Tag: JPMorgan

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Daily Compliance News

April 14, 2023 – The Jury Selection Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

·       What’s next for Venezuela?  (OilPrice)

·       JPMorgan MDs-come back.  (Bloomberg)

·       Juul agrees to pay $462MM. (BBC)

·       Jury selection to begin in Dominion suit v. Fox News. (Reuters)

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Daily Compliance News

April 13, 2023 – The Do Sanctions Work Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Prosecution rests in Illinois corruption case. (FoxNews)
  • Why sanctions don’t work. (Planet Money)
  • Fox News was sanctioned for withholding documents. (NYT)
  • JPMorgan knew of Epstein’s conduct in 2006. (Reuters)
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Daily Compliance News

April 5, 2023 – The Not There Finest Hour Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

· Jamie Dimon says banking regs need to be tightened.  (WSJ)

· Steinmetz’s guilty verdict was upheld on appeal.  (Reuters)

· Founder of Frank charged with fraud. (NYT)

· VW fights draconian sanctions. (Reuters)

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Daily Compliance News

March 22, 2023 – The Fighting Autocracy Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

·       Fighting Autocracy means fighting corruption. (War on the Rocks)

·       Scandal killed Credit Suisse. (Bloomberg)

·       JPMorgan and Deutsche Bank must defend Epstein cases. (CNN)

·       Habits of Sweet 16 underdogs. (WSJ)

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Daily Compliance News

March 6, 2023 – The Enshittification Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Why do websites go to dogs? (FT)
  • Why Jeffrey Epstein still haunts JPMorgan and Barclay’s. (FT)
  • Are layoffs a cakewalk? (FT)
  • Open for Business-Venezuela? (FT)
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Daily Compliance News

February 21, 2023 – The CEO Whisperer Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

  • Ex-JPMorgan banker found guilty of Libya fraud. (Bloomberg)
  • US meatpacker fined for using underaged children. (WaPo)
  • Meta gets a slight reprieve in UK class action. (Reuters)
  • Who is the boss whisperer? (FT)
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Daily Compliance News

September 2, 2022 the Wife Too Edition

In today’s edition of Daily Compliance News:

  • Healthcare is a dangerous business in Russia. (WSJ)
  • Big tech is moving production out of China. (NYT)
  • Najib’s wife gets 10 years for her role in 1MBD. (Al Jazeera)
  • JPMorgan German offices searched in trading scandal investigation. (Reuters)
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Daily Compliance News

July 21, 2022 the JPMorgan Whistleblower Headed to Trial edition


In today’s edition of Daily Compliance News:

  • Banks are turning to AI more and more for compliance issues. (WSJ)
  • JPMorgan whistleblower headed to trial. (Bloomberg)
  • Corruption concerns in Ukraine rear ugly head. (NPR)
  • Gibson Dunn accuses King & Spalding. (Reuters)
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Daily Compliance News

May 19, 2022 the Pressure Edition


In today’s edition of Daily Compliance News:

  • JPMorgan shareholders disapprove of CEO pay package. (Reuters)
  • Allianz pleads guilty. (NYT)
  • DOJ to require CCO certification. (Compliance Week)
  • Top Nigerian accountant arrested in $193MM theft. (Bloomberg)
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Compliance Into the Weeds

JPMorgan Responds to Whistleblower Claims


Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week, Matt and Tom take a deep dive into the recent response of JPMorgan to the whistleblower termination allegations of Shaqualla Williams. Highlights include:

  • What does whistleblower protection actually mean?
  • Can a company fire an employee for other conduct if they have filed a whistleblower report?
  • Will this become the template for getting rid of whistleblowers?
  • Do the substance of whistleblower reports matter?

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Matt in Radical Compliance