Tag: PCAOB

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending December 20, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

This week’s stories include:

  • Ex-Hawks exec pleads guilty. (Law360)
  • ZTE is said to be cooperating. (DCD)
  • French culture minister targeted in corruption probe. (Bloomberg)
  • Pardons Pardons Pardons-is SBF next? (FT)
  • Dana-Farber Cancer Institute hit with $15MM settlement over fraud allegations. (WSJ)
  • Tricolor execs charged with fraud. (Reuters)
  • $2bn for the Philippines corruption scandal. (Bloomberg)
  • TX AG sues television manufacturers for illegally collecting personal data. (KVUE)
  • The 11th Circuit hears arguments invalidating the FCA. (Reuters)
  • The SEC is weighing PCAOB changes. (WSJ)

You can check out the Daily Compliance News for four curated compliance- and ethics-related stories each day, ⁠here⁠.

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You can purchase a copy of my new book, Upping Your Game, on ⁠Amazon.com.⁠

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Daily Compliance News

Daily Compliance News: December 15, 2025, The End of the FCA Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • 11th Circuit hears arguments invalidating the FCA. (Reuters)
  • The boss got drunk at the Christmas party. Yikes! (NYT)
  • SEC is weighing PCAOB changes. (WSJ)
  • The perils of AI in recruiting. (FT)

The Daily Compliance News has been honored as the No. 2 in Best Regulatory Compliance Podcasts category.

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending October 18, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, presents the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

Top stories include:

  • SEC wants to reduce the salaries of PCAOB Board members. (WSJ)
  • San Mateo County Sheriff removed for corruption. (San Francisco Chronicle)
  • Why Danielle Sasson resigned.
  • UK gov says if hacked, go to paper. (BBC)
  • BOA sued over alleged ties to Epstein. (Reuters)
  • Trump lobbies the Knesset. (Bloomberg)
  • The US forced the Dutch to fire the Chinese CEO of a chip company. (WSJ)
  • Why do you need glue employees? (WSJ)
  • Corruption puts Moroccan hospitals at breaking point. (France24)
  • CZ and Trump are now working together (in a family way). (Bloomberg)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here.

Connect with Tom 

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You can purchase a copy of my new book, Upping Your Game, on Amazon.com

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Daily Compliance News

Daily Compliance News: October 17, 2025, The Decoupling Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world, compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • SEC wants to reduce the salaries of PCAOB Board members. (WSJ)
  • San Mateo County Sheriff removed for corruption. (Police1)
  • The US threatens to decouple from China. (FT)
  • Capita fined £14mm for data breach. (BBC)

The Daily Compliance News has been honored as the No. 2 in the Best Regulatory Compliance Podcast category.

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10 For 10

10 For 10: Top Compliance Stories For the Week Ending, June 28, 2025

Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professionals and compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by Tom Fox, the Voice of Compliance. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Is it a lawsuit settlement or a bribe? (WSJ)
  • Staley ban upheld by British court. (FT)
  • ABB was released from its DPA early. (Lexology)
  • Matt Galvin was honored as FT Top 20 Innovative Lawyer. (FT)
  • OpenAI can train on copyrighted material. (BBC)
  • PCAOB elimination hits a roadblock. (WSJ)
  • Tesla was threatened in France for deceptive marketing. (FT)
  • Is it safe for Americans to travel abroad? (NYT)
  • Is bias built into hiring algorithms? (WSJ)
  • Are Canadian companies at risk due to the US’s lack of ABC enforcement? (Globe and Mail)

You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here.

Connect with Tom 

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You can purchase a copy of my new book, Upping Your Game, on Amazon.com

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Daily Compliance News

Daily Compliance News: June 25, 2025, The PCAOB Elimination Hits Roadblock Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News. All from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest, all relevant to the compliance professional.

Top compliance stories:

  • DeepSeek is bad, very bad for the US. (Reuters)
  • A global AI divide isn’t coming; it’s here. (NYT)
  • PCAOB elimination hits a roadblock. (WSJ)
  • Tesla was threatened in France for deceptive marketing. (FT)
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Everything Compliance - Shout Outs and Rants

Shout Outs and Rants – Episode 153, The CW 25 Edition

Welcome to this edition of Everything Compliance, Shout-Outs, and Rants. This episode features Matt Kelly, Jonathan Armstrong, Karen Woody, Tom Fox, and Karen Moore.

  1. Karen Moore rants at the Department of Education for setting up a 1984-style anonymous reporting line for students to report on their teachers.
  2. Matt Kelly has a shout-out to Microsoft for picking up Jenner & Block as counsel and ranting about the GOP effort to abolish the PCAOB.
  3. Jonathan Armstrong shouts out to the compliance community for their support of Diana Trevley and encourages her continuing recovery now that she is back in the US.
  4. Karen Woody shouts out to the movie Conclave.
  5. Tom Fox shouts out to former San Antonio Spurs coach Gregg Popovich, who announced his retirement on May 1.

The members of Everything Compliance are:

Tom Fox, the Voice of Compliance, is the host, producer, and sometimes panelist of Everything Compliance. He can be reached at tfox@tfoxlaw.com. The award-winning Everything Compliance is part of the Compliance Podcast Network.

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Daily Compliance News

Daily Compliance News: April 28, 2025, The Santos Sobs Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy morning coffee, and listen to the Daily Compliance News. All, from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

Top stories include:

  • George Santos sobs at sentencing. (The Daily Beast)
  • The FCPA pause is a boon to corrupt companies. (Bloomberg)
  • Congress wants to kill PCAOB. (FT)
  • Multiple errors led to a catastrophic crash. (⁠NYT⁠)
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Everything Compliance

Everything Compliance: Episode 146, The Holiday Season Edition

Welcome to this Special Edition of Everything Compliance. In this episode, Matt Kelly, Jonathan Marks, Karen Woody, and Karen Moore examine various issues for compliance professionals under the incoming administration.

  1. Jonathan Marks discusses how deepfake videos facilitate fraud and how companies can combat this scourge. He shouts out to Miriam Chamani and her Voodoo Spiritual Temple.
  2. Karen Moore takes a deep dive into sustainability requirements in the EU and what these obligations mean for US companies under the second Trump administration. She shouts out to all the delivery folks this holiday season.
  3. Matt Kelly examines the DOGE initiative and its potential impact on compliance. He rants about the Pete Hegseth nomination and praises the South Korean people who opposed the presidential coup.
  4. Karen Woody examines what the new Trump administration may mean for the SEC in the future and rants about Time Magazine naming Donald Trump its Man of the Year.
  5. Tom Fox shouts out to the Shuffle Mamas.

The members of the Everything Compliance are:

The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the award-winning Compliance Podcast Network.

For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here.

Check out the full 3-book series, The Compliance Kids on Amazon.com.

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Daily Compliance News

Daily Compliance News: December 11, 2024 – The Atomic Make-Up Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News—all from the Compliance Podcast Network. Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

  • Continued robust export control enforcement is predicted. (WSJ)
  • Patagonia fighting forced labor through exploring ‘atomic make-up’ of clothing. (WSJ)
  • PCAOB critic to oversee the agency. (WSJ)
  • SEC is keeping an eye on PE deals.  (WSJ)

For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here.

Check out the entire 3-book series, The Compliance Kids, on Amazon.com.