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Daily Compliance News

April 5, 2023 – The Not There Finest Hour Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News. All from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Stories we are following in today’s edition of Daily Compliance News:

· Jamie Dimon says banking regs need to be tightened.  (WSJ)

· Steinmetz’s guilty verdict was upheld on appeal.  (Reuters)

· Founder of Frank charged with fraud. (NYT)

· VW fights draconian sanctions. (Reuters)

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Daily Compliance News

July 25, 2022 The Vince McMahon Retires Edition

In today’s edition of Daily Compliance News:

  • VW CEO retires. (NYT)
  • Vince McMahon retires. (NYT)
  • My Big-Coin founder is guilty of crypto fraud. (WSJ)
  • Uber avoids prosecution in the hacking cover-up. (Reuters)
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Daily Compliance News

January 29, 2022 the Mike Lynch Guilty Edition

 
In today’s edition of Daily Compliance News:
·      ESG expertise in short supply.  (FT)
·      If Russia invades…  (WSJ)
·      VW unceremoniously fired whistleblower. (SecurityWorld)
·      Mike Lynch found guilty. (BBC)

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Daily Compliance News

March 29, 2021 the VW Strikes edition


In today’s edition of Daily Compliance News:

  • FCA wants greater whistleblowing. (WSJ)
  • PIMCO CCO to step down. (WSJ)
  • VW going after previous CCO. (NYT)
  • Do Amazon workers pee in bottles? (WaPo)
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Daily Compliance News

March 22, 2021 the More Questions edition


In today’s edition of Daily Compliance News:

  • Brazil back-tracking in the fight against corruption? (FT)
  • Still doing business in Myanmar? (WSJ)
  • VW-from sins to redemption? (NYT)
  • Did ATT overcharge the neediest schools? (WaPo)
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31 Days to More Effective Compliance Programs

September 30, 2020-the 1st VW Trial in Germany edition


In today’s edition of Daily Compliance News:

  • First VW senior manager trial in Germany. (NYT)
  • Sayonara Hertz. (WSJ)
  • JPMorgan to pay $920MM to settle spoofing claims. (WSJ)
  • Coinbase to non-shareholders: Screw You. (NYT)
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Daily Compliance News

September 15, 2020-the VW Monitorship edition


In today’s edition of Daily Compliance News:

  • Monitor says VW has kept promises. (NYT)
  • Corbat pushed out? (WSJ)
  • Rio Tinto faces tough sailing. (FT)
  • A new corporate culture? (FT)
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Daily Compliance News

May 26, 2020-the Perfect Storm edition

 
In today’s edition of Daily Compliance News:

  • Keeping ideas flowing during WFH. (FT)
  • The perfect storm for fraud (and bribery) risk? (WSJ)
  • Have the basics of the energy industry changed? (WaPo)
  • Germany orders VW to compensate drivers. (WSJ)
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Daily Compliance News

Daily Compliance News: June 6, 2019-the 75th anniversary of D-Day edition

In today’s edition of Daily Compliance News:

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Daily Compliance News

Daily Compliance News: March 16, 2019-the VW sued (yet again) edition

MARCH 16, 2019 BY TOM FOX


In today’s edition of Daily Compliance News: