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Everything Compliance

Everything Compliance: Episode 162, The Numbers, Numbers, Numbers Edition

Welcome to this Edition of award-winning Everything Compliance. In this episode, we have the quartet of Matt Kelly, Jonathan Marks, and special guests Lisa Fine and Dr. Hemma Lomax with Tom Fox, the Compliance Evangelist, as host.

1. Matt Kelly looks at the recent Millicom Cellular FCPA enforcement action.  He shouts out to the ChatGPT em-dash and rants about the federal government’s attempts to ban all state regulation of AI.  

2. Jonathan Marks reviews the failures of internal controls in the NBA and MLB around the ongoing betting scandals. He shouts out MacKenzie Scott for her $70 million donation to Historically Black Colleges and Universities (HBCUs) in 2025, continuing her support after a $560 million donation to 27 HBCUs in 2020. 

3. Special Guest Panelist Dr. Hemma Lomax considers where Agentic AI in compliance is heading. She rants about ChatGPT em dashes and shouts out recent legal tech conferences.  

4. Special Guest Panelist Lisa Fine looks at three key issues on her mind about compliance for 2026. She shouts out to the Compliance Week survey, Inside the Mind of the CCO, and encourages all listeners to participate.  

5. Tom Fox shouts out to Gen Z and their play with the numbers 6 and 7 and traces the use of numerology in texts back to the Book of Genesis and the ancient text of Gilgamesh.  

The members of Everything Compliance are:

The host, producer, and sometimes panelist of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com.  The award-winning Everything Compliance is a part of the Compliance Podcast Network.

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Daily Compliance News

Daily Compliance News: November 12, 2025, The $200 Bet Limit Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.

  • Right-wing EU lawmakers want a corruption inquiry opened.(Politico)
  • FinTech fraud scandal in Germany. (Bloomberg)
  • When a promotion feels like punishment. (Forbes)
  • MLB and Sports Books agree to $200 limit on pitch bets. (ESPN)

The Daily Compliance News has been honored as the No. 2 in Best Regulatory Compliance Podcastscategory.

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Daily Compliance News

Daily Compliance News: November 11, 2025, The Veteran’s Day Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day we consider four stories from the business world, compliance, ethics, risk management, leadership or general interest for the compliance professional.

  • Investigation into corruption in the Ukrainian energy sector. (Reuters)
  • Ex-Glencore staff all pleaded not guilty. (Bloomberg)
  • Transforming conflict into growth. (Forbes)
  • Pitch rigging in baseball brings indictments. (ESPN)

The Daily Compliance News has been honored as the No. 2 in Best Regulatory Compliance Podcastscategory.

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Blog

A Night with the Savannah Bananas (and some Compliance)

This past weekend, Houston did not simply host a baseball game; instead, it welcomed one of the most unique cavalcades, a circus of sport, comedy, and community rolled into nine baseball innings of pure spectacle. The Savannah Bananas, the barnstorming team that has redefined what baseball can be, brought their signature brand of Banana Ball to a packed stadium, and the Bayou City showed up ready to dance, cheer, and laugh its way through America’s pastime, reimagined.

Over two days, the Bananas packed Daikin Park (formerly Minute Maid Park) with over 82,000 fans to enjoy pulsating music, watch a 10-foot man on stilts pitch, see some trick plays, watch a ton of male dancing, and occasionally catch some baseball being played. It was beyond a success. The key metric is 8-year-old girls. I have never seen so many 8-year-old girls at a baseball game, singing, dancing, and leading the Banana Yells. Indeed, their now-concluded 40-city tour includes 17 MLB ballparks and three NFL stadiums, drawing more than 2 million fans across the 115 games they have played so far. MLB clearly has a lot to learn from Banana Ball.

From the moment the gates opened, it was clear this was not going to be a typical night at the ballpark. Fans were greeted not by ushers in polo shirts, but by players in yellow tuxedos, line dancing, and posing for selfies. Music pulsed through the concourse as the Man Nanas, the team’s overweight yet surprisingly agile male cheerleading squad, strutted their way to the field in sequins and sneakers. Families, college kids, and longtime baseball die-hards mingled together, united by a curiosity to see what all the fuss was about.

The rules of Banana Ball were plastered across signs near the field: no bunting, batters can circle the bases after a walk, and perhaps most shocking of all, if a fan catches a foul ball, the batter is out. That last rule set the tone for Houston’s crowd, which came prepared with gloves, hats, and bare hands ready for their shot at glory.

When the first pitch was thrown, it was anything but traditional. The Bananas’ pitcher twirled, backflipped, and launched the ball sidearm, drawing roars from the stands. The opposing Texas Tailgaters, a traveling rival team designed to play the Banana version of the Washington Generals, countered with their own theatrics, including a batter who walked to the plate with a flaming bat. Umpires joined the fun too, moonwalking to home plate, spinning calls like DJs, and laughing with the crowd.

Between innings, the entertainment hardly slowed—a conga line formed around the infield. The Banana Pep Band blared brass versions of Beyoncé and George Strait. I can only guess the number of Taylor Swift songs that were played, given the screaming of those 8-year-old girls to some songs that I couldn’t ascertain. Between every inning, players were signing all forms of baseball memorabilia for the fans. Later, the Bananas staged a couple of very wacky races, including one with bed sheets. There was a kissing context and a pie-in-the-face award. The guest musical artist was 50 Cent, and Texan Andre Johnson made an appearance on Friday as a guest baserunner.

But beneath the antics was genuine baseball. The Bananas showed off sharp fielding, clever base running, and power at the plate. Every sprint to first base was full throttle; every stolen base attempt had fans on their feet. The crowd bought into the action, cheering not only for hits but also for the sheer creativity of how the game unfolded.

As the sun dipped and the stadium lights glowed, Daikin Park was buzzing with energy. The Bananas danced through their dugout, players leaping into the stands to high-five kids and sign autographs mid-inning. When the final out was caught by a lucky fan in the second deck, sealing the win, the ballpark erupted in cheers, music blasted, and yellow confetti rained down. The Savannah Bananas did not simply play a game in Houston. They turned the diamond into a stage, reminded everyone that baseball is supposed to be fun, and left the city grinning long after the last note of “Banana Boat Song” faded away.

Of course, there are compliance lessons learned from the Savannah Bananas. I found three particularly instructive from this weekend.

1. Engagement Drives Participation

The Bananas succeed because they turn baseball into an interactive experience. Fans are part of the game, whether catching foul balls for outs or dancing during breaks. The same is true in compliance. Policies and codes of conduct that sit on a shelf are of little use. Compliance officers must design programs that engage employees through interactive training, reporting tools, and visible recognition of ethical behavior. When people feel involved, they invest in the outcome. Remember when 8-year-old girls are rocking the house, something special is happening.

2. Clear Rules, Creative Execution

Banana Ball works because the rules are both clear and consistent, yet flexible enough to allow creativity. Players, umpires, and even fans are familiar with the framework but are free to innovate within it. Compliance programs need this balance too. Employees should understand what is non-negotiable (such as anti-bribery, data privacy, and accurate reporting), but the program should also encourage innovative approaches to solving compliance challenges. Clear guardrails empower creativity while maintaining accountability.

3. Culture Is the Winning Edge

What really sets the Bananas apart is culture. The players, staff, and fans share a unifying belief: baseball should be fun. That culture drives behavior on and off the field. In corporate compliance, culture is equally decisive. A strong culture of ethics, one that rewards transparency, supports speaking up, and celebrates doing business the right way, becomes a company’s most reliable control. Without culture, rules are hollow; with it, rules come to life.

The Savannah Bananas reminded Houston that baseball and compliance are at their best when they engage people, strike a balance between structure and creativity, and build a culture that resonates beyond the field. Just as the Bananas transformed the ballpark into a stage of fun and participation, compliance officers can transform programs into living, breathing systems that employees embrace. The energy, clarity, and culture witnessed in Banana Ball offer a vivid metaphor for compliance done right. When engagement is authentic, rules are understood, and culture leads the way, organizations like the Bananas create a lasting impact that keeps people coming back for more.

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Everything Compliance

Everything Compliance: Episode 154, The Law Firms in Trouble Edition

Welcome to this edition of the award-winning Everything Compliance. In this episode, the quartet of Matt Kelly, Jonathan Marks, Karen Moore, and Karen Woody is hosted by Tom Fox, the Compliance Evangelist.

  1. Karen Moore reviews changes to the UK Modern Slavery Act. She shouts out to her nephew, who graduates from Georgetown Law School this week, and to the NFL superfan for allegedly causing Shedeur Sanders to drop to the 5th round before being drafted in the recent NFL Draft.
  2. Matt Kelly, the Matt Galeotti speech updates the DOJ Corporate Enforcement Policy for white-collar actions. He rants about the GOP’s attempt to ban states from regulating AI.
  3. Jonathan Marks considers the role of internal audit in tariff compliance and why tariffs should be considered a strategic risk. He rants about MLB caving to President Trump and allowing those who bet on baseball back into the fold.
  4. Karen Woody considers the impact, fallout, and congressional investigations of the law firm’s dealings with President Trump. She shouts out to the Washington & Lee Law School graduating class 2025.
  5. Tom Fox shouts out to the Disney TV series Andor.

The members of Everything Compliance are:

Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network.

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Everything Compliance - Shout Outs and Rants

Everything Compliance – Shout Outs and Rants: Episode 154

Welcome to this edition of Everything Compliance, Shout-Outs, and Rants. This episode features Matt Kelly, Jonathan Marks, Karen Woody, Tom Fox, and Karen Moore.

  1. Karen Moore shouts out to her nephew, who graduates from Georgetown Law School this week, and to the NFL superfan for allegedly causing Shedeur Sanders to drop to the 5th round before being drafted in the recent NFL Draft.
  2. Matt Kelly rants about the GOP’s attempt to ban states from regulating AI.
  3. Jonathan Marks rants about MLB caving to President Trump and allowing those who bet on baseball back into the fold.
  4. Karen Woody shouts out to the Washington & Lee Law School graduating class of 2025.
  5. Tom Fox shouts out to the Disney TV series Andor.

The members of Everything Compliance are:

Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network.

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Sports and Compliance

Sports and Compliance – All Things Dodgers

Welcome to Season 2 of Sports and Compliance. For the longest time, Tom Fox has wanted to have a podcast on the intersection of Sports and the World of Compliance and Ethics, both for those stories as they play out on the Sports Page and for the lessons they provide to business executives and compliance professionals. In this podcast series, Tom Fox is joined by one of the top compliance commentators, Stephen Martin, CCO at Skillsoft. Together, we will use our love of sports and competition to discuss current ethical issues in sports, look at compliance through a sports lens, and determine how the world of sports and its stories can be a guide for the compliance professional.

However, in this inaugural episode of Season 2, we discuss the pure joy of sports, specifically baseball. Tom Fox is joined by 3 rabid and lifelong Los Angeles Dodgers fans, each of whom fell in love with the Dodgers in a different era. Adam Turteltaub is the Chief Engagement & Strategy Officer at the Society of Corporate Compliance and Ethics and Health Care Compliance Association. Louis Amestoy is a longtime digital journalist and the Editor and Publisher at The Kerr County Lead. Mike Whitmire is the Co-founder & CEO at FloQast.

They all share how and when they fell in love with the Dodgers, favorite memories and players, and what the Dodgers mean to them to this day. If you love all things baseball, this is the podcast for you.

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Everything Compliance - Shout Outs and Rants

Shout Outs and Rants – Episode 152, The Opening Day Edition

Welcome to this edition of Everything Compliance, Shout Outs, and Rants. In this episode, we have the quartet of Matt Kelly, Jonathan Armstrong, Tom Fox, and Karen Moore.

  1. Karen Moore about the anxiety caused by the Trump Administration.
  2. Matt Kelly rants about the Trevor Milton pardon.
  3. Jonathan Armstrong shouts out to Russell Brand for unmasking British actor Penelope Keith as the assassin of JFK.
  4. Tom Fox shouts out to the opening day of the 2025 MLB season and highlights his hometown heroes, the Houston Astros.

The members of the Everything Compliance are:

Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network.

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending February 8, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Fay Vincent warned MLB of the corruption from gambling. (NYT)
  • Do we need eyes on compliance gatekeepers? (The Regulatory Review)
  • MLB fires ump for shared betting accounts. (ESPN)
  • WVU replaces DEI with “Dept. of Engagement and Compliance”. (12WBOY)
  • Will Trump DOJ drop corruption charges against NYC Mayor? (Reuters)
  • Shien IPO runs into Uyghur issues. (Reuters)
  • Top SEC crypto lawyer reassigned to IT. (WSJ)
  • Pam Bondi confirmed as new AG. (Bloomberg)
  • Bondi cuts back on FCPA enforcement. (Radical Compliance)
  • Is the Rooney Rule still legal? (Bloomberg)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

You can check out the Daily Compliance News, which features four curated compliance and ethics stories each day here.

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Daily Compliance News

Daily Compliance News: February 5, 2025, The Eye on Gatekeepers Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • Fay Vincent warned MLB of the corruption from gambling. (NYT)
  • Microsoft poaches AI podcasting feature staff. (FT)
  • Do we need eyes on compliance gatekeepers? (The Regulatory Review)
  • MLB fires ump for shared betting accounts. (ESPN)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the FCPA Survival Guide on Amazon.com.