Tag: crypto

July 20, 2022 the Going to Trial edition

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Post date July 20, 2022
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In today’s edition of Daily Compliance News:
·       Twitter-Musk trial set for October.   (WSJ)
·       Italian prosecutor drops ENI acquittal appeal.  (MarketWatch)
·       Layoffs hit crypto compliance personnel. (WSJ)
·       DOJ puts Amazon and civil litigants in ‘Time Out’. (WaPo)

Tags compliance, crypto, DOJ, fraud, Musk, twitter

Daily Compliance News

June 13, 2022 the Wells Fargo Under Investigation (Again) Edition

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Post date June 13, 2022
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In today’s edition of Daily Compliance News:

Senate bill to have CFTC regulate crypto. (WaPo)
Wells Fargo is under criminal investigation for fraudulent interviews. (NYT)
SEC begins an investigation into Goldman Sachs over ESG reporting. (WSJ)
Finance teams prepare for new ESG regs. (WSJ)

Tags CFO, CFTC, crypto, ESG, Goldman Sachs, SEC, Wells Fargo

Daily Compliance News

June 8, 2022 the Gupta Brothers Arrested Edition

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Post date June 8, 2022
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In today’s edition of Daily Compliance News:

Vietnamese minister sacked in corruption scandal. (Bloomberg)
Gupta Brothers arrested in Dubai. (WSJ)
ABC programs blockchain and crypto. (Kroll)
Wells Fargo halts fraudulent hiring program. (NYT)

Tags ABC programs, blockchain, corruption, crypto, Gupta Brothers, South Africa, Wells Fargo

Daily Compliance News

June 7, 2022 the Taser on a Drone Edition

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Post date June 7, 2022
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In today’s edition of Daily Compliance News:

Musk threatens to end Twitter deal. (WSJ)
Crypto insider charged with insider trading. (NYT)
Toshiba BOD conflicts breaks into the open. (Reuters)
Taser maker halts drone project as ethics panel members resign. (Reuters)

Tags crypto, Elon Musk, Toshiba, twitter

Daily Compliance News

June 6, 2022 the D-Day Edition

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Post date June 6, 2022
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In today’s edition of Daily Compliance News:

Bermuda doubles down as a crypto center. (WSJ)
Even more corrupt than Nixon. (WaPo)
NFTs-the wild west. (NYT)
Stellantis to plead guilty to emissions fraud. (NYT)

Tags crypto, NFT, Stellantis, Trump Administration

Daily Compliance News

May 4, 2022 the May the 4th Be With You Edition

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Post date May 4, 2022
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In today’s edition of Daily Compliance News:

SEC to hire more crypto fraud enforcers. (WSJ)
Who needs a business plan? (NYT)
Failures of UK sanctions. (FT)
SCt to overturn Roe v. Wade? (Reuters)

Tags crypto, Elon Musk, Roe v. Wade, SEC, Supreme Court, UK Sanctions

Daily Compliance News

April 29, 2022 the Billions to Hwang Edition

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Post date April 29, 2022
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In today’s edition of Daily Compliance News:

Why did Wall Street lend billions to Bill Hwang? (FT)
Is crypto fueling corruption. (CoinDesk)
Under Russian sanctions can you pay a ransomware hacker? (WSJ)
Vale sued by SEC. (WSJ)

Tags Archegos, Bill Hwang, crypto, Russia Sanctions, SEC, Vale

Daily Compliance News

April 27, 2022 the Where are the Lawyers Edition

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Post date April 27, 2022
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In today’s edition of Daily Compliance News:

Crypto can’t find lawyers. (WSJ)
How oligarch yacht hunting has energized fight against financial corruption. (Forbes)
FB fighting UK order to sell Giphy. (Reuters)
What is FirstEnergy hiding? (Highland County Press)