Tag: corruption

10 For 10: Top Compliance Stories For the Week Ending, November 1, 2025

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Post date November 1, 2025
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Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

Top weekly stories include:

Boeing hit with $5bn in late fee penalties. (BBC)
Corruption probe at Historic Environment Scotland. (BBC )
KPMG, Novo Bank targeted in corruption probe. (Bloomberg)
Ukraine receives an award for ABC. (Ukrinform)
All about FATF. (Bloomberg)
Texting in meetings is a CEO no-no. (WSJ)
Will Tesla lose Musk (w/o $1tn pay package)? (Yahoo!Finance)
Does insider trading = insider betting? (Bloomberg)
Tom Hayes sues UBS for $400MM. (Reuters)
How will the US define ‘country of origin’? (NYT)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.

Connect with Tom

You can purchase a copy of my new book, Upping Your Game, on Amazon.com

Tags Boeing, corruption, country of origin, FATF, insider trading, KPMG, NBA Betting Scandal, Tesla, Tom Hayes, UBS, Ukraine

Daily Compliance News

Daily Compliance News: October 31, 2025, The Happy Halloween Edition

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Post date October 31, 2025
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, including compliance, ethics, risk management, leadership, or general interest, relevant to the compliance professional.

Top stories include:

Boeing hit with $5bn in late fee penalties. (BBC)
Corruption probe at Historic Environment Scotland. (BBC)
KPMG, Novo Banco targeted in corruption probe. (Bloomberg)
Don’t lose your luggage on Air France. (NYT)

The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category.

Tags Air France, Boeing, corruption, KPMG, Novo Bank

Daily Compliance News

Daily Compliance News: October 29, 2025, The CEO No-No Edition

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Post date October 29, 2025
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

Texting in meetings is a CEO no-no. (WSJ)
Will Tesla lose Musk (w/o $1tn pay package)? (Yahoo!Finance)
Does insider trading = insider betting? (Bloomberg)
Tom Hayes sues UBS for $400 million. (Reuters)

The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category.

Tags ¡(H)Ola Compliance!, CEOs, corruption, insider trading, LIBOR, Tesla, texting in meetings, Tom Hayes

Daily Compliance News

Daily Compliance News: October 28, 2025, The Sleeper Issue Edition

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Post date October 28, 2025
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

Corruption probe in Mongolia. (WSJ)
How will the US define ‘country of origin’? (NYT)
US sanctions the Colombian President for ‘not doing enough.’ (WSJ)
Sports and mafia ties run deep. (ESPN)

The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category.

Tags corruption, country of origin, NBA Betting Scandal, sanctions

10 For 10

10 For 10: Top Compliance Stories For the Week Ending October 18, 2025

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Post date October 18, 2025
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Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, presents the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

Top stories include:

SEC wants to reduce the salaries of PCAOB Board members. (WSJ)
San Mateo County Sheriff removed for corruption. (San Francisco Chronicle)
Why Danielle Sasson resigned.
UK gov says if hacked, go to paper. (BBC)
BOA sued over alleged ties to Epstein. (Reuters)
Trump lobbies the Knesset. (Bloomberg)
The US forced the Dutch to fire the Chinese CEO of a chip company. (WSJ)
Why do you need glue employees? (WSJ)
Corruption puts Moroccan hospitals at breaking point. (France24)
CZ and Trump are now working together (in a family way). (Bloomberg)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.

Connect with Tom

You can purchase a copy of my new book, Upping Your Game, on Amazon.com

Tags BOA, corruption, CZ, Epstein, Glue Employees, PCAOB, SEC, Trump Administration

Daily Compliance News

Daily Compliance News: October 16, 2025, The Go with Paper Edition

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Post date October 16, 2025
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

Why Danielle Sassoon resigned. (The Salt Lake Tribune)
UK gov says if hacked, go to paper. (BBC)
BOA sued over alleged ties to Epstein. (Reuters)
More days, more bribes paid to Trump. (Bloomberg)

The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcasts category.

Tags BOA, corruption, cyber crime, Epstein, Eric Adams

Daily Compliance News

Daily Compliance News: October 15, 2025, The Cyber-Scam Edition

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Post date October 15, 2025
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Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

The US forced the Dutch to fire the Chinese CEO of a chip company. (WSJ)
Perfecting the Art of Corruption. (The Progressive)
The US and UK put sanctions on the Cambodian cyber-scam. (FT)
Trump lobbies the Knesset to pardon Netanyahu. (Bloomberg)

Tags corruption, cyber - scam

FCPA Compliance Report

FCPA Compliance Report – From the Courtroom to Compliance: FCPA Challenges and Strategies with James Koukios

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Post date October 13, 2025
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Join Tom Fox as he welcomes back MoFo partner James M. Koukios to discuss the themes and strategies observed in recent FCPA trials and the DOJ’s prosecutorial approach. They explore the importance of making juries care about corruption cases, the themes of abuse of power and financial motive, and the significance of concealment in establishing guilt. The conversation also touches on the future of FCPA trials and the DOJ’s commitment to prosecuting individuals involved in corporate misconduct. And of course, Go Blue!

Key highlights:

Making juries care about the impact of corruption is crucial.
Abuse of power is a central theme in corruption cases.
Concealment of actions indicates consciousness of guilt.
Compliance programs must emphasize transparency and documentation.
Jurors expect good governance and are sensitive to abuse of power.
Financial incentives in corporations should align with compliance.
Prosecuting individuals remains a priority for the DOJ.

Resources:

Morrison Foerster

James Koukios

Expect DOJ To Repeat 4 Themes From 2024’s FCPA Trials

Tom Fox

For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com.