to first job out of law school and what led you to the US Attorney’s office. We concluded by looking at some of the top cases he prosecuted while an AUSA.

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The Affiliated Monitors Expert Podcast

Cultural Differences in Monitorships


In this podcast, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors. In this episode, we consider the cultural differences between international and US domestic monitorships.
Gordon noted that when structuring a monitorship of an entity or an individual, it can be an unknown. Some of the issues include how to approach and interact with all the stakeholders and how that is organized, as monitorships are heavily impacted by cultural considerations. Gordon stated, “I’ve lived in, worked in numerous countries and I can tell you that those legal processes, there are absolutely important cultural differences that have to be built in. For instance, I’ll take an example here in the US there really is not the same expectation that a corporation will take care of its employees beyond what is required under labor and employment law and safety laws. Yet in many other countries, employers may develop deep personal relationships with employees, really on a level that you and I might associate with familial relationships.” Obviously, this has impacts for monitorships with an international component.
Additionally, there may be separate monitorships from different sets of prosecutors. For instance, the Odebrecht corruption case mandated a US and Brazilian monitor. Gordon said that in such a situation, “as a monitor, we are appointed to help the organization remediate and approve. We need that buy-in, all the stakeholders.” Equally importantly, when a US based monitor is in other countries,  considerations of cultural sensitivities, norms, values, are part and parcel of the design of the monitoring program. There can be “cultural values such as maintaining harmony within the organization, change how we approach interviews, dialogue with employees and managers, building consensus and so on. This can extend to seemingly basic monitoring elements such as asking and receiving questions. It can also be around how poor decisions can even be challenged within the company as in many cultures, they do not embrace challenging management even when employees know that what the managers are doing are violating the law.” All of these factors must be taken into consideration.
For more information on AMI, check out their website. For more information on Mikhail Reider-Gordon, check out her LinkedIn profile.

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Innovation in Compliance

Business and Financial Fraud: Yesterday, Today, and Tomorrow: Part 2 – Regulatory Landscape in 2021


Welcome to a special five-part K2 Integrity sponsored podcast, series Business and Financial Fraud: Yesterday, Today, and Tomorrow. In this series I am joined by Joanne Taylor, a Managing Director at K2 Integrity. She has 20 years of legal, investigations and financial crime compliance experience, working within the financial and legal services industries. I am also joined by Ray Dookhie, a Managing Director in K2 Integrity’s Investigations and Risk Advisory practice, with more than 25 years of experience in compliance, integrity risk monitoring and management, and investigations. Over this series, we will consider the top fraud trends you might expect to see in 2021, what the regulatory landscape may well look like in 2021, best practices in fraud prevention, how to detect fraud and responding to fraud once it is uncovered. In Part 2, Ray Dookhie joins me to consider what the fraud regulatory landscape may look like in 2021.
Join us tomorrow in Part 3 where we look at best practices in fraud prevention.
For more information on K2 Integrity, check out their website here.

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The Ethics and Compliance Library

The Ethics and Compliance Library: Blind Spots

 
In episode 1 of the Ethics and Compliance Library, we will analyze Blind Spots by Ann Tenbrunsel and Max Bazerman.
Listen to the Episode now:

 
Blind Spots explores behavioral ethics from the individual, organizational, and societal levels, setting up a framework for evaluating decisions, morals, and the world around us. The book kicks off by asking readers to evaluate their ethicality compared to others on a scale of 1 to 100. If we aggregated all the scores each of this podcast’s listeners gave themselves, studies show we would average higher than 50, even though the average should be 50. This alerts us to blind spots that exist in our ethicality.
Through an interview with Dr. Ann Tenbrunsel herself as well as an interview with thought leader, Philip Winterburn of Convercent, we will begin to uncover what those blind spots are, why they exist, and how we move beyond them. Listeners can expect to better understand the framework laid out in Blind Spots and have some actionable take-aways for how to implement that framework at the three levels.
Join me in the Converge community to continue engaging in the conversation started on the podcast!
Get the Book:  
Blind Spots

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Voices of Data Protection

Balancing data protection and productivity in the digital era


The podcast is hosted by Bhavanesh Rengarajan, a Principal Program Manager at Microsoft. In each episode he talks with industry experts, leaders, and program managers from Microsoft to learn how digital transformation is accelerating the need for compliance, how organizations are navigating this new landscape, and learn best-in-class practices and solutions to get your organization started and bring compliance to the next level.
In this episode we discuss how the pandemic and remote work have accelerated the need for compliance and how organizations are navigating this new landscape. The explosion of data combined with remote work brings to the forefront the need for automated solutions that leverage the best of machine learning and artificial intelligence to protect data and stay compliant while enabling productivity.
Listen to the Episode now:

Voices of Data Protection is a show about the latest processes and solutions to help you manage your data, keep it safe, and stay compliant. We talk with industry experts, leaders, and program managers from Microsoft to learn how digital transformation is accelerating the need for compliance, how organizations are navigating this new landscape, and learn best-in-class practices and solutions to get your organization started and bring compliance to the next level. Transcripts are available for all episodes. For more infomration, visit: https://aka.ms/voicesofdataprotection
Learn More
Subscribe on: Apple Podcasts, Spotify, Google Podcast, Stitcher, Deezer