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Daily Compliance News

Daily Compliance News: May 7, 2024 – The Ghost Flights Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Just how badly can airlines treat customers. (BBC)
  • The corrupt dictator’s son has foreigners arrested. (WSJ)
  • Yet another F.A.A. investigation for Boeing. (NYT)
  • Goldman Sachs criminal case over 1MDB ends. (Reuters)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: March 22, 2024 – The Big Mistake Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Goldman files a suit against Malaysia over 1MDB. (Bloomberg)
  • The DOJ sues Apple.  (Reuters)
  • The Vietnamese President resigns over corruption issues. (NPR)
  • Warren wants the SEC to look into Tesla’s independence. (WSJ)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: August 31, 2023 – The Switzerland AML Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News, all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

·       Goldman Sanctioned for ephemeral messaging compliance failures.  (WSJ)

·       NIST framework and AI.  (Bloomberg Law)

·       China crackdowns rip through healthcare industry corruption. (FT)

·       Switzerland unveils money-laundering crackdown. (FT)

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Daily Compliance News

Daily Compliance News: June 16, 2023 – The Goldman Probed Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • SEC and FED looking at Goldman roll in failed SVB. (WSJ)
  • Ecommerce and forced labor. (NYT)
  • Former Ukrainian Judge gets 10 years for corruption. (RadioFreeEurope)
  • Senate confirms first Muslim, female judge. (Reuters)
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Daily Compliance News

Daily Compliance News: May 10, 2023 – The Big Trouble in Big China Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • China goes after more foreign businesses. (NYT)
  • Pakistan arrests former PM. (FT)
  • Goldman Sachs pays to end the gender discrimination suit. (Reuters)
  • The need to crunch at B-school. (Bloomberg)
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Daily Compliance News

Daily Compliance News for May 6, 2023 – The Largest Ever Whistleblower Award Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition:

  • The US should stay engaged with Ukraine. (National Review)
  • SEC awards the largest ever whistleblower amount, $279MM. (Reuters)
  • Coinbase says if SEC lets it go public, it can’t be charged with securities law violations. (WSJ)
  • Goldman Sachs is under investigation for SVB work. (NYT)
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Daily Compliance News

April 8, 2023 – The UAE Refuses Extradition Request Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Microsoft was fined for trade sanction violations with Russia. (WSJ)
  • Does UAE refuse to extradite the Gupta brothers to South Africa? (WSJ)
  • Michigan GOP House Speaker to be charged with corruption. (WILX10)
  • Goldman Sachs fined by FINRA. (Reuters)
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Daily Compliance News

October 20, 2022 the Lamentable Edition

In today’s edition of Daily Compliance News:

  • Don’t work for KPMG Saudi Arabia. (FT)
  • Elizabeth Holmes asks for a new trial. (NYT)
  • Goldman claims whistleblower allegations ‘lamentable’. (Reuters)
  • Vietnam has yet another anti-corruption push. (WaPo)
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Daily Compliance News

June 18, 2022 the MD Dishes on Goldman Edition


In today’s edition of Daily Compliance News:

  • Vince McMahon steps down as head of WWE. (NYT)
  • The current Peruvian President is under investigation for corruption. (WaPo)
  • Former Goldman MD attacks firm in an upcoming book. (Bloomberg)
  • DOJ wants companies to self-report sanctions violations. (WSJ)
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Daily Compliance News

June 13, 2022 the Wells Fargo Under Investigation (Again) Edition


In today’s edition of Daily Compliance News:

  • Senate bill to have CFTC regulate crypto. (WaPo)
  • Wells Fargo is under criminal investigation for fraudulent interviews. (NYT)
  • SEC begins an investigation into Goldman Sachs over ESG reporting. (WSJ)
  • Finance teams prepare for new ESG regs. (WSJ)