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Popcorn and Compliance

Popcorn and Compliance: Monster Movie Month – The Raven – Power, Manipulation, and Ethics in Leadership

Tom Fox is back with his Classic Monster Movie Month, where he reviews a Classic Monster Movie from Universal Pictures from its Classic Monster Movie era of 1931 to 1947. This year, I want to look at some of the lesser-known movies and mine them for leadership and ethical lessons. We continue our journey of Edgar Allen Poe-themed movies with the 1934 Bela Lugosi and Boris Karloff class The Raven.

Classic monster movies have long captivated audiences with thrilling plots, iconic characters, and spine-chilling moments. However, beyond the scares and special effects, these films often contain deeper themes that explore ethical implications and leadership. In this episode of “Popcorn and Compliance,” Tom Fox focuses on the Universal Pictures classic monster movie “The Black Cat” and the valuable insights it provides into ethical decision-making and leadership.

“The Raven” is a film that delves into the dark side of power and manipulation, particularly in positions of authority. The main character, Dr. Richard Vollen, uses his influence to manipulate others into committing unethical acts, demonstrating the corrupting influence of power. The film is a cautionary tale emphasizing the importance of ethical conduct, empathy, and compassion in leadership. It also highlights the value of effective team dynamics in achieving common goals and fostering a positive work environment, including collaboration, open communication, and mutual respect.

One of the key factors explored in “The Raven” is the consequences of obsession. Dr. Vollen’s obsession with a particular surgical technique and his infatuation with Jean Thatcher lead to dire consequences. This highlights the need for leaders to be mindful of the potential destructive effects of their work and personal obsessions and ensure a broader ethical framework guides their actions.

Accountability is another important aspect of leadership that is highlighted in the film. There needs to be more accountability for Dr. Vollen’s actions until it’s too late. Effective leadership includes being accountable for one’s decisions and actions, and leaders should be responsible for the consequences of their choices.

Empathy and compassion are also explored in “The Raven.” Leaders who demonstrate empathy and compassion for others tend to foster healthier, more positive environments and relationships. This highlights the importance of considering the impact on others when making decisions about power, manipulation, and ethics in leadership.

Ethics in the pursuit of excellence is another theme in the film. Dr. Vollen’s pursuit of surgical excellence is admirable but becomes ethically problematic when it leads to harm. Leaders should uphold ethical standards even when striving for excellence in their fields.

While not a central theme in the film, the interactions among the characters demonstrate the importance of effective team dynamics. In any leadership setting, leaders should promote collaboration, open communication, and mutual respect within their teams.

It’s important to note that “The Raven” is a horror film, and the ethical and leadership examples presented are largely negative and cautionary. However, they remind leaders of challenges, such as the temptation of power, the consequences of obsession, and the continuing need for ethical decision-making, even in dire direst consequences.

In conclusion, “The Raven” provides a thought-provoking analysis of power, manipulation, and ethics in leadership. It highlights the importance of ethical conduct, empathy, and compassion in positions of authority. The film serves as a cautionary tale, reminding leaders of the tradeoffs in balancing different factors and the challenges associated with different approaches. By considering the impact on others and upholding ethical standards, leaders can navigate the complexities of power and manipulation while fostering a positive and ethical work environment.

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The Ethics Experts

Episode 162 – Sam Silverstein

In this episode of The Ethics Experts, Nick welcomes Sam Silverstein. Sam Silverstein, a Hall of Fame keynote speaker, accountability expert, and the author of 12 books on accountability, leadership, and workplace culture, including the highly acclaimed “No More Excuses!” and “Non-Negotiable.” As the founder of The Accountability Institute, LLC, and a seasoned speaker who has worked with some of the biggest names in business, government, and communities worldwide, Sam has the expertise and experience to help your team overcome its most significant challenges and achieve tremendous success.

Home

Home


https://www.linkedin.com/in/samsilverstein/

https://www.facebook.com/SilversteinSam/
https://www.instagram.com/samsilverstein/
https://www.youtube.com/channel/UC1S_-Z73R0uvnEbuGCqvbow

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Report from IMPACT 2023

Report from IMPACT 2023: Nick Gallo on Generational Change in the Workplace and Importance of Culture

ECI’s IMPACT 2023 was one of the leading compliance events in 2023. At this conference, Tom Fox, the Voice of Compliance, was able to visit with several of the speakers, exhibitors, participants and one group of ethically minded Girl Scout Troop. In this limited podcast series, Report from IMPACT 2023, Tom explores many of the most cutting-edge topics in ethics and compliance through short podcast episodes. Check out the full series of interviews. You will be enlightened, informed and come away with a fuller and more thorough understanding of the most cutting-edge topics in ethics and compliance. In this episode, Tom visits with Nick Gallo, co-CEO at Ethico and Keynote speaker at Impact 2023. He and Tom talk about the themes from Nick’s Keynote.

Nick Gallo brings a wealth of experience from his background in private equity to the discussion of the changing landscape of work, ethics and culture. Gallo’s unique insights are shaped by his belief that traditional hierarchical structures in workplaces have been replaced with more flat and remote structures, presenting a significant opportunity for industry transformation. Drawing from his firsthand experience during his PE acquisitions and mergers career, he emphasizes the critical role of authentic culture in enhancing employee engagement and performance. Gallo also highlights the need for aligning personal values with the purpose of an organization, a concept he believes is lacking in today’s transactional economy. Join Tom Fox and Nick Gallo as they delve deeper into these insights on this episode of the Report from Impact podcast.

 Highlights Include 

·      The impact of culture in M&A

·      The role of ethics in the workplace

·      A new generation in the workforce

 Resources 

Nick Gallo on LinkedIn

Ethico

ECI

Categories
Principled Podcast

Season 10 Episode 1 – How Does the US Department of Justice Evaluate Ethics and Compliance Programs?

What you’ll learn on this podcast episode

The US Department of Justice Criminal Division has been increasingly vocal about what makes organizations’ ethics and compliance programs effective. This input on program effectiveness takes the form of guidance to prosecutors about what questions to ask when companies negotiate to resolve DOJ investigations into corporate wrongdoing on favorable terms. What does this guidance on program effectiveness mean in practice for E&C professionals? In the season 10 premiere of LRN’s Principled Podcast, host Susan Divers speaks with John Michelich, who retired last November after 35 years as a federal prosecutor with the Department of Justice’s Criminal Division. Listen in as they explore how the DOJ evaluates E&C programs, as well as best practices for companies settling misconduct investigations. 

Guest: John Michelich

John Michelich – Grayscale

John Michelich is a retired career prosecutor, who has served at the state, federal, and international levels for 45 years. A native of Illinois, John received his undergraduate education at Illinois Wesleyan University and then attended Drake University Law School in Des Moines, Iowa. For 10 years, John served as Assistant State’s Attorney and First Assistant State’s Attorney in Springfield, Illinois, where he prosecuted all types of state criminal felony violations including armed robbery, aggravated sexual assault and capital murder.   

In 1988, John moved to Washington, DC where he began his 35-year career as a prosecutor with the US Department of Justice, Criminal Division. As a federal prosecutor, John has handled a wide variety of cases including child pornography and obscenity, narcotics distribution and all types of white-collar criminal cases. John served for 30 years as a prosecutor with the Fraud Section of the Criminal Division where he handled numerous cases including health care fraud, bank fraud, telemarketing fraud, commodities and securities fraud and violations of the Foreign Corrupt Practices Act. Because Washington DOJ lawyers are traveling prosecutors, John has handled grand jury proceedings or jury trials in more than two dozen federal districts nationwide from Guam and Hawaii to Puerto Rico, and California to New York. Over his long career, John has tried dozens of jury trials to verdict.  

In 1998, the Justice Department sent John on loan to the United Nations’ International Criminal Tribunal for the Former Yugoslavia, also known as the War Crimes Tribunal, in the Hague, Netherlands, where he handled investigations and Tribunal proceedings involving crimes against humanity and serious breaches of the Geneva Convention that occurred during the Yugoslavian civil war.   

For over 40 years, John has been an active instructor of Trial Advocacy and has appeared regularly on the faculty of the NITA Trial Practice course offered at Georgetown University Law Center. In addition, John has served as an Adjunct Professor at Georgetown, teaching Trial Practice courses to third-year law students. In his retirement, John is available as a legal consultant to trial lawyers to advise them in preparation for jury trials and to consult with corporate counsel concerning internal investigations and to advise them on how to approach the government when there are allegations of wrongdoing, especially foreign bribery. 

John is licensed to practice in the states of Illinois and Iowa, and several federal courts, and is a licensed Solicitor of the Senior Courts of England and Wales.   

Host: Susan Divers

Headshot_Susan_Divers_S7E18_Principled_Podcast

Susan Divers is a senior advisor with LRN Corporation. In that capacity, Ms. Divers brings her 30+ years’ accomplishments and experience in the ethics and compliance area to LRN partners and colleagues. This expertise includes building state-of-the-art compliance programs infused with values, designing user-friendly means of engaging and informing employees, fostering an embedded culture of compliance and substantial subject matter expertise in anti-corruption, export controls, sanctions, and other key areas of compliance.

Prior to joining LRN, Mrs. Divers served as AECOM’s Assistant General for Global Ethics & Compliance and Chief Ethics & Compliance Officer. Under her leadership, AECOM’s ethics and compliance program garnered six external awards in recognition of its effectiveness and Mrs. Divers’ thought leadership in the ethics field. In 2011, Mrs. Divers received the AECOM CEO Award of Excellence, which recognized her work in advancing the company’s ethics and compliance program.

Mrs. Divers’ background includes more than thirty years’ experience practicing law in these areas. Before joining AECOM, she worked at SAIC and Lockheed Martin in the international compliance area. Prior to that, she was a partner with the DC office of Sonnenschein, Nath & Rosenthal. She also spent four years in London and is qualified as a Solicitor to the High Court of England and Wales, practicing in the international arena with the law firms of Theodore Goddard & Co. and Herbert Smith & Co. She also served as an attorney in the Office of the Legal Advisor at the Department of State and was a member of the U.S. delegation to the UN working on the first anti-corruption multilateral treaty initiative.

Mrs. Divers is a member of the DC Bar and a graduate of Trinity College, Washington D.C. and of the National Law Center of George Washington University. In 2011, 2012, 2013 and 2014 Ethisphere Magazine listed her as one the “Attorneys Who Matter” in the ethics & compliance area. She is a member of the Advisory Boards of the Rutgers University Center for Ethical Behavior and served as a member of the Board of Directors for the Institute for Practical Training from 2005-2008.

She resides in Northern Virginia and is a frequent speaker, writer and commentator on ethics and compliance topics. Mrs. Divers’ most recent publication is “Balancing Best Practices and Reality in Compliance,” published by Compliance Week in February 2015. In her spare time, she mentors veteran and university students and enjoys outdoor activities.

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Trekking Through Compliance

Trekking Through Compliance: Episode 49 – Return to Tomorrow

In this episode of Trekking Through Compliance, we consider the episode  Return to Tomorrow, which aired on February 9, 1968, and occurred on Star Date 4768.3.

The Enterprise receives a distress call from a planet hundreds of light years too distant to have been visited by any Earth ship. Spock determines that the planet is similar to Earth but older and that its atmosphere was ripped away half a million years ago. Spock detects a power source originating 100 miles below the planet’s surface, and they all beam down.

The landing party discovers evidence of an ancient culture on a planet whose habitable surface was destroyed long ago by a self-inflicted cataclysm. They meet Sargon, who Sargon occupies Kirk’s body. This transference produces great stress on Kirk’s body, causing McCoy to become alarmed. Sargon then asks to borrow the bodies of Spock and Dr. Mullhall so that they may construct androids. Sargon realizes that the temptation for him and Filissa to abuse their god-like powers is too great, and he and Filissa desert their bodies and fade into oblivion.

Compliance Takeaways:

1.     High risk can mean a high reward.

2.     What is your risk management protocol?

3.     How does your organization account for changing risk?

Resources

Excruciatingly Detailed Plot Summary by Eric W. Weisstein

MissionLogPodcast.com

Memory Alpha

 

Categories
Blog

Mastering ChatGPT: Ethical Challenges of ChatGPT

In this Part 2 of a five-part blog post series, I am considering the revolution wrought by ChatGPT. Today we consider how and, more importantly, why AI developers and industry professionals need to garner insights into the ethical considerations surrounding AI and ChatGPT. With the guidance of AI expert and founder of Red Hat Media, Larry Roberts, we will delve into the complexities of AI ethics, including data privacy, misinformation, bias, and job displacement. Roberts’s extensive field knowledge and experience make him a relatable source for understanding the challenges and best practices in implementing ethical AI solutions. By addressing these ethical concerns head-on, this article will equip you with the necessary tools and knowledge to navigate the ethical landscape of AI development, ensuring responsible and informed decision-making. Say goodbye to uncertainties and us as we demystify AI ethics, paving the way for a more ethically sound AI industry.

Human in the Loop

Human in the Loop (HITL) is an interaction model involving a human operator in AI decision-making. Due to their unpredictability, HITL scenarios often occur when definitive responses are difficult for AI systems to generate without human intervention. HITL emphasizes that human input and collaboration are critical in AI development, as an AI alone may only partially account for unforeseen situations.  Larry Roberts discusses the ‘Human in the Loop’ approach extensively. He highlights examples where human intervention was necessary to prevent unforeseen outcomes, implying the indispensability of human involvement in AI usage and development. Larry reiterates that even with advances in AI technology, human input remains vital to ensure quality results and prevent unexpected consequences.

AI Ethics and Best Practices

AI ethics is the study of the ethical issues related to the development and application of AI. It includes accountability, privacy, intellectual property, discrimination, bias, and job displacement. Fostering a deeper understanding and implementation of AI ethics ensures that advancements in AI technology are a force for good, benefiting humanity as a whole.  Referencing the episode, Larry Roberts provides an in-depth discussion on AI ethics. He emphasizes that understanding the perspectives of AI developers is paramount to accurate assessment and mitigation of bias. Recognizing the issues surrounding job displacement due to AI implementation, Larry suggests the potential of AI to create new opportunities, underlining the necessity of monitoring and adapting to the evolving AI landscape.

Securing Data Privacy and GDPR Compliance

The digital revolution has brought to the fore the importance of securing data privacy and tick-marking all requirements of the General Data Protection Regulation (GDPR) across industries. The speed and sky-rocketing impact of artificial intelligence (AI) technologies necessitate special attention to these aspects. As data forms the lifeblood of AI systems, ensuring the secure handling of this data keeps prominence. Equally significant is the adherence to GDPR policies, which is a step beyond data privacy, focusing on EU citizens’ fundamental rights. Non-compliance can lead to severe penalties. Addressing these requirements is more than just about legal and ethical obligations; it’s about building trust with the end users, enhancing business reputation, and ensuring that privacy concerns or non-compliance issues do not hold back AI’s fantastic potential.

Mitigating the Misuse of AI Tools

As we consider the suitability of AI technologies for various tasks, it’s crucial to discuss the potential for misuse. With the pervasiveness of AI in our digital landscape, there’s an increasing risk of these technologies being exploited. One of the leading concerns revolves around ethical use, mainly because AI technologies like chatbots can process vast amounts of data, some of which can be sensitive or private. Consequently, the misuse of AI tools could result in a breach of privacy and security, making it significantly vital to establish preventative measures.

As we strive to achieve an increased understanding of AI ethics and best practices for implementation, let us remember that great power comes with great responsibility. By staying informed, remaining vigilant, and consistently reassessing our practices, we can pave the way for a future where AI serves as a force for good. Join us tomorrow when we consider how ChatGPT will transform compliance training.

For more information on Larry Roberts, check out Red Hat Media.

Categories
Daily Compliance News

Daily Compliance News: June 24, 2023 -The Falsifying Research Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • Tata was wracked by a bribery scandal. (Wion News)
  • Harvard prof on ethics accused of falsifying research. (NYT)
  • Third EU lawmaker charged in Qatargate corruption probe. (Al Jazeera)
  • Feds seek max sentence for Householder. (Fox 8)
Categories
SBR - Authors' Podcast

SBR Authors Podcast – Hal Hershfield, Your Future Self – Part 2

Welcome to the Sunday Book Review, the Authors Podcast! On this episode, Tom is joined by colleague Earnie Broughton for Part 2 of their interview with Hal Hershfield, author of Your Future Self, on Sunday Book Review-Author’s Edition. Join Tom and Earnie as they discuss cutting-edge ethical decision-making and behavior management solutions with Hershfield. The hosts delve into using aging apps and age progression algorithms to bring a vivid picture of one’s future self, ultimately leading to positive actions. But that’s not all. They introduce deep visualization exercises and the ancient tradition of idealism, which can help individuals make better choices and reduce anxiety. Hershfield shares his project about a chatbot that allows people to talk to their future selves, paving the way for groundbreaking research in long-term decision-making. Discover ethical commitment devices and other strategies in this captivating episode.

Tune in to the SBR-Authors Podcast and gain insight into how behavioral science can transform your life.

Key Highlights Include:

  • The Power of Age Progression Algorithms
  • Connecting with Future Self
  • Using Commitment Devices to Achieve Goals
  • Finding Balance with Commitment Devices
  • Multiple Selves and Technological Aids
  • Technology for Long-Term Decision Making

Notable Quotes:

“If we can work with someone on really deeply visualizing their future selves and seeing that person and feeling their feelings, that’s the type of thing that I think can hopefully change behavior.”

“Commitment device is one of my favorite behavioral science topics to explore. The basic idea here is that this version of me wants to eat healthy right now. What a commitment device does is it commits me to act a certain way. It puts constraints on my future behavior.

“The basic idea is I read a letter to my future self, and then I tried to write one back from that person. Fascinating exercise because it forces you to step into the shoes of your future self and see the world through their eyes.”

“When people were asked to do this send and reply exercise, it did cause them to take a step back, and it almost calms the feelings of the situation at hand. And that helped them see the big picture and ultimately feel better now.”

Resources

Hal Hershfield

Hal Hershfield at UCLA

Your Future Self

Tom Fox

Instagram

Facebook

YouTube

Twitter

LinkedIn

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SBR - Authors' Podcast

SBR Authors Podcast – Hal Hershfield, Your Future Self – Part 1

Welcome to the Sunday Book Review, the Authors Podcast! In this episode, Tom is joined by colleague Earnie Broughton. Join Tom and Earnie as they interview Hal Hershfield, author of Your Future Self, on Sunday Book Review-Author’s Edition. Delve into the psychology of decision-making and the importance of understanding present and future selves. Listen in as they discuss how organizational identity influences risk and ethical decisions and how the concept of multiple selves relates to integrity and making ethical decisions. Discover the neuroscience behind thoughts about one’s future self and how forgiveness and self-forgiveness can overcome procrastination. Learn how a connection to one’s future self can affect ethical behavior in an organizational context and find practical ways to bring ethics and compliance into workplace programs. Make sure to catch the release date of Hershfield’s upcoming book and where to find his research. Tune in now for an engaging and thought-provoking conversation!

Key Highlights Include:

·      Inaccurate Self-Prediction in Organizations

·      Collective Identity and Ethical Decision Making

·      Challenges of Future Self Concept

·      Importance of Future Self in Decision Making

·      Visualization, Procrastination, and Forgiveness

·      Connection to Future Self and Ethical Behavior

·      Ethical Behavior and Personal Values

 Notable Quotes:

“People who have a stronger sense of connection to their future selves end up doing more of the stuff that they say they want to do, saving more, for instance, reporting higher levels of subjective health.”

“If an organization has a strong collective identity and sees itself almost as a person would over time, then you might imagine if the employee is there and the decision makers there, I buy into that identity, and they feel strongly about where the organization will go in the future, then I could imagine that level of connection will be an important input into these risk decisions, ethical decisions.”

“The essential self. The one that is continuous over time that others see as these moral traits that you’re talking about…I think that relates to the ethics topic of integrity integration and bringing those disparate parts in the resonance.”

“Our future selves evoke similar activity patterns as thoughts about others. In the brain, our future selves look like other people.

Resources

Hal Hershfield

Hal Hershfield at UCLA

Your Future Self

Tom Fox

Instagram

Facebook

YouTube

Twitter

LinkedIn

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Because That's What Heroes Do

Because That’s What Heroes Do – Firefly – Episode 2, The Train Job

Megan and I go in a different direction for our next sci-fi series as we take up the 2002 series Firefly. The show is an American space Western drama television series. The series is set in the year 2517, after the arrival of humans in a new star system, and follows the adventures of the renegade crew of Serenity, a “Firefly-class” spaceship. The ensemble cast portrays the nine characters who live on Serenity.

Get ready to ride the space rails with hosts Tom Fox and Megan Dougherty in the latest episode of Because That’s What Heroes Do. In this new adventure, the duo dives into the second episode of Firefly, “The Train Job.” Discover new insights on the classic Western trope of using spaceships to rob trains, meet the ruthless villain, Niska, and learn about the value of money in the show. Explore the crew’s willingness to do anything for a quick buck and how their ethical issues rear their heads. Get excited to hear the hosts’ thoughts on the crew’s botched cover story and the extreme consequences of stealing valuable medicine. Join in on the conversation as they discuss the perils of TerraForming and the failures of the Alliance. Plus, stick around for their thoughts on an episode with the perfect blend of Western and sci-fi themes. Tune in to Because That’s What Heroes Do and get swept away in this space western adventure!

Highlights:

  • Firefly’s Train Job: Classic Western trope with a twist
  • Train Robbery and Terraforming Consequences
  • Controversy Surrounding Shipping Homeless People

 Resources

Megan Dougherty 

LinkedIn

One Stone Creative

Twitter

Tom 

Instagram

Facebook

YouTube

Twitter

LinkedIn