Tag: corruption

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Sunday Book Review

April 2, 2023 – The Books on Corruption, Part 2 Edition

In the Sunday Book Review, I consider books that interest the compliance professional, the business executive, or anyone curious. It could be books about business, compliance, history, leadership, current events, or anything else that might interest me. In today’s edition of the Sunday Book Review, we conclude a multipart blog post series considering some of the tops on corruption:

Resource

Top 10 books about corruption by David Beckler in The Guardian

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Daily Compliance News

March 31, 2023 – The Binance CCO Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

· Binance CCO at the center of SEC charges. (WSJ)

· Ecuador President to face corruption charges. (FT)

· Tokyo Olympic corruption scandal is still causing Japan headaches. (NYT)

· West can help Ukraine rein in corruption. (Reuters)

Categories
Daily Compliance News

March 28, 2023 – The Textbook Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

·       Venezuela cracks down on corruption. (Reuters)

·       CFTC sues Binance.  (Reuters)

·       Fed says SVB case of ‘textbook mismanagement.’ (NYT)

·       Pissed off from pay transparency. (FT)

Categories
Sunday Book Review

March 26, 2023 – The Books on Corruption, Part 1 Edition

In the Sunday Book Review, I consider books that would interest the compliance professional, the business executive or anyone who might be curious. It could be books about business, compliance, history, leadership, current events or anything else that might interest me. In today’s edition of the Sunday Book Review, we begin a multipart blog post series considering some of the top books on corruption:

  • It’s Our Turn to Eat by Michela Wrong
  • Dark Money by Jane Mayer
  • A The Fifth Risk: Undoing Democracy by Michael Lewis
  • The Border by Don Winslow
  • Thieves of State by Sarah Chaves

Resource

Top 10 books about corruption by David Beckler in The Guardian

Categories
Daily Compliance News

March 25, 2023 – The Mintz Employees Arrested in China Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Legacy of Iraq-corruption, corruption, and more corruption. (AP)
  • Tiktok CEO struggles before Congress. (NYT)
  • Coinbase gets Wells Notice. (Bloomberg)
  • Mintz Group was raided in China, and employees were arrested. (Reuters)
Categories
Daily Compliance News

March 24, 2023 – A Cluster at Treasury Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

· CA to try and clean up cannabis regulatory corruption. (LA Times)

· UBS and Credit Suisse: a clash of cultures. (FT)

· Could FinCEN have fouled up the corporate registry any worse? (WSJ)

· IKEA in the UK told to protect staff from sexual harassment. (BBC)

Categories
Daily Compliance News

March 23, 2023 – The No Chickens Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Don’t want no chickens. (Reuters)
  • End of Swiss exceptionalism. (Bloomberg)
  • Banks botching risk management. (WSJ)
  • Companies are looking at another year of shareholder sustainability proposals. (WSJ)
Categories
Daily Compliance News

March 22, 2023 – The Fighting Autocracy Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

·       Fighting Autocracy means fighting corruption. (War on the Rocks)

·       Scandal killed Credit Suisse. (Bloomberg)

·       JPMorgan and Deutsche Bank must defend Epstein cases. (CNN)

·       Habits of Sweet 16 underdogs. (WSJ)

Categories
Daily Compliance News

March 21, 2023 – The Cancel Spring Break Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Miami Beach wants to cancel Spring Break. (WSJ)
  • The $17bn wipe out. (FT)
  • South African corruption investigator murdered. (BBC)
  • Does Venezuela Oil Minister resign in corruption probe? (Reuters)
Categories
Daily Compliance News

March 18, 2023 – The Corrupt Client Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • My client is the speaker. (Law360)
  • The US sanctions the former Bosnia Intelligence Chief for corruption. (Balkan Insights)
  • Lessons from the Householder conviction. (Cincinnati Enquirer)
  • Jes Staley to be deposed over Epstein connections. (Reuters)