Tag: Senator Robert Menendez

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending June 15, 2024

Welcome to 10 For 10, the podcast that brings you the week’s top 10 compliance stories in one podcast each week.

Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week.

Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for compliance professionals, all curated by the Voice of Compliance, Tom Fox.

Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • FTX administrator looking again at Sullivan and Cromwell. (Law.com)
  • Tyson Foods CFO was suspended for drunk driving. (Bloomberg)
  • 5 takeaways from the Menendez trial. (CNN)
  • The FAA says greater oversight is needed over Boeing. (NYT)
  • More Chinese companies have been added to the sanction list for using forced labor. (WSJ)
  • TerraForm settles with the SEC for $4.5bn. (FT)
  • What happens when the Rule of Law dies out? (FT)
  • U.A.W. Monitor Investigates Accusations Against Union Leader (NYT)
  • Beny Steinmetz profile.  (OCCPR)
  • TD Bank is under scrutiny for alleged AML violations. (Bloomberg)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

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Daily Compliance News

Daily Compliance News: June 14, 2024 – The Headed to Rehab Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Tyson Foods CFO was suspended for drunk driving. (Bloomberg)
  • 5 takeaways from the Menendez trial. (CNN)
  • The FAA says greater oversight is needed over Boeing. (NYT)
  • FTX administrator looking again at Sullivan and Cromwell. (Law.com)

For more information on the Ethico ROI Calculator and a free white Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: June 12, 2024 – The Russian Timber Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Russian timber and export control. (WSJ)
  • What happens when the Rule of Law dies out? (FT)
  • Uribe says Menendez was ‘all in’ on bribery and corruption. (WaPo)
  • U.A.W. Monitor Investigates Accusations Against Union Leader (NYT)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending June 1, 2024

Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week.

Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week.

Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox.

Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • Menendez corruption caught in emails and texts. (Politico)
  • Are the Olympics a reputational risk?  (FT)
  • Virginia businesses were fined for hiring ‘whites only’.  (WaPo)
  • Boeing has a plan to fix safety issues. (NYT)
  • American Airlines sued for tossing 5 black men from a flight for ‘body odor’. (Reuters)
  • Need for audit reform in the UK. (FT)
  • US representatives call for reopening of Nigerian oil bloc OPL 245 investigation. (Nigerian Lawyer)
  • Private equity giants near settlements with SEC re: texting. (WSJ)
  • Mike Lynch says HP ‘panicked’.  (Law360)
  • Death penalty in a corruption case.  (South China Morning Post)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

Connect with Tom 

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Daily Compliance News

Daily Compliance News: May 31, 2024 – The Whites Only Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • Virginia businesses were fined for hiring ‘whites only’.  (WaPo)
  • Boeing has a plan to fix safety issues. (NYT)
  • Are the Olympics a reputational risk?  (FT)
  • Menendez corruption was caught in emails and texts. (Politico)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: May 24, 2024 – The Declination Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • First declination in a export control case. (WSJ)
  • Does the Constitution protect Menendez in delivering quo?  (Politico)
  • HSBC was fined for failing to help customers.  (BBC)
  • Cracks in the prosecution of Archegos. (Bloomberg)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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10 For 10

10 For 10: Top Compliance Stories For The Week Ending May 18, 2024

Welcome to 10 For 10, the podcast that brings you the week’s top 10 compliance stories in one podcast each week.

Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week.

Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week.

Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for compliance professionals, all curated by the Voice of Compliance, Tom Fox.

Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network.

  • The SFO is reviewing LIBOR prosecutions.  (FT)
  • Opening statement in the Senator Menendez trial.  (Bloomberg)
  • The DOJ says Boeing violated its DPA.  (Reuters)
  • PCAOB adopts tighter rules on auditor quality.  (WSJ)
  • Did DOJ steal Unaoil prosecution from SFO?  (Economist)
  • The FDIC head goes to Congress. It’s not pretty.  (NYT)
  • Bill Hwang lied. (This is my shocked face.)  (FT)
  • Investment advisors must vet customers.  (WSJ)
  • Meta faces an EU probe over child abuse protections.  (WSJ)
  • FIFA rolls back ABC reforms.  (NYT)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here.

Connect with Tom 

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Daily Compliance News

Daily Compliance News: May 16, 2024 – The Violated The DPA Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • The DOJ says Boeing violated its DPA.  (Reuters)
  • Sanctions were levied on oil trading firms and Russia. (WSJ)
  • FDIC head goes to Congress. It’s not pretty.   (NYT)
  • Opening statement in the Senator Menendez trial.  (Bloomberg)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Daily Compliance News

Daily Compliance News: May 14, 2024 – The Roaring Kitty Returns Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee and listen to the Daily Compliance News. All from the Compliance Podcast Network.

Each day, we consider four stories from the business world: compliance, ethics, risk management, leadership, or general interest for the compliance professional.

In today’s edition of Daily Compliance News:

  • GameStop roars back. (BBC)
  • Senator Menendez trial begins. (WaPo)
  • Investment advisors must vet customers. (WSJ)
  • Bill Hwang lied. (This is my shocked face.) (Reuters)

For more information on the Ethico ROI Calculator and a free White Paper on the ROI of Compliance, click here.

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Everything Compliance - Shout Outs and Rants

Shout Outs and Rants – Episode 133, The Perfect Attendance Edition

Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows.

In this episode, we have a quintet of shoutouts and rantors; Jonathan Marks, Matt Kelly, Jay Rosen, and Karen Woody, all hosted by Tom Fox.

1. Matt Kelly rants about yet another KPMG cheating scandal.

2. Karen Woody shouts out to Caitlin Clark for being the No. 1 pick in the WNBA Draft but rants about her paltry $76K first-year salary.

3. Jonathan Marks shouts out to Kevin Ford for working at Burger King for 27 years without missing a day of work.

4. Jay Rosen has a mild rant about CBS cutting off Billy Joel’s Piano Man encore to cut to local news about the Masters.

5. Host Tom Fox shouts out to Senator Robert Menendez for throwing his wife under the bus by announcing he will claim she is the one who engaged in bribery and corruption, not him.

The members of the Everything Compliance are:

• Jay Rosen – Jay can be reached at Jay.r.rosen@gmail.com

• Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at kwoody@wlu.edu

• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at mkelly@radicalcompliance.com

• Jonathan Armstrong – is our UK colleague and an experienced data privacy/data protection lawyer in London. He can be reached at windyridgehouse@gmail.com.

• Jonathan Marks can be reached at jtmarks@gmail.com.

The host, producer, and ranter (and sometimes panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at tfox@tfoxlaw.com. Everything Compliance is a part of the Compliance Podcast Network.