Tag: AI

Compliance Tip of the Day – AI Powered Internal Controls

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Post date October 17, 2025
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Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, we aim to provide you with bite-sized, actionable tips to help you stay on top of your compliance game. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

This week, we consider issues around internal controls in a best practices compliance program. Today, we consider how you can leverage AI to enhance your AI control framework.

For more on this topic, check out The Compliance Handbook: A Guide to Operationalizing Your Compliance Program, 6th edition, which LexisNexis recently released. It is available here.

Tags AI, AI based internal controls, compliance, Internal Controls

AI Today in 5

AI Today in 5: October 17, 2025, The All WSJ Edition

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Post date October 17, 2025
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Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI, so start your day, sit back, enjoy a cup of morning coffee, and listen in to the AI Today In 5, all from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest related to AI.

Top AI stories include:

AI data centers are building their own power grids. (WSJ)
What is data debt? (WSJ)
Selling penthouses with AI help. (WSJ)
Using AI to tackle tariffs. (WSJ)
The context gap in AI. (WSJ)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com

Tags AI, context gap, data debt, tariffs

AI Today in 5

AI Today in 5: October 16, 2025, The Texas Gas Edition

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Post date October 16, 2025
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Top AI stories:

Silicon Valley is pouring money into AI. (Yahoo!Finance)
AI credentials program for healthcare. (BusinessWire)
AI chatbots are replacing Indian call centers. (Reuters)
Texas energy and AI chips. (WSJ)
Microsoft to process data using AI inside the UAE. (The National)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

Tags AI, chatbots, healthcare, Microsoft, Texas, UAE

AI Today in 5

AI Today in 5: October 15, 2025, The White House Target Edition

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Post date October 15, 2025
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Top AI stories include:

AI assistant for loan compliance. (Housing Wire)
AI for customer outreach compliance. (Business Wire)
Streamlining compliance for marketing with AI. (CMS Wire)
Anthropic is a WH target. (Bloomberg)
OpenAI has a 5-year plan to spend $1tn. (FT)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

Tags AI, Anthropic, compliance, OpenAI

AI Today in 5

AI Today in 5: October 14, 2025, The Pope Speaks on AI Edition

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Post date October 14, 2025
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Top AI stories include:

New AI tool for EU regs. (ITBrief)
New sustainability AI tool. (Bakersfield.com)
AI video analytics transform campus safety. (Campus Safety)
Pope cautions vigilance about who controls AI.(Bloomberg)
CA is the first state to regulate AI chatbots. (TechCrunch)

For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.

Tags AI, Au analytics, California, Chat Bot regulation, EU, Pope Leo, sustainability

AI Today in 5

AI Today in 5: October 10, 2025, The Romantic AI Edition

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Post date October 10, 2025
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Top AI stories include:

How does AI think? (WSJ)
Can you trust your eyes anymore? (NYT )
20% of high schoolers have romantic relationships with AI. (NPR )
Saunders says AI will cost 100MM jobs. (Yahoo!News)
Data quality and AI. (Global Newswire)

Tags AI, compliance, data quality

Compliance Tip of the Day

Compliance Tip of the Day – Compliance Lessons from Wells Fargo’s AI-Assisted Whistleblower Program

Post author By Admin
Post date October 10, 2025
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Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance professional or just starting your journey, our goal is to provide you with bite-sized, actionable tips to help you stay ahead in your compliance efforts. Join us as we explore the latest industry trends, share best practices, and demystify complex compliance issues to keep your organization on the right side of the law. Tune in daily for your dose of compliance wisdom, and let’s make compliance a little less daunting, one tip at a time.

Today, we conclude our look at how companies are using AI in their business operations and draw compliance lessons from this use for compliance professionals. Today, we continue with compliance lessons from Wells Fargo’s development of an AI-assisted tool to help in the triage of whistleblower complaints.

For more information on this topic, refer to The Compliance Handbook: A Guide to Operationalizing Your Compliance Program, 6th edition, recently released by LexisNexis. It is available here.

Tags AI, compliance, Wells Fargo, whistleblower triage

Compliance Tip of the Day

Compliance Tip of the Day – Compliance Lessons from Citibank’s AML Program

Post author By Admin
Post date October 9, 2025
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This week, we continue our look at how companies are using AI in their business operations and draw compliance lessons from this use for compliance professionals. Today, we continue with compliance lessons from Citibank’s development of a worldwide AML tool.

For more information on this topic, refer to The Compliance Handbook: A Guide to Operationalizing Your Compliance Program, 6th edition, recently released by LexisNexis. It is available here.

Tags AI, AML, Citibank, compliance, ML

Daily Compliance News

Daily Compliance News: October 9, 2025, The More Scrutiny Edition

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Post date October 9, 2025
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional.