Tag: corruption

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Daily Compliance News

February 10, 2023 – The Going to War Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • SW blames the weather, and its pilots blame outdated tech. (Reuters)
  • 5th circuit says foreigners can be charged under FCPA for work outside the US. (Law360)
  • Starting the fight against corruption in schools. (Miami Herald)
  • Merck insurers deny payment for cyber-attack based on war exclusion. (WSJ)
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Daily Compliance News

February 9, 2023 – The Fake Letter Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Wells Fargo settles yet another shareholder lawsuit. (Reuters)
  • Canada sanctions those involved in Haiti’s corruption. (ICIJ)
  • Don’t send the sentencing Judge a fake letter. (Bloomberg)
  • ABA doesn’t want to report suspicious transactions. (WSJ)

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Daily Compliance News

February 8, 2023-the Dry at MSG Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • No beers at MSG? (Reuters)
  • Corps want business data protected under EU Data Act. (FT)
  • Singapore may review the non-prosecution of Keppel Offshore. (Bloomberg)
  • Crypto rebrands. (WSJ)
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Daily Compliance News

February 7, 2023 – The Spotting Ponzi Schemes Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • FTX judge considers independent investigation. (Reuters)
  • Chinese soccer is under corruption scrutiny. (Global Times)
  • 7 ways to spot a Ponzi scheme. (WaPo)
  • How to build successful sustainability programs. (WSJ)
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Daily Compliance News

February 4, 2023 – The Pope Fights Corruption Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Will Weisselberg flip? (Bloomberg)
  • FTC says Lena can participate. (Law360)
  • DOJ looking at Silvergate. (Reuters)
  • Pope urges rejection of corruption. (AP News)
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Daily Compliance News

February 1, 2023 – The Most Corrupt in Europe Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Allianz employee claims prosecutors and his lawyers ‘set him up.’ (WSJ)
  • More fraud in the crypto world. (WSJ)
  • Tesla’s self-driving claims are under criminal investigation. (Reuters)
  • Hungary is the most corrupt country in the EU. (Politico)
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Daily Compliance News

January 30, 2023 – The Robbing Ohio Blind Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Is corruption robbing Ohio blind? (Ohio Capital-Journal)
  • Shareholders can sue execs for ‘failure of oversight.’ (Reuters)
  • Is SBF contacting witnesses edition? (WSJ)
  • The court hearing on a monitor for Boeing. (Law360)
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Daily Compliance News

January 28, 2023 – The NCAs Hurt Health Care Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Ukraine corruption raises concerns in Senate. (NYT)
  • Where do your bytes originate? (FT)
  • Former Venezuelan Chief Justice indicted for AML. (Reuters)
  • How NCAs hurt health care. (Bloomberg)
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Daily Compliance News

January 27, 2023 – The 4th Estate Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Ukrainian journalists are leading the unmasking of gov officials’ corruption. (WaPo)
  • Hindenburg strikes again. (NYT)
  • Morgan Stanley levels internal fines for employees using ephemeral messaging. (FT)
  • Banks were told to watch out for Russian oligarch real estate deals. (WSJ)
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Daily Compliance News

January 26, 2023 – The Offices Search Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • PwC, Boston Consulting Group offices search in Dos Santos corruption investigation. (ICIJ)
  • Corp execs now have a duty of oversight in Delaware. (Reuters)
  • 4 top pods on women and working. (FT)
  • British gambler fined for AML failures. (WSJ)